0001230245-24-000018.txt : 20240207 0001230245-24-000018.hdr.sgml : 20240207 20240207174938 ACCESSION NUMBER: 0001230245-24-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240205 FILED AS OF DATE: 20240207 DATE AS OF CHANGE: 20240207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doyle Jonathan J CENTRAL INDEX KEY: 0001796882 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24606092 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1707346167.xml FORM 4 X0508 4 2024-02-05 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001796882 Doyle Jonathan J 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 Hd of Financial Services Group 0 Common Stock 2024-02-05 4 S 0 100 182.90 D 196114 D Common Stock 2024-02-05 4 S 0 452 181.84 D 195662 D Common Stock 2024-02-05 4 S 0 1243 182.64 D 194419 D Common Stock 2024-02-05 4 S 0 9113 183.57 D 185306 D Common Stock 2024-02-05 4 S 0 7877 184.42 D 177429 D Common Stock 2024-02-05 4 S 0 1202 185.13 D 176227 D Common Stock 2024-02-06 4 S 0 2654 180.43 D 173573 D Common Stock 2024-02-06 4 S 0 4246 181.20 D 169327 D Common Stock 2024-02-06 4 S 0 1100 182.16 D 168227 D Common Stock 2024-02-07 4 S 0 1013 179.18 D 167214 D Common Stock 2024-02-07 4 S 0 1000 180.40 D 166214 D The price reported in Column 4 for footnotes (1) through (10) on this report is a weighted average price. The shares sold in footnotes (1) through (10) were sold in multiple transactions at the price ranges provided in footnotes (1) through (10). These shares in footnote (1) were sold in multiple transactions at prices ranging from $181.7300 to $182.1100 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (10) upon request by the SEC staff, the issuer or any shareholder of the issuer. These shares were sold in multiple transactions at prices ranging from $182.0100 to $183.0000 inclusive. These shares were sold in multiple transactions at prices ranging from $183.0100 to $184.0000 inclusive. These shares were sold in multiple transactions at prices ranging from $184.0100 to $185.0000 inclusive. These shares were sold in multiple transactions at prices ranging from $185.0100 to $185.1700 inclusive. These shares were sold in multiple transactions at prices ranging from $179.8800 to $180.8750 inclusive. These shares were sold in multiple transactions at prices ranging from $180.8800 to $181.8200 inclusive. These shares were sold in multiple transactions at prices ranging from $181.9400 to $182.8900 inclusive. These shares were sold in multiple transactions at prices ranging from $178.6200 to $179.6000 inclusive. These shares were sold in multiple transactions at prices ranging from $179.8800 to $180.7100 inclusive. /s/ James Grant for Jonathan J. Doyle 2024-02-07