0001144204-13-066095.txt : 20131206
0001144204-13-066095.hdr.sgml : 20131206
20131206160805
ACCESSION NUMBER: 0001144204-13-066095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131205
FILED AS OF DATE: 20131206
DATE AS OF CHANGE: 20131206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAXANO SURGICAL, INC.
CENTRAL INDEX KEY: 0001230355
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 HORIZON DRIVE, SUITE 230
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: (919) 800-0020
MAIL ADDRESS:
STREET 1: 110 HORIZON DRIVE, SUITE 230
CITY: RALEIGH
STATE: NC
ZIP: 27615
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS1 INC
DATE OF NAME CHANGE: 20030501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reali Kenneth Michael
CENTRAL INDEX KEY: 0001480801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33744
FILM NUMBER: 131263296
MAIL ADDRESS:
STREET 1: 5213 ATHERTON BRIDGE ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27613
4
1
v362441_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-05
0
0001230355
BAXANO SURGICAL, INC.
BAXS
0001480801
Reali Kenneth Michael
C/O BAXANO SURGICAL, INC.
110 HORIZON DRIVE, SUITE 230
RALEIGH
NC
27615
1
1
0
0
President & CEO
Common Stock
2013-12-05
4
P
0
10500
1.1092
A
24078
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12, inclusive. The reporting person undertakes to provide to Baxano Surgical, Inc., any security holder of Baxano Surgical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
/s/ Jeffrey R. Wolfe, attorney-in-fact
2013-12-06