0001209191-12-034351.txt : 20120618 0001209191-12-034351.hdr.sgml : 20120618 20120618180040 ACCESSION NUMBER: 0001209191-12-034351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120615 FILED AS OF DATE: 20120618 DATE AS OF CHANGE: 20120618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROWLEY WILLIAM C CENTRAL INDEX KEY: 0001228976 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 12913370 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 c29193_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-06-15 0000866787 AUTOZONE INC AZO 0001228976 CROWLEY WILLIAM C 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 0 0 0 Common Stock, par value $0.01 per share 2012-06-15 4 X 0 100 350 D 3955 I See Footnote Common Stock, par value $0.01 per share 2012-06-15 4 X 0 1200 360 D 2755 I See Footnote Common Stock, par value $0.01 per share 2012-06-15 4 X 0 400 360 D 1639 I See Footnote Common Stock, par value $0.01 per share 1280.7 D Call Options (obligation to sell) 360 2012-06-15 4 X 0 1 0 D 2012-03-07 2012-06-16 Common Stock 100 11 I See Footnote Call Options (obligation to sell) 360 2012-06-15 4 X 0 1 0 D 2012-03-08 2012-06-16 Common Stock 100 10 I See Footnote Call Options (obligation to sell) 360 2012-06-15 4 X 0 1 0 D 2012-03-13 2012-06-16 Common Stock 100 9 I See Footnote Call Options (obligation to sell) 360 2012-06-15 4 X 0 8 0 D 2012-04-09 2012-06-16 Common Stock 800 1 I See Footnote Call Options (obligation to sell) 360 2012-06-15 4 X 0 1 0 D 2012-04-11 2012-06-16 Common Stock 100 0 I See Footnote Call Options (obligation to sell) 350 2012-06-15 4 X 0 1 0 D 2012-04-11 2012-06-16 Common Stock 100 0 I See Footnote Call Options (obligation to sell) 360 2012-06-15 4 X 0 4 0 D 2012-04-09 2012-06-16 Common Stock 400 0 I See Footnote Represents securities directly beneficially owned by Tynan, LLC ("Tynan"). Mr. Crowley is the manager and a member of, and may be deemed to beneficially own securities owned by, Tynan. Represents securities directly beneficially owned by a grantor retained annuity trust. Mr. Crowley is the trustee of, and may be deemed to beneficially own securities owned by, the grantor retained annuity trust. Represents Shares directly beneficially owned by Mr. Crowley, including 975.7 Shares underlying restricted stock units. The Shares underlying the restricted stock units will be delivered to Mr. Crowley in a single lump-sum payment on the fifth anniversary of the date on which he ceases to be a director for any reason, provided that he incurs a "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations). Fractions of restricted stock units are subject to cash settlement upon delivery of the Shares underlying the restricted stock units. /s/ William C. Crowley 2012-06-18