0001140361-11-038314.txt : 20110728 0001140361-11-038314.hdr.sgml : 20110728 20110728140202 ACCESSION NUMBER: 0001140361-11-038314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110728 DATE AS OF CHANGE: 20110728 EFFECTIVENESS DATE: 20110728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RICE HALL JAMES & ASSOCIATES, LLC CENTRAL INDEX KEY: 0001230765 IRS NUMBER: 431992529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10467 FILM NUMBER: 11992963 BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STE 1000 CITY: SAN DIEGO STATE: CA ZIP: 92101-3383 BUSINESS PHONE: 6192399005 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STE 1000 CITY: SAN DIEGO STATE: CA ZIP: 92101-3383 FORMER COMPANY: FORMER CONFORMED NAME: RICE HALL JAMES & ASSOCIATES LLC DATE OF NAME CHANGE: 20030516 FORMER COMPANY: FORMER CONFORMED NAME: RICE JAMES HALL & ASSOCIATES LLC DATE OF NAME CHANGE: 20030502 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rice Hall James & Associates, LLC Address: 600 Broadway, Suite 1000 San Diego, CA 92101 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Janine Marquez Title: Chief Compliance Officer Phone: 619-239-9005 Signature, Place, and Date of Signing: /s/ Janine Marquez San Diego, CA 7/12/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 330 Form 13F Information Table Value Total: $ 1,126,241 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -------- 3M Co COM 88579Y101 731 7706 SH SOLE 7406 0 300 AAR Corp COM 000361105 474 17500 SH SOLE 17500 0 0 Abbott Labs COM 002824100 1562 29678 SH SOLE 27078 0 2600 Abraxas Petroleum Corp COM 003830106 3631 947931 SH SOLE 559760 0 388171 Acacia Technologies Group COM 003881307 742 20211 SH SOLE 19448 0 763 ACCO Brands Corp COM 00081T108 2198 280027 SH SOLE 165297 0 114730 Acuity Brands Inc COM 00508Y102 5477 98185 SH SOLE 54704 0 43481 Advance Auto Parts Inc COM 00751Y106 710 12146 SH SOLE 12146 0 0 AeroVironment Inc COM 008073108 1463 41377 SH SOLE 24200 0 17177 Agilent Technologies Inc COM 00846U101 1026 20072 SH SOLE 2067 0 18005 Air Products & Chemicals Inc COM 009158106 5391 56408 SH SOLE 26200 0 30208 Air Transport Services Group COM 00922R105 1687 246225 SH SOLE 145018 0 101207 Alere Inc COM 01449J105 4682 127850 SH SOLE 69968 0 57882 Allegheny Technologies Inc COM 01741R102 5628 88669 SH SOLE 50137 0 38532 Allegiant Travel Co COM 01748X102 15237 307820 SH SOLE 161690 0 146130 Alliance Resource Partners LP COM 01877R108 592 7650 SH SOLE 7650 0 0 Altra Hldgs Inc COM 02208R106 2736 114059 SH SOLE 67305 0 46754 American Dental Partners Inc COM 025353103 1778 137185 SH SOLE 81379 0 55806 Ameron International COM 030710107 2523 38407 SH SOLE 22662 0 15745 Analogic Corp COM 032657207 5194 98769 SH SOLE 51032 0 47737 Apple Computer Inc COM 037833100 688 2050 SH SOLE 2050 0 0 Aqua America Inc COM 03836W103 410 18670 SH SOLE 18670 0 0 Arbitron Inc COM 03875Q108 7186 173865 SH SOLE 87000 0 86865 Armstrong World Industries Inc COM 04247X102 4051 88906 SH SOLE 47969 0 40937 Asbury Automotive Group Inc COM 043436104 3358 181239 SH SOLE 108011 0 73228 AT&T Inc COM 00206R102 542 17251 SH SOLE 15033 0 2218 Atmel Corp COM 049513104 4079 289932 SH SOLE 164572 0 125360 B Communications Ltd COM M15629104 272 10656 SH SOLE 10656 0 0 Bancorp Inc COM 05969A105 3308 316512 SH SOLE 187088 0 129424 Bank of America Corp COM 060505104 115 10500 SH SOLE 10500 0 0 BE Aerospace Inc COM 073302101 755 18500 SH SOLE 18500 0 0 Berkshire Hathaway Inc Cl A COM 084670108 232 2 SH SOLE 2 0 0 Berkshire Hathaway Inc Cl B COM 084670702 1743 22525 SH SOLE 21200 0 1325 BioMarin Pharmaceutical Inc COM 09061G101 447 16436 SH SOLE 16436 0 0 Blackboard Inc COM 091935502 6974 160735 SH SOLE 89634 0 71101 Brigham Exploration Company COM 109178103 4834 161509 SH SOLE 89148 0 72361 Bristol-Myers Squibb Co COM 110122108 182 6288 SH SOLE 5488 0 800 Broadwind Energy Inc Com COM 11161T108 44 30500 SH SOLE 30500 0 0 Brocade Communications Sys COM 111621306 126 19500 SH SOLE 19500 0 0 Buckeye Partners LP COM 118230101 285 4410 SH SOLE 3410 0 1000 C R Bard Inc COM 067383109 8474 77133 SH SOLE 43670 0 33463 CA Inc COM 12673P105 226 9900 SH SOLE 9900 0 0 Calgon Carbon Corp COM 129603106 204 12000 SH SOLE 12000 0 0 Callon Pete Co Del COM 13123X102 2106 299933 SH SOLE 176969 0 122964 Cantel Medical COM 138098108 2160 80250 SH SOLE 47069 0 33181 Carmike Cinemas Inc COM 143436400 2331 337375 SH SOLE 203304 0 134071 Catalyst Health Solutions Inc COM 14888B103 12884 230808 SH SOLE 118559 0 112249 Century Casinos Inc COM 156492100 278 99963 SH SOLE 93763 0 6200 Chart Industries COM 16115Q308 310 5735 SH SOLE 0 0 5735 Check Point Software Tech Ltd COM M22465104 995 17508 SH SOLE 17208 0 300 Chevron Corp COM 166764100 1451 14111 SH SOLE 12314 0 1797 Chicos Fas Inc COM 168615102 12386 813295 SH SOLE 417742 0 395553 Cinemark Holding Inc COM 17243V102 15011 724814 SH SOLE 357077 0 367737 Cintas Corp COM 172908105 8823 267111 SH SOLE 149812 0 117299 Cirrus Logic Inc COM 172755100 294 18477 SH SOLE 16894 0 1583 Cisco Sys Inc COM 17275R102 2079 133160 SH SOLE 124660 0 8500 City National Corp COM 178566105 4945 91157 SH SOLE 50100 0 41057 Cleco Corp COM 12561W105 488 13994 SH SOLE 12794 0 1200 Cogent Communications Group In COM 19239V302 784 46075 SH SOLE 44647 0 1428 Cognizant Technology Solutions COM 192446102 4086 55717 SH SOLE 29698 0 26019
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -------- Coinstar Inc COM 19259P300 10478 192110 SH SOLE 102349 0 89761 Comerica Inc COM 200340107 4363 126204 SH SOLE 74207 0 51997 Compuware COM 205638109 7984 817988 SH SOLE 482410 0 335578 Convio Inc COM 21257W105 1881 173995 SH SOLE 103306 0 70689 Copart Inc COM 217204106 19958 428276 SH SOLE 229244 0 199032 Corning Inc COM 219350105 524 28850 SH SOLE 27450 0 1400 CTS Corp COM 126501105 2544 263076 SH SOLE 155195 0 107881 Delcath Systems Inc COM 24661P104 396 76779 SH SOLE 70825 0 5954 Dennys Corp COM 24869P104 3626 934520 SH SOLE 554260 0 380260 Diamond Foods Inc COM 252603105 18766 245827 SH SOLE 129852 0 115975 Diana Containerships Inc COM Y2069P101 209 29300 SH SOLE 29300 0 0 Diebold Inc COM 253651103 8941 288318 SH SOLE 148431 0 139887 Discovery Laboratories, Inc. COM 254668403 56 25000 SH SOLE 25000 0 0 Disney Walt Co COM 254687106 1162 29757 SH SOLE 29757 0 0 Dolby Laboratories Inc COM 25659T107 3250 76533 SH SOLE 56556 0 19977 Dr Horton Inc COM 23331A109 115 10000 SH SOLE 10000 0 0 Ducommun Inc COM 264147109 1976 96040 SH SOLE 56774 0 39266 DXP Enterprises Inc COM 233377407 2873 113321 SH SOLE 67071 0 46250 E M C Corp Mass COM 268648102 804 29200 SH SOLE 28200 0 1000 Echelon Corp COM 27874N105 116 12800 SH SOLE 12800 0 0 Electro Scientific Industries COM 285229100 3084 159807 SH SOLE 95115 0 64692 Elizabeth Arden Inc COM 28660G106 17881 615958 SH SOLE 326934 0 289024 Encore Capital Group Inc COM 292554102 11072 360416 SH SOLE 181554 0 178862 Energy XXI Bermuda Ltd COM G10082140 12126 365028 SH SOLE 188654 0 176374 Entegris Inc COM 29362U104 13953 1378736 SH SOLE 713351 0 665385 Enterprise Prods Partners LP COM 293792107 252 5840 SH SOLE 3600 0 2240 EPIQ Systems Inc COM 26882D109 9432 663265 SH SOLE 334020 0 329245 Equinix Inc COM 29444U502 1084 10728 SH SOLE 10728 0 0 Esterline Technologies Corp COM 297425100 1625 21270 SH SOLE 21270 0 0 EXFO Inc COM 302046107 2590 332872 SH SOLE 196669 0 136203 Exponent Inc COM 30214U102 1621 37264 SH SOLE 21967 0 15297 Exxon Mobil Corp COM 30231G102 3783 46487 SH SOLE 45981 0 506 F5 Networks Inc COM 315616102 3342 30312 SH SOLE 14616 0 15696 FEI Company COM 30241L109 19316 505799 SH SOLE 262952 0 242847 First Commonwealth Financial C COM 319829107 86 15000 SH SOLE 15000 0 0 FirstMerit Corp COM 337915102 8895 538738 SH SOLE 285479 0 253259 Flowserve Corp COM 34354P105 6378 58039 SH SOLE 32765 0 25274 Forest Oil Corp COM 346091705 3046 114030 SH SOLE 66543 0 47487 Forward Air Corp COM 349853101 13970 413426 SH SOLE 211821 0 201605 Fuel Systems Solutions Inc COM 35952W103 2683 107542 SH SOLE 63300 0 44242 GAMCO Investors Inc COM 361438104 323 6983 SH SOLE 6983 0 0 Gannett Co Inc COM 364730101 222 15500 SH SOLE 15500 0 0 Gaylord Entertainment Co COM 367905106 11819 393982 SH SOLE 200284 0 193698 Gen-Probe Inc COM 36866T103 6523 94324 SH SOLE 54927 0 39397 General Electric Co COM 369604103 492 26080 SH SOLE 21530 0 4550 Genon Energy Inc COM 37244E107 91 23500 SH SOLE 23500 0 0 Gentex Corp COM 371901109 3883 128443 SH SOLE 68150 0 60293 GeoResources Inc COM 372476101 2500 111141 SH SOLE 65614 0 45527 GFI Group Inc COM 361652209 146 31768 SH SOLE 31768 0 0 Global Traffic Network Inc COM 37947B103 2109 183521 SH SOLE 121735 0 61786 Globecomm Sys Inc COM 37956X103 2076 133412 SH SOLE 78495 0 54917 Graham Corp COM 384556106 3208 157236 SH SOLE 91652 0 65584 Gulfport Energy Corp COM 402635304 8754 294842 SH SOLE 149764 0 145078 Hain Celestial Group Inc COM 405217100 211 6325 SH SOLE 6325 0 0 Hanesbrands Inc COM 410345102 13186 461844 SH SOLE 242562 0 219282 Hanger Orthopedic Group Inc COM 41043F208 17594 719006 SH SOLE 374019 0 344987 Hansen Nat Corp COM 411310105 527 6510 SH SOLE 6510 0 0 Harris Corp COM 413875105 1312 29126 SH SOLE 20226 0 8900 Hawaiian Hldgs Inc COM 419879101 3019 529707 SH SOLE 314446 0 215261 Helmerich & Payne Inc COM 423452101 6363 96230 SH SOLE 57502 0 38728
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -------- Hertz Global Holdings Inc COM 42805T105 7830 493064 SH SOLE 266809 0 226255 Hewlett Packard Co COM 428236103 201 5520 SH SOLE 5520 0 0 Hexcel Corp COM 428291108 6044 276098 SH SOLE 136275 0 139823 Hi-Tech Pharmacal Co Inc COM 42840B101 2722 94075 SH SOLE 55592 0 38483 Hologic Inc COM 436440101 8055 399337 SH SOLE 228729 0 170608 Hospira Inc COM 441060100 5845 103155 SH SOLE 59607 0 43548 Hot Topic Inc COM 441339108 126 16929 SH SOLE 16929 0 0 Huntington Bancshares Inc COM 446150104 131 20000 SH SOLE 20000 0 0 Huron Consulting Group Inc COM 447462102 305 10105 SH SOLE 9742 0 363 ICF Intl Inc COM 44925C103 2814 110870 SH SOLE 65607 0 45263 Iconix Brand Group Inc COM 451055107 380 15693 SH SOLE 15693 0 0 ICU Med Inc COM 44930G107 503 11504 SH SOLE 10995 0 509 IDEX Corp COM 45167R104 5497 119889 SH SOLE 61152 0 58737 Illinois Tool Wks Inc COM 452308109 485 8580 SH SOLE 8580 0 0 Imperial Holdings Inc COM 452834104 152 15000 SH SOLE 15000 0 0 Insituform Tech COM 457667103 12488 595537 SH SOLE 306101 0 289436 Intel Corp COM 458140100 855 38575 SH SOLE 36400 0 2175 Intermec Inc COM 458786100 122 11011 SH SOLE 9254 0 1757 Internap Network Services Corp COM 45885A300 73 10000 SH SOLE 10000 0 0 International Business Machine COM 459200101 1801 10500 SH SOLE 9600 0 900 International Rectifier Corp COM 460254105 5577 199393 SH SOLE 118514 0 80879 IPC The Hospitalist Co Inc COM 44984A105 13865 299437 SH SOLE 153894 0 145543 iShares Barclays Tips Bond COM 464287176 1524 13776 SH SOLE 11897 0 1879 iShares Comex Gold Trust COM 464285105 431 29420 SH SOLE 29420 0 0 iShares Inc Msci Hong Kong COM 464286871 196 10600 SH SOLE 10600 0 0 ITC Holdings Corp COM 465685105 5220 72738 SH SOLE 44771 0 27967 Ituran Location and Control Lt COM M6158M104 198 14049 SH SOLE 13007 0 1042 J2 Global Communications Inc COM 46626E205 841 29805 SH SOLE 28726 0 1079 Jacobs Engineering Group Inc COM 469814107 1738 40190 SH SOLE 33327 0 6863 Jamba Inc COM 47023A101 77 36000 SH SOLE 36000 0 0 JDS Uniphase Corp Com Par $0.0 COM 46612J507 9312 558958 SH SOLE 285361 0 273597 Jetblue Airways Corp COM 477143101 109 17900 SH SOLE 17900 0 0 Johnson & Johnson COM 478160104 4283 64380 SH SOLE 61630 0 2750 Jones Soda Co COM 48023P106 39 35000 SH SOLE 35000 0 0 JP Morgan Alerian MLP Index ET COM 46625H365 699 18833 SH SOLE 18033 0 800 JP Morgan Chase & Co COM 46625H100 262 6391 SH SOLE 5959 0 432 K12 Inc COM 48273U102 8228 248279 SH SOLE 128046 0 120233 Kansas City Southern COM 485170302 8515 143515 SH SOLE 89708 0 53807 Kaydon Corp COM 486587108 7227 193640 SH SOLE 94014 0 99626 Kelly Svcs Inc Cl A COM 488152208 1774 107531 SH SOLE 64268 0 43263 KeyCorp New Com COM 493267108 83 10000 SH SOLE 10000 0 0 Keynote Systems Inc COM 493308100 3478 160783 SH SOLE 95410 0 65373 Kimberly Clark Corp COM 494368103 591 8877 SH SOLE 8877 0 0 Kirby Corp COM 497266106 9680 170822 SH SOLE 86085 0 84737 KIT Digital Inc COM 482470200 838 70161 SH SOLE 65867 0 4294 Krispy Kreme Doughnuts Inc COM 501014104 2069 217554 SH SOLE 128438 0 89116 La-Z-Boy Inc COM 505336107 148 15000 SH SOLE 15000 0 0 Lakeland Financial Corp COM 511656100 1770 79534 SH SOLE 46992 0 32542 Leapfrog Enterprises Inc COM 52186N106 2833 671288 SH SOLE 402802 0 268486 LeCroy Corp COM 52324W109 2686 223079 SH SOLE 131120 0 91959 Level 3 Communications, Inc. COM 52729N100 54 22000 SH SOLE 22000 0 0 Life Time Fitness Inc COM 53217R207 4918 123226 SH SOLE 87460 0 35766 Lilly Eli & Co COM 532457108 375 10000 SH SOLE 10000 0 0 Lions Gate Entertainment COM 535919203 99 15000 SH SOLE 15000 0 0 Liquidity Services Inc COM 53635B107 1414 59878 SH SOLE 57256 0 2622 LKQ Corp COM 501889208 1384 53051 SH SOLE 53051 0 0 Lowes Co's Inc COM 548661107 214 9200 SH SOLE 9200 0 0 Marsh & Mclennan Cos Inc COM 571748102 243 7800 SH SOLE 7800 0 0 Marten Transport Ltd COM 573075108 9225 427093 SH SOLE 219586 0 207507 Mastec Inc COM 576323109 13043 661416 SH SOLE 348609 0 312807
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -------- Mattel Inc COM 577081102 4684 170383 SH SOLE 86795 0 83588 MaxLinear Inc COM 57776J100 106 12200 SH SOLE 12200 0 0 Maxwell Technologies Inc COM 577767106 2972 183567 SH SOLE 108749 0 74818 McMoRan Exploration Co COM 582411104 282 15281 SH SOLE 13432 0 1849 MDC Partners Inc COM 552697104 1090 60370 SH SOLE 55532 0 4838 Medco Health Solutions Inc COM 58405U102 887 15696 SH SOLE 11446 0 4250 Medicis Pharmaceutical Corp COM 584690309 1171 30666 SH SOLE 30666 0 0 Medidata Solutions Inc COM 58471A105 2188 91654 SH SOLE 53946 0 37708 Mednax Inc COM 58502B106 5419 75064 SH SOLE 42129 0 32935 Men's Wearhouse Inc COM 587118100 18377 545322 SH SOLE 279186 0 266136 Merck & Co Inc COM 58933Y105 488 13831 SH SOLE 13203 0 628 Merit Medical Systems Inc COM 589889104 2789 155200.5 SH SOLE 91576.5 0 63624 Microsoft Corp COM 594918104 325 12484 SH SOLE 12434 0 50 Middleby Corp COM 596278101 13965 148502 SH SOLE 77024 0 71478 Miller Industries Inc COM 600551204 4378 234236 SH SOLE 138170 0 96066 MIPS Technology Inc COM 604567107 684 98965 SH SOLE 94674 0 4291 Mobile Mini Inc COM 60740F105 11030 520541 SH SOLE 270770 0 249771 Monster Worldwide Inc COM 611742107 8941 609879 SH SOLE 299438 0 310441 MSCI Inc - A COM 55354G100 5822 154503 SH SOLE 88038 0 66465 Myriad Genetics Inc COM 62855J104 525 23118 SH SOLE 23118 0 0 National Instruments Corp COM 636518102 7180 241757.5 SH SOLE 146812 0 94945.5 National Oilwell Varco Inc COM 637071101 2175 27812 SH SOLE 23212 0 4600 Navigant Consulting Inc COM 63935N107 2108 200994 SH SOLE 118819 0 82175 Nektar Therapeutics COM 640268108 320 43987 SH SOLE 42504 0 1483 NeuStar Inc COM 64126X201 840 32063 SH SOLE 32063 0 0 New York Times Co COM 650111107 153 17500 SH SOLE 17500 0 0 NPS Pharmaceuticals Inc COM 62936P103 639 67665 SH SOLE 60882 0 6783 Nuance Communications Inc COM 67020Y100 7032 327523 SH SOLE 180528 0 146995 Nucor Corp COM 670346105 747 18132 SH SOLE 400 0 17732 NuStar Energy LP COM 67058H102 345 5340 SH SOLE 4440 0 900 NVE Corp COM 629445206 2681 45864 SH SOLE 27092 0 18772 OCZ Technology Group Inc COM 67086E303 3155 394332 SH SOLE 230606 0 163726 Omnicell Inc COM 68213N109 3234 207410 SH SOLE 122552 0 84858 Omnivision Technologies Inc COM 682128103 4170 119805 SH SOLE 73139 0 46666 On Assignment Inc COM 682159108 3240 329561 SH SOLE 192545 0 137016 ON Semiconductor Corp COM 682189105 964 92113 SH SOLE 92113 0 0 On Track Innovations Ltd COM M8791A109 33 15000 SH SOLE 15000 0 0 Onyx Pharmaceuticals Inc COM 683399109 325 9201 SH SOLE 9201 0 0 Oracle Corp COM 68389X105 612 18600 SH SOLE 18600 0 0 OraSure Technologies Inc COM 68554V108 1319 154578 SH SOLE 143983 0 10595 Orbital Sciences Corp COM 685564106 11185 663789 SH SOLE 344376 0 319413 Orthofix COM N6748L102 4299 101218 SH SOLE 60097 0 41121 OSI Systems Inc COM 671044105 14233 331006 SH SOLE 171356 0 159650 Owens & Minor Inc COM 690732102 9959 288764 SH SOLE 153403.5 0 135360.5 Park Sterling Bank COM 70086Y105 68 13730 SH SOLE 13730 0 0 Peoples United Financial COM 712704105 219 16300 SH SOLE 16300 0 0 PepsiCo Inc COM 713448108 2677 38016 SH SOLE 33251 0 4765 Perficient Inc COM 71375U101 2498 243468 SH SOLE 144947 0 98521 Perkinelmer Inc COM 714046109 9506 353257 SH SOLE 178922 0 174335 Permian Basin Rty Tr Unit Ben COM 714236106 277 12800 SH SOLE 12800 0 0 Perry Ellis COM 288853104 2604 103134 SH SOLE 60622 0 42512 Pfizer Inc COM 717081103 254 12346 SH SOLE 9282 0 3064 Pharmaceutical Prod Dev Inc COM 717124101 4297 160090 SH SOLE 97387 0 62703 Polaris Inds Inc COM 731068102 941 8468 SH SOLE 8468 0 0 Polycom Inc COM 73172K104 12399 192829 SH SOLE 95536 0 97293 Pool Corp COM 73278L105 396 13274 SH SOLE 13274 0 0 Popular Inc COM 733174106 50 18000 SH SOLE 18000 0 0 Potash Corp COM 73755L107 1406 24675 SH SOLE 23850 0 825 PowerSecure International Inc COM 73936N105 2913 403478 SH SOLE 238882 0 164596 Premiere Global Services Inc COM 740585104 3182 398806 SH SOLE 234866 0 163940
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -------- PriceSmart Inc COM 741511109 16926 330386 SH SOLE 169252 0 161134 Procter & Gamble Co COM 742718109 285 4486 SH SOLE 3169 0 1317 Pulte Homes Inc COM 745867101 77 10000 SH SOLE 10000 0 0 Qualcomm Inc COM 747525103 1814 31948 SH SOLE 31916 0 32 Questcor Pharmaceuticals COM 74835Y101 16579 687922 SH SOLE 375643 0 312279 Quidel Corp COM 74838J101 3134 206838 SH SOLE 122094 0 84744 Ralcorp Holdings Inc COM 751028101 4664 53874 SH SOLE 27129 0 26745 Ramtron International Corp COM 751907304 368 123631 SH SOLE 109616 0 14015 Reddy Ice Holdings Inc COM 75734R105 42 15000 SH SOLE 15000 0 0 Republic Service Inc COM 760759100 6330 205197 SH SOLE 108388 0 96809 Rex Energy Corp COM 761565100 159 15515 SH SOLE 0 0 15515 Rite Aid Corp COM 767754104 113 85000 SH SOLE 85000 0 0 Rosetta Genomics Ltd COM M82183100 6 20859 SH SOLE 13732 0 7127 RTI Biologics Inc COM 74975N105 279 102931 SH SOLE 94815 0 8116 Rush Enterprises, Inc. COM 781846209 18279 960515 SH SOLE 508350 0 452165 Ruth's Hospitality Group Inc COM 783332109 2132 380114 SH SOLE 223357 0 156757 Safeway Inc COM 786514208 736 31482 SH SOLE 31482 0 0 Salix Pharmaceuticals Ltd COM 795435106 700 17568 SH SOLE 17568 0 0 SandRidge Energy Inc COM 80007P307 15072 1413855 SH SOLE 729454 0 684401 Santarus Inc COM 802817304 51 15000 SH SOLE 15000 0 0 Satcon Technology Corp COM 803893106 48 20000 SH SOLE 20000 0 0 Schawk Inc COM 806373106 2230 134678 SH SOLE 79609 0 55069 Scientific Games Corp COM 80874P109 350 33896 SH SOLE 33896 0 0 Sealy Corp COM 812139301 38 15000 SH SOLE 15000 0 0 Sequenom Inc COM 817337405 106 14000 SH SOLE 14000 0 0 Sharps Compliance Corp COM 820017101 90 21452 SH SOLE 14113 0 7339 Shoe Carnival Inc COM 824889109 2421 80295 SH SOLE 47757 0 32538 Shuffle Master Inc COM 825549108 571 61053 SH SOLE 57006 0 4047 Signature Bank COM 82669G104 11646 203610 SH SOLE 105480 0 98130 SLM Corp COM 78442P106 187 11100 SH SOLE 11100 0 0 Solera Holdings Inc COM 83421A104 5660 95669 SH SOLE 52654 0 43015 Somaxon Pharmaceuticals Inc COM 834453102 52 24610 SH SOLE 16197 0 8413 Sprint Nextel Corp COM 852061100 70 13000 SH SOLE 13000 0 0 SPS Commerce Inc COM 78463M107 2491 140004 SH SOLE 83623 0 56381 SRS Labs Inc COM 78464M106 2347 244686 SH SOLE 144927 0 99759 STAAR Surgical Company COM 852312305 2246 423795 SH SOLE 250006 0 173789 Stage Stores Inc COM 85254C305 12864 765705 SH SOLE 403858 0 361847 Stamps com Inc COM 852857200 853 63923 SH SOLE 59109 0 4814 Steelcase Inc Cl A COM 858155203 136 11900 SH SOLE 11900 0 0 Sterling Bancorp COM 859158107 142 15000 SH SOLE 15000 0 0 Steward Enterprises Inc COM 860370105 109 15000 SH SOLE 15000 0 0 Stratasys Inc COM 862685104 584 17315 SH SOLE 16210 0 1105 Sunoco Logistics Partners LP COM 86764L108 201 2330 SH SOLE 1930 0 400 SunPower Corp - Class B COM 867652307 4020 241730.91 SH SOLE 122003.91 0 119727 Super Micro Computer Inc COM 86800U104 3147 195571 SH SOLE 116038 0 79533 Synergetics USA Inc COM 87160G107 90 16263 SH SOLE 9595 0 6668 Sysco Corp COM 871829107 1612 51700 SH SOLE 43150 0 8550 Taser International Inc COM 87651B104 75 16400 SH SOLE 16400 0 0 Teleflex Inc COM 879369106 556 9112 SH SOLE 9112 0 0 The Advisory Board Co COM 00762W107 915 15817 SH SOLE 15093 0 724 The Corporate Executive Board COM 21988R102 979 22436 SH SOLE 21939 0 497 The Pep Boys COM 713278109 5389 493059 SH SOLE 252549 0 240510 Thoratec Corp COM 885175307 11592 353212 SH SOLE 182115 0 171097 Tidewater Inc COM 886423102 5908 109787 SH SOLE 63696 0 46091 Titan Machinery Inc COM 88830R101 3398 118066 SH SOLE 70011 0 48055 TransDigm Group Inc COM 893641100 1052 11538 SH SOLE 11538 0 0 Tupperware Brands COM 899896104 5772 85575 SH SOLE 49975 0 35600 UQM Technologies Inc COM 903213106 45 20000 SH SOLE 20000 0 0 Urban Outfitters Inc COM 917047102 4086 145155 SH SOLE 87982 0 57173 US Auto Parts Network Inc COM 90343C100 1529 199642 SH SOLE 117354 0 82288
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ -------- US Bancorp COM 902973304 217 8500 SH SOLE 8500 0 0 Utilities Select Sector SPDR F COM 81369Y886 335 10000 SH SOLE 10000 0 0 Vail Resorts Inc COM 91879Q109 374 8099 SH SOLE 8099 0 0 Valmont Industries Inc COM 920253101 5552 57601 SH SOLE 32465 0 25136 ValueClick Inc COM 92046N102 9304 560484 SH SOLE 286723 0 273761 Vascular Solutions Inc COM 92231M109 3165 255206 SH SOLE 154186 0 101020 Verenium Corp COM 92340P209 43 24500 SH SOLE 24500 0 0 Vistaprint NV COM N93540107 821 17151 SH SOLE 17151 0 0 Vitesse Semiconductor Corporat COM 928497304 73 18296 SH SOLE 18296 0 0 Wabash National Corp COM 929566107 3723 397357 SH SOLE 233426 0 163931 Wal-Mart Stores Inc COM 931142103 1060 19950 SH SOLE 19950 0 0 Walgreen Co COM 931422109 631 14850 SH SOLE 13950 0 900 Waste Mgmt Inc COM 94106L109 723 19400 SH SOLE 19400 0 0 Web.com Group Inc COM 94733A104 4517 366607 SH SOLE 213764 0 152843 Wells Fargo & Co COM 949746101 253 9022 SH SOLE 9022 0 0 Werner Enterprises, Inc. COM 950755108 6424 256433 SH SOLE 146012 0 110421 Westport Innovations Inc COM 960908309 1954 81347 SH SOLE 47558 0 33789 Wiley John & Sons Inc Cl A COM 968223206 4744 91212 SH SOLE 52033 0 39179 Wilshire Bancorp Inc COM 97186T108 65 22000 SH SOLE 22000 0 0 Windstream Corp COM 97381W104 134 10314 SH SOLE 10000 0 314 Xerox Corp COM 984121103 161 15500 SH SOLE 15500 0 0 Zebra Technologies Corp Cl A COM 989207105 923 21898 SH SOLE 750 0 21148 Zimmer Hldgs Inc COM 98956P102 457 7225 SH SOLE 7125 0 100 Zix Corporation COM 98974P100 3117 811611 SH SOLE 478971 0 332640 ZOLL Medical Corp COM 989922109 3457 61008 SH SOLE 35971 0 25037 ABB Limited Spon ADR 000375204 1349 51977 SH SOLE 50577 0 1400 BP PLC ADR 055622104 204 4599 SH SOLE 3772 0 827 City Telecom (HK) LTD ADR 178677209 608 52000 SH SOLE 48130 0 3870 O2Micro International Ltd ADR 67107W100 857 131897 SH SOLE 123315 0 8582 Teva Pharmaceutical Inds Ltd A 881624209 1189 24650 SH SOLE 24050 0 600