0001230245-12-000105.txt : 20120426 0001230245-12-000105.hdr.sgml : 20120426 20120426152839 ACCESSION NUMBER: 0001230245-12-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120424 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Brien Brien M CENTRAL INDEX KEY: 0001485539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 12783260 MAIL ADDRESS: STREET 1: TWO PRUDENTIAL PLAZA STREET 2: 180 N. STETSON AVENUE, SUITE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 800 STREET 2: MAIL STOP J09N02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 800 STREET 2: MAIL STOP J09N02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-04-24 0001230245 PIPER JAFFRAY COMPANIES PJC 0001485539 O'Brien Brien M TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE SUITE 5500 CHICAGO IL 60601 0 1 0 0 Head of Asset Management Common Stock 2012-04-24 4 S 0 6155 24.4032 D 282651 D Common Stock 2012-04-24 4 S 0 13845 24.4032 D 32548 I Through trust for benefit of spouse The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $24.56 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote. James L. Chosy for Brien M. O'Brien 2012-04-26