0001437749-22-015511.txt : 20220621 0001437749-22-015511.hdr.sgml : 20220621 20220621172157 ACCESSION NUMBER: 0001437749-22-015511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220616 FILED AS OF DATE: 20220621 DATE AS OF CHANGE: 20220621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONDERO JAMES D CENTRAL INDEX KEY: 0001228922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36663 FILM NUMBER: 221029119 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Residential Trust, Inc. CENTRAL INDEX KEY: 0001620393 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 471181359 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-276-6300 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0306 4 2022-06-16 0001620393 NexPoint Residential Trust, Inc. NXRT 0001228922 DONDERO JAMES D 300 CRESCENT COURT SUITE 700 DALLAS TX 75201 1 1 1 President Common Stock 2022-06-16 4 P 0 17050 59.01 A 2033188 I By trust Common Stock 146738 I By NexPoint Advisors, L.P. Common Stock 348601 I See Footnote Common Stock 60915 D Common Stock 12205 I See Footnote Common Stock 63719 I See Footnote Common Stock 30561.47 I By 401(k) These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares. 36,822 shares are held by NexPoint Real Estate Strategies Fund, 86,648 shares are held by NexPoint Strategic Opportunities Fund and 23,268 shares are held by NexPoint Capital, Inc. These entities are managed by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. 166,376 shares are held by Highland Global Allocation Fund, 28,317 shares are held by Highland Small-Cap Equity Fund and 153,908 shares are held by Highland Income Fund. These entities are managed by Highland Capital Management Fund Advisers, which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held through PCMG Trading Partners XXIII, L.P. ("PCMG"). The reporting person may be deemed to be an indirect beneficial owner of the shares held by PCMG. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held by subsidiaries of the trust referenced in footnote 1 to this Form 4. Mr. Dondero disclaims beneficial ownership of such shares. Includes shares acquired under a dividend reinvestment plan. /s/ James D. Dondero 2022-06-21