0001230245-12-000105.txt : 20120426
0001230245-12-000105.hdr.sgml : 20120426
20120426152839
ACCESSION NUMBER: 0001230245-12-000105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120424
FILED AS OF DATE: 20120426
DATE AS OF CHANGE: 20120426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Brien Brien M
CENTRAL INDEX KEY: 0001485539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 12783260
MAIL ADDRESS:
STREET 1: TWO PRUDENTIAL PLAZA
STREET 2: 180 N. STETSON AVENUE, SUITE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 800
STREET 2: MAIL STOP J09N02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 800
STREET 2: MAIL STOP J09N02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-04-24
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001485539
O'Brien Brien M
TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE
SUITE 5500
CHICAGO
IL
60601
0
1
0
0
Head of Asset Management
Common Stock
2012-04-24
4
S
0
6155
24.4032
D
282651
D
Common Stock
2012-04-24
4
S
0
13845
24.4032
D
32548
I
Through trust for benefit of spouse
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $24.56 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
James L. Chosy for Brien M. O'Brien
2012-04-26