-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J1RUrZNkyAb3WHl0nt1way6NWmev/4z9T9dCH9c7g0KQjVu2HWOuDLhQdhyTj7oy KW9y0vX9kv+m5HdT2oBT1w== 0001144204-09-026474.txt : 20090514 0001144204-09-026474.hdr.sgml : 20090514 20090514145416 ACCESSION NUMBER: 0001144204-09-026474 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFTON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001232960 IRS NUMBER: 562125966 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10462 FILM NUMBER: 09826120 BUSINESS ADDRESS: STREET 1: 120 COTTAGE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28207 BUSINESS PHONE: (704) 333-3110 MAIL ADDRESS: STREET 1: 120 COTTAGE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28207 FORMER COMPANY: FORMER CONFORMED NAME: SUGAR CREEK PARTNERS LLC DATE OF NAME CHANGE: 20040203 FORMER COMPANY: FORMER CONFORMED NAME: BLUE RIDGE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20030514 13F-HR 1 v149536_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Afton Capital Management LLC Address: 4720 Piedmont Row Drive, Suite 370 Charlotte, NC 28210 Form 13F File Number: 28-10462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Coy Monk Title: Managing Member Phone: (704)887-2483 Signature, Place, and Date of Signing: /s/ Albert Coy Monk, IV Charlotte, NC 05/14/09 ----------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $ 46,015 K ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATIONAL TABLE
FORM 13F INFORMATIONAL TABLE ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ---------------------------- -------- ------------- ------------- ---------- ----------------------- --------- -------------------- NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY CLASS NUMBER MARKET PRINCIPAL DISCRETION VALUE AMOUNT ------ ------- ------- ------- ------ ----- [A] [B] [C] [A] [B] [C] SHARED SOLE SHARED OTHER SOLE SHARED NONE - ---------------------------- -------- ------------- ------------- ---------- ------ ------- ------- -------- ------- ------ ----- BRINK'S COMPANY (THE) com 109696104 $1,587,600.00 60,000 sole 60,000 BRINK'S HOME SECURITY com 109699108 $1,695,000.00 75,000 sole 75,000 CALGON CARBON CORPORATION com 129603106 $3,300,193.00 232,900 sole 232,900 CARRIZO OIL & GAS INC com 144577103 $1,154,400.00 130,000 sole 130,000 COVANTA HOLDING CORP com 22282E102 $1,473,436.58 112,562 sole 112,562 ENTERGY CORPORATION com 29364G103 $2,383,150.00 35,000 sole 35,000 FREEPORT-MCMORAN COPPER & GOLD com 35671D857 $1,714,950.00 45,000 sole 45,000 GENTEK INC com 37245X203 $3,796,501.83 217,067 sole 217,067 GOLDMAN SACHS GROUP com 38141G104 $3,180,600.00 30,000 sole 30,000 INTEL CORPORATION com 458140100 $ 901,800.00 60,000 sole 60,000 ITT CORPORATION com 450911102 $1,154,100.00 30,000 sole 30,000 JDA SOFTWARE GROUP INC com 46612K108 $ 577,500.00 50,000 sole 50,000 KAISER ALUMINUM CORPORATION com 483007704 $1,618,400.00 70,000 sole 70,000 KINDER-MORGAN MANAGEMENT, LLC com 49455U100 $2,532,663.36 62,136 sole 62,136 LOCKHEED MARTIN CORPORATION com 539830109 $2,070,900.00 30,000 sole 30,000 MORGAN STANLEY com 617446448 $1,366,200.00 60,000 sole 60,000 NAVISTAR INTL CORP com 63934E108 $1,589,350.00 47,500 sole 47,500 NETAPP, INC. com 64110D104 $1,113,000.00 75,000 sole 75,000 NORTHROP GRUMMAN CORP com 666807102 $ 872,800.00 20,000 sole 20,000 PETROHAWK ENERGY CORPORATION com 716495106 $1,923,000.00 100,000 sole 100,000 QUALCOMM INC. com 747525103 $ 972,750.00 25,000 sole 25,000 RAYTHEON CO com 755111507 $1,362,900.00 35,000 sole 35,000 REGIONS FINANCIAL CORPORATION com 7591EP100 $ 426,000.00 100,000 sole 100,000 SPDR GOLD TRUST ETF com 78463V107 $4,514,000.00 50,000 sole 50,000 TELEPHONE AND DATA SYSTEMS, INC com 879433100 $1,325,500.00 50,000 sole 50,000 WELLS FARGO & CO com 949746101 $1,408,535.36 98,914 sole 98,914
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