FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2009 |
3. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & CO/MN [ WFC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $1 2/3 par value | 57,813 | D | |
Common Stock, $1 2/3 par value | 151.8325 | I | Through 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Purchase Option | 04/20/2000 | 04/20/2009 | Common Stock, $1 2/3 par value | 362 | $275.93 | D | |
Employee Stock Purchase Option | 04/20/2000 | 04/20/2009 | Common Stock, $1 2/3 par value | 4,933 | $275.93 | D | |
Employee Stock Purchase Option | 12/14/2000 | 12/14/2009 | Common Stock, $1 2/3 par value | 7,257 | $175.48 | D | |
Employee Stock Purchase Option | 01/03/2001 | 01/03/2010 | Common Stock, $1 2/3 par value | 16,933 | $158.53 | D | |
Employee Stock Purchase Option | 04/17/2002 | 04/17/2011 | Common Stock, $1 2/3 par value | 9,955 | $152.69 | D | |
Employee Stock Purchase Option | 04/17/2003 | 04/17/2011 | Common Stock, $1 2/3 par value | 9,955 | $152.69 | D | |
Employee Stock Purchase Option | 04/17/2004 | 04/17/2011 | Common Stock, $1 2/3 par value | 9,955 | $152.69 | D | |
Employee Stock Purchase Option | 07/31/2002 | 07/31/2011 | Common Stock, $1 2/3 par value | 35,499 | $175.39 | D | |
Employee Stock Purchase Option | 04/16/2003 | 04/16/2012 | Common Stock, $1 2/3 par value | 7,876 | $190.76 | D | |
Employee Stock Purchase Option | 04/16/2004 | 04/16/2012 | Common Stock, $1 2/3 par value | 7,875 | $190.76 | D | |
Employee Stock Purchase Option | 04/16/2005 | 04/16/2012 | Common Stock, $1 2/3 par value | 7,876 | $190.76 | D | |
Employee Stock Purchase Option | (1) | 04/22/2013 | Common Stock, $1 2/3 par value | (1) | $188 | D | |
Employee Stock Purchase Option | (2) | 04/19/2014 | Common Stock, $1 2/3 par value | (2) | $224.26 | D | |
Employee Stock Purchase Option | (3) | 04/18/2015 | Common Stock, $1 2/3 par value | (3) | $253.03 | D | |
Employee Stock Purchase Option | (4) | 03/31/2016 | Common Stock, $1 2/3 par value | (4) | $281.52 | D | |
Employee Stock Purchase Option | (5) | 02/20/2017 | Common Stock, $1 2/3 par value | (5) | $293.12 | D | |
Employee Stock Purchase Option | (6) | 02/19/2018 | Common Stock, $1 2/3 par value | (6) | $205.93 | D | |
Employee Stock Purchase Option | (7) | 02/19/2018 | Common Stock, $1 2/3 par value | (7) | $241.08 | D | |
Employee Stock Purchase Option | (8) | 02/19/2018 | Common Stock, $1 2/3 par value | (8) | $169.71 | D |
Explanation of Responses: |
1. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 04/22/2004, 5,911 shares; 04/22/2005, 5,911 shares; 04/22/2006, 5,910 shares; 04/22/2007, 5,910 shares; 04/22/2008, 5,910 shares. |
2. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 04/19/2005: 3,824 shares; 04/19/2006, 3,824 shares; 04/19/2007, 3,824 shares; 04/19/2008, 3,824 shares; 04/19/2009, 3,823 shares. |
3. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 04/18/2006, 3,528 shares; 04/18/2007, 3,528 shares; 04/18/2008, 3,528 shares; 04/18/2009, 3,528 shares; 04/18/2010, 3,529 shares. |
4. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 03/31/2007, 4,288 shares; 03/31/2008, 4,288 shares; 03/31/2009, 4,288 shares; 03/31/2010, 4,288 shares; 03/31/2011, 4,289 shares. |
5. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 02/20/2008; 1,404 shares; 02/20/2009, 1,404 shares; 02/20/2010, 1,405 shares; 02/20/2011, 1,405 shares; 02/20/2012, 1,405 shares. |
6. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 02/19/2009, 3,244 shares; 02/19/2010, 3,244 shares; 02/19/2011, 3,244 shares; 02/19/2012, 3,244 shares; 02/19/2013, 3,245 shares. |
7. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 02/19/2009, 3,784 shares; 02/19/2010, 3,785 shares; 02/19/2011, 3,785 shares; 02/19/2012, 3,785 shares; 02/19/2013, 3,785 shares. |
8. The vesting dates and the numbers of shares in the five tranches of this grant are as follows: 02/19/2009, 3,270 shares; 02/19/2010, 3,270 shares; 02/19/2011, 3,270 shares; 02/19/2012, 3,270 shares; 02/19/2013, 3,271 shares. |
Remarks: |
David M. Carroll, by Robert S. Singley, as Attorney-in-Fact | 01/09/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |