0001633978-18-000128.txt : 20181109 0001633978-18-000128.hdr.sgml : 20181109 20181109200050 ACCESSION NUMBER: 0001633978-18-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181109 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERSCHER PENNY CENTRAL INDEX KEY: 0001232019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 181174495 MAIL ADDRESS: STREET 1: 400 N MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 400 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-09 0001633978 Lumentum Holdings Inc. LITE 0001232019 HERSCHER PENNY 400 NORTH MCCARTHY BLVD MILPITAS CA 95035 1 0 0 0 Common Stock 2018-11-09 4 A 0 3017 0 A 37760 D Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan. /s/ Judy G Hamel as Attorney-in-Fact 2018-11-09