0001437749-23-032485.txt : 20231117 0001437749-23-032485.hdr.sgml : 20231117 20231117165336 ACCESSION NUMBER: 0001437749-23-032485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KURTZ WILLIAM CENTRAL INDEX KEY: 0001231740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38937 FILM NUMBER: 231419576 MAIL ADDRESS: STREET 1: NOVELLUS SYSTEMS, INC. STREET 2: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aterian, Inc. CENTRAL INDEX KEY: 0001757715 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 831739858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 SPRINGFIELD AVENUE STREET 2: SUITE #200 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: (347)676-1681 MAIL ADDRESS: STREET 1: 350 SPRINGFIELD AVENUE STREET 2: SUITE #200 CITY: SUMMIT STATE: NJ ZIP: 07901 FORMER COMPANY: FORMER CONFORMED NAME: Mohawk Group Holdings, Inc. DATE OF NAME CHANGE: 20181031 4 1 rdgdoc.xml FORM 4 X0508 4 2023-11-15 0001757715 Aterian, Inc. ATER 0001231740 KURTZ WILLIAM 350 SPRINGFIELD AVENUE SUITE #200 SUMMIT NJ 07901 1 0 Common Stock 2023-11-15 4 S 0 96914 0.34 D 277099 D Common Stock 2023-11-16 4 S 0 6829 0.34 D 270270 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.33 to $0.38, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.33 to $0.35, inclusive. The reporting person undertakes to provide Aterian, Inc. the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. /s/ William Kurtz 2023-11-17