0000350698-13-000205.txt : 20131122 0000350698-13-000205.hdr.sgml : 20131122 20131122180308 ACCESSION NUMBER: 0000350698-13-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131121 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON MICHAEL J CENTRAL INDEX KEY: 0001228778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 131239202 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_138516137690356.xml FORM 4 X0306 4 2013-11-21 0 0000350698 AUTONATION, INC. AN 0001228778 JACKSON MICHAEL J 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 1 1 0 0 Chairman and CEO Common Stock, par value $0.01 per share 2013-11-21 4 M 0 52678 20.08 A 137141 D Common Stock, par value $0.01 per share 2013-11-21 4 M 0 22357 10.17 A 159498 D Common Stock, par value $0.01 per share 2013-11-21 4 M 0 2856 9.92 A 162354 D Common Stock, par value $0.01 per share 2013-11-21 4 M 0 2000 16.99 A 164354 D Common Stock, par value $0.01 per share 2013-11-21 4 M 0 9703 18.02 A 174057 D Common Stock, par value $0.01 per share 2013-11-21 4 S 0 59594 49.0458 D 114463 D Employee Stock Option (right to buy) 20.08 2013-11-21 4 M 0 52678 0 D 2016-07-31 Common Stock, par value $0.01 per share 52678.0 10822 I By trust Employee Stock Option (right to buy) 10.17 2013-11-21 4 M 0 22357 0 D 2018-07-30 Common Stock, par value $0.01 per share 22357.0 45410 I By trust Employee Stock Option (right to buy) 9.92 2013-11-21 4 M 0 2856 0 D 2019-03-02 Common Stock, par value $0.01 per share 2856.0 13747 I By trust Employee Stock Option (right to buy) 16.99 2013-11-21 4 M 0 2000 0 D 2019-03-02 Common Stock, par value $0.01 per share 2000.0 14603 I By trust Employee Stock Option (right to buy) 18.02 2013-11-21 4 M 0 9703 0 D 2019-03-02 Common Stock, par value $0.01 per share 9703.0 56709 I By trust This transaction was executed in multiple trades at prices ranging from $48.56 to $49.2855. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 31, 2006. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009. /s/ Jonathan P. Ferrando, Attorney-in-Fact 2013-11-22