0000925421-20-000042.txt : 20200213 0000925421-20-000042.hdr.sgml : 20200213 20200213195727 ACCESSION NUMBER: 0000925421-20-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200211 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONDERO JAMES D CENTRAL INDEX KEY: 0001228922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36892 FILM NUMBER: 20613022 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Jernigan Capital, Inc. CENTRAL INDEX KEY: 0001622353 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 471978772 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6410 POPLAR AVE. STREET 2: SUITE 650 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: 901.567.9522 MAIL ADDRESS: STREET 1: 6410 POPLAR AVE. STREET 2: SUITE 650 CITY: MEMPHIS STATE: TN ZIP: 38119 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-11 0001622353 Jernigan Capital, Inc. JCAP 0001228922 DONDERO JAMES D 300 CRESCENT COURT SUITE 700 DALLAS TX 75201 1 0 0 0 Series A Preferred Stock 2020-02-11 4 J 0 32800 D 78410 I By NexPoint Advisors, L.P. Series A Preferred Stock 2020-02-11 4 J 0 7200 D 17215 I By Highland Capital Management Fund Advisors, L.P. Pursuant to a contribution and assignment agreement dated February 11, 2020, the shares were contributed to a subsidiary partnership of NexPoint Real Estate Finance, Inc. ("NREF"). Advised accounts of NexPoint Advisors, L.P. ("NP") received 1,666,104.21 units and advised accounts of Highland Capital Management Fund Advisors, L.P. ("HCMFA") received 365,730.19 units in the subsidiary partnership. The units may be redeemed for cash or at NREF's option operating partnership units, which may be redeemed for cash or at NREF's option shares of common stock, subject to certain restrictions set forth in the partnership agreements of NREF's operating partnership and subsidiary partnerships. These shares are held by NP indirectly through advised accounts. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are held by HCMFA indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Scott Lesmes, as Attorney-in-Fact for James D. Dondero 2020-02-13