0001181431-14-038131.txt : 20141205 0001181431-14-038131.hdr.sgml : 20141205 20141205161142 ACCESSION NUMBER: 0001181431-14-038131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141203 FILED AS OF DATE: 20141205 DATE AS OF CHANGE: 20141205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARAGONA JOSEPH C CENTRAL INDEX KEY: 0001232296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 141269763 MAIL ADDRESS: STREET 1: C/O AUSTIN VENTURES STREET 2: 300 W. SIXTH ST., STE. 2300 CITY: AUSTIN STATE: TX ZIP: 78701 4 1 rrd419894.xml SALE OF SHARES X0306 4 2014-12-03 0 0001348324 LDR HOLDING CORP LDRH 0001232296 ARAGONA JOSEPH C 300 WEST 6TH STREET, SUITE 2300 AUSTIN TX 78701-3902 1 0 0 0 Common Stock 2014-12-03 4 S 0 5175 31.464 D 0 I By: AVP Management Services, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $31.52, inclusive. The reporting person undertakes to provide to LDR Holding Corp, any security holder of LDR Holding Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Shares are held directly by AVP Management Services, Inc. (the "Management Company"). The Management Company provides management services to Austin Ventures VIII, L.P. Joseph C. Aragona is a shareholder of the Management Company and may be deemed to share in the voting and investment power over the shares held by the Management Company. Mr. Aragona disclaims beneficial ownership of the shares held by the Management Company except to the extent of any pecuniary interest therein. /s/ Kevin Kunz for Joseph C. Aragona 2014-12-05