0001230245-16-000265.txt : 20160526 0001230245-16-000265.hdr.sgml : 20160526 20160526163735 ACCESSION NUMBER: 0001230245-16-000265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160525 FILED AS OF DATE: 20160526 DATE AS OF CHANGE: 20160526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaRue R Scott CENTRAL INDEX KEY: 0001538590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 161678641 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-25 0001230245 PIPER JAFFRAY COMPANIES PJC 0001538590 LaRue R Scott 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 Co-Head Global IB and Cap Mkts Common Stock 2016-05-25 4 S 0 20000 41.76 D 79653 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $41.75 to $41.86 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer. The reported total reflects a difference of 10 shares from the previous report filed on February 22, 2016, reflecting a correction relating to a calculation for tax withholding that was reported on an amended report filed on March 4, 2016. /s/ John W. Geelan for R. Scott LaRue 2016-05-26