0001230245-17-000014.txt : 20170213 0001230245-17-000014.hdr.sgml : 20170213 20170213163302 ACCESSION NUMBER: 0001230245-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crawshaw Christopher D CENTRAL INDEX KEY: 0001596363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 17599665 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-10 0001230245 PIPER JAFFRAY COMPANIES PJC 0001596363 Crawshaw Christopher D TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE SUITE 5500 CHICAGO IL 60601 0 1 0 0 Head of Asset Management Common Stock 2017-02-10 4 S 0 10000 79.119 D 41651 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.8050 to $79.25 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer. /s/ John W. Geelan for Christopher D. Crawshaw 2017-02-13