0001181431-14-012768.txt : 20140313
0001181431-14-012768.hdr.sgml : 20140313
20140313210502
ACCESSION NUMBER: 0001181431-14-012768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140312
FILED AS OF DATE: 20140313
DATE AS OF CHANGE: 20140313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RetailMeNot, Inc.
CENTRAL INDEX KEY: 0001475274
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
IRS NUMBER: 260159761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 CONGRESS AVENUE
STREET 2: SUITE 700
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512.777.2970
MAIL ADDRESS:
STREET 1: 301 CONGRESS AVENUE
STREET 2: SUITE 700
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: WhaleShark Media, Inc.
DATE OF NAME CHANGE: 20111028
FORMER COMPANY:
FORMER CONFORMED NAME: Whale Shark Media, Inc.
DATE OF NAME CHANGE: 20091120
FORMER COMPANY:
FORMER CONFORMED NAME: Smallponds, Inc.
DATE OF NAME CHANGE: 20091026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARAGONA JOSEPH C
CENTRAL INDEX KEY: 0001232296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36005
FILM NUMBER: 14692603
MAIL ADDRESS:
STREET 1: C/O AUSTIN VENTURES
STREET 2: 300 W. SIXTH ST., STE. 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AV Partners IX LLC
CENTRAL INDEX KEY: 0001414047
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36005
FILM NUMBER: 14692604
BUSINESS ADDRESS:
STREET 1: C/O AUSTIN VENTURES
STREET 2: 300 WEST 6TH STREET, SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-485-1900
MAIL ADDRESS:
STREET 1: C/O AUSTIN VENTURES
STREET 2: 300 WEST 6TH STREET, SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THORNTON JOHN D
CENTRAL INDEX KEY: 0001252914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36005
FILM NUMBER: 14692605
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST., SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Siegel Philip S
CENTRAL INDEX KEY: 0001414028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36005
FILM NUMBER: 14692606
MAIL ADDRESS:
STREET 1: C/O AUSTIN VENTURES
STREET 2: 300 WEST 6TH STREET, SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PACITTI CHRISTOPHER A
CENTRAL INDEX KEY: 0001278614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36005
FILM NUMBER: 14692607
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH STREET
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEANGELIS KENNETH P
CENTRAL INDEX KEY: 0001250010
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36005
FILM NUMBER: 14692608
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST STE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
4
1
rrd404132.xml
SALE
X0306
4
2014-03-12
0
0001475274
RetailMeNot, Inc.
SALE
0001414047
AV Partners IX LLC
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001232296
ARAGONA JOSEPH C
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001250010
DEANGELIS KENNETH P
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001278614
PACITTI CHRISTOPHER A
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001414028
Siegel Philip S
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001252914
THORNTON JOHN D
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
Series 1 Common Stock, $0.001 par value
2014-03-12
4
J
0
1038291
0
D
3960127
I
by Austin Ventures IX, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
J
0
10383
0
A
10383
I
by AV Partners IX, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
S
0
1721
37.50
D
8662
I
by AV Partners IX, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
S
0
8662
38.04
D
0
I
by AV Partners IX, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
J
0
961709
0
D
3668036
I
by Austin Ventures X, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
J
0
9617
0
A
9617
I
by AV Partners X, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
S
0
1594
37.50
D
8023
I
by AV Partners X, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
S
0
8023
38.04
D
0
I
by AV Partners X, L.P.
Series 1 Common Stock, $0.001 par value
2014-03-12
4
J
0
6371
0
A
6371
D
Series 1 Common Stock, $0.001 par value
2014-03-12
5
G
0
6371
0
D
0
D
Series 1 Common Stock, $0.001 par value
2014-03-12
4
J
0
4901
0
A
4901
D
Series 1 Common Stock, $0.001 par value
2014-03-12
5
G
0
4901
0
D
0
D
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures IX, L.P. ("AV IX") without consideration to its limited partners and its general partner, AV Partners IX, L.P. ("AVP IX LP") (the "AV IX Fund Distribution").
Shares held directly by AV IX. AVP IX LP, the general partner of AV IX, and AV Partners IX, L.L.C. ("AVP IX LLC"), the general partner AVP IX LP, may each be deemed to have sole voting and dispositive powers over the shares held by AV IX. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP IX LLC and may be deemed to share voting and dispositive power over the shares held by AV IX. Such persons and entities disclaim beneficial ownership of shares held by AV IX, except to the extent of any pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AV IX Fund Distribution.
Shares held directly by AVP IX LP. AVP IX LLC, the general partner AVP IX LP, may be deemed to have sole voting and dispositive powers over the shares held by AVP IX LP. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP IX LLC and may be deemed to share voting and dispositive power over the shares held by AVP IX LP. Such persons and entities disclaim beneficial ownership of shares held by AVP IX LP, except to the extent of any pecuniary interest therein.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures X, L.P. ("AV X") without consideration to its limited partners and its general partner, AV Partners X, L.P. ("AVP X LP") (the "AV X Fund Distribution").
Shares held directly by AV X. AVP X LP, the general partner of AV X, and AV Partners X, L.L.C. ("AVP X LLC"), the general partner AVP X LP, may each be deemed to have sole voting and dispositive powers over the shares held by AV X. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AV X. Such persons and entities disclaim beneficial ownership of shares held by AV X, except to the extent of any pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AV X Fund Distribution.
Shares held directly by AVP X LP. AVP X LLC, the general partner AVP X LP, may be deemed to have sole voting and dispositive powers over the shares held by AVP X LP. Joseph C. Aragona, C. Thomas Ball, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AVP X LP. Such persons and entities disclaim beneficial ownership of shares held by AVP X LP, except to the extent of any pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.40 to $37.59, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (9) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.48, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (10) to this Form 4.
Shares acquired by AVP IX Secondary, L.P. ("AVP IX Secondary"), a limited partner of AV IX, in connection with the AV IX Fund Distribution. Upon receipt of such shares, AVP IX Secondary, of which Mr. Aragona is a limited partner, immediately made a pro-rata in-kind distribution of such shares to its limited partners, including Mr. Aragona.
Shares held directly by Mr. Aragona.
Shares acquired by AVP IX Secondary, a limited partner of AV IX, in connection with the AV IX Fund Distribution. Upon receipt of such shares, AVP IX Secondary, of which Mr. DeAngelis is a limited partner, immediately made a pro-rata in-kind distribution of such shares to its limited partners, including Mr. DeAngelis.
Shares held directly by Mr. DeAngelis.
This report is one of three reports, each on a separate Form 4, but relating to the same transactions.
Megan Engel for AV Partners IX, L.L.C.
2014-03-13
Megan Engel for Joseph C. Aragona
2014-03-13
Megan Engel for Kenneth P. DeAngelis
2014-03-13
Megan Engel for Christopher A. Pacitti
2014-03-13
Megan Engel for Philip S. Siegel
2014-03-13
Megan Engel for John D. Thornton
2014-03-13