0000350698-15-000233.txt : 20151111 0000350698-15-000233.hdr.sgml : 20151111 20151110175658 ACCESSION NUMBER: 0000350698-15-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151106 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRANDO JONATHAN P CENTRAL INDEX KEY: 0001228777 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 151220023 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_144719620848353.xml FORM 4 X0306 4 2015-11-06 0 0000350698 AUTONATION, INC. AN 0001228777 FERRANDO JONATHAN P 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 EVP - GC, Corp Dev & HR Common Stock, par value $0.01 per share 2015-11-06 4 M 0 4938 18.02 A 54938 D Common Stock, par value $0.01 per share 2015-11-06 4 M 0 19938 17.70 A 74876 D Common Stock, par value $0.01 per share 2015-11-06 4 S 0 24876 64.0693 D 50000 D Employee Stock Option (right to buy) 18.02 2015-11-06 4 M 0 4938 0 D 2019-03-02 Common Stock, par value $0.01 per share 4938.0 0 D Employee Stock Option (right to buy) 17.7 2015-11-06 4 M 0 19938 0 D 2019-03-02 Common Stock, par value $0.01 per share 19938.0 20000 D Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety. This transaction was executed in multiple trades at prices ranging from $64.00 to $64.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009. /s/ Jonathan P. Ferrando 2015-11-10