0001144204-13-066095.txt : 20131206 0001144204-13-066095.hdr.sgml : 20131206 20131206160805 ACCESSION NUMBER: 0001144204-13-066095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131205 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAXANO SURGICAL, INC. CENTRAL INDEX KEY: 0001230355 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 HORIZON DRIVE, SUITE 230 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: (919) 800-0020 MAIL ADDRESS: STREET 1: 110 HORIZON DRIVE, SUITE 230 CITY: RALEIGH STATE: NC ZIP: 27615 FORMER COMPANY: FORMER CONFORMED NAME: TRANS1 INC DATE OF NAME CHANGE: 20030501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reali Kenneth Michael CENTRAL INDEX KEY: 0001480801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33744 FILM NUMBER: 131263296 MAIL ADDRESS: STREET 1: 5213 ATHERTON BRIDGE ROAD CITY: RALEIGH STATE: NC ZIP: 27613 4 1 v362441_form4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-05 0 0001230355 BAXANO SURGICAL, INC. BAXS 0001480801 Reali Kenneth Michael C/O BAXANO SURGICAL, INC. 110 HORIZON DRIVE, SUITE 230 RALEIGH NC 27615 1 1 0 0 President & CEO Common Stock 2013-12-05 4 P 0 10500 1.1092 A 24078 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12, inclusive. The reporting person undertakes to provide to Baxano Surgical, Inc., any security holder of Baxano Surgical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. /s/ Jeffrey R. Wolfe, attorney-in-fact 2013-12-06