0001085146-12-001245.txt : 20121018
0001085146-12-001245.hdr.sgml : 20121018
20121018093717
ACCESSION NUMBER: 0001085146-12-001245
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121018
DATE AS OF CHANGE: 20121018
EFFECTIVENESS DATE: 20121018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROKERSXPRESS LLC
CENTRAL INDEX KEY: 0001231829
IRS NUMBER: 320070204
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14992
FILM NUMBER: 121149653
BUSINESS ADDRESS:
STREET 1: 311 W. MONROE ST.- SUITE 1000
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 512-682-5968
MAIL ADDRESS:
STREET 1: 311 W. MONROE ST.- SUITE 1000
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
brokerx3q2012r.txt
BROKERSXPRESS, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: brokersXpress, LLC
Address: 311 W. Monroe St., Suite 1000
Chicago, IL 60606
13F File Number: 028-14992
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barry Metzger
Title: CEO
Phone: 888-280-7030
Signature, Place, and Date of Signing:
/s/ Barry Metzger Chicago, IL October 17, 2012
AT THE CLOSE OF BUSINESS ON SEPTEMBER 4, 2012 brokersXpress, LLC CEASED
MAINTAINING CUSTOMER ACCOUNTS
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: $ (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
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NONE