0001104659-21-148599.txt : 20211210 0001104659-21-148599.hdr.sgml : 20211210 20211210162850 ACCESSION NUMBER: 0001104659-21-148599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTHEWS GARY S CENTRAL INDEX KEY: 0001228770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39817 FILM NUMBER: 211485699 MAIL ADDRESS: STREET 1: 5433 WESTHEIMER ROAD, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seven Oaks Sponsor LLC CENTRAL INDEX KEY: 0001836655 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39817 FILM NUMBER: 211485698 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (917) 214-6371 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boxed, Inc. CENTRAL INDEX KEY: 0001828672 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 853316188 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 451 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (646) 586-5599 MAIL ADDRESS: STREET 1: 451 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Seven Oaks Acquisition Corp. DATE OF NAME CHANGE: 20201015 4 1 tm2135056-7_4seq1.xml FORM 4 X0306 4 2021-12-08 0 0001828672 Boxed, Inc. BOXD 0001228770 MATTHEWS GARY S 451 BROADWAY NEW YORK NY 10013 0 1 0 0 Chairman of the Board 0001836655 Seven Oaks Sponsor LLC 445 PARK AVENUE, 17TH FLOOR NEW YORK NY 10022 1 0 0 0 Common stock 2021-12-08 4 P 0 20000 10.00 A 20000 D Common Stock 2021-12-08 4 S 0 102075 D 5202300 I See Footnote Pursuant to the convertible note subscription agreement, dated December 8, 2021, by and between the Issuer and XYQ US, LLC, Seven Oaks Sponsor LLC transferred 102,075 shares of Class B common stock of the Issuer to XYQ US, LLC, which automatically converted into 102,075 shares of common stock of the Issuer. By Seven Oaks Sponsor LLC. Gary S. Matthews is a manager of Seven Oaks Sponsor LLC and shares voting and investment discretion with respect to the securities held of record by Seven Oaks Sponsor LLC. Mr. Matthews disclaims any beneficial ownership of the securities held by Seven Oaks Sponsor LLC, except to the extent of his pecuniary interest therein. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. /s/ Gary S. Matthews 2021-12-10 /s/ Gary S. Matthews, Manager of Seven Oaks Sponsor LLC 2021-12-10