0001209191-16-115228.txt : 20160421
0001209191-16-115228.hdr.sgml : 20160421
20160421184349
ACCESSION NUMBER: 0001209191-16-115228
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160419
FILED AS OF DATE: 20160421
DATE AS OF CHANGE: 20160421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUBEMOGUL INC
CENTRAL INDEX KEY: 0001449278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 510633881
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-653-0677
MAIL ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHOPRA AJAY
CENTRAL INDEX KEY: 0001228023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584988
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wang Fred
CENTRAL INDEX KEY: 0001290451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584990
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORR LAWRENCE K
CENTRAL INDEX KEY: 0001231094
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584992
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trinity X Side-By-Side Fund, L.P.
CENTRAL INDEX KEY: 0001459208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584994
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508549500
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVL Management CORP
CENTRAL INDEX KEY: 0001290448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584997
BUSINESS ADDRESS:
STREET 1: C/O TRINITY VENTURES
STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-9500
MAIL ADDRESS:
STREET 1: C/O TRINITY VENTURES
STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trinity X Entrepreneurs' Fund, L.P.
CENTRAL INDEX KEY: 0001461716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584995
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 854-9500
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRINITY VENTURES X LP
CENTRAL INDEX KEY: 0001456065
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584996
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-9500
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scholnick Dan
CENTRAL INDEX KEY: 0001606272
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584989
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, SUITE 4-160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fenton Noel J
CENTRAL INDEX KEY: 0001290449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584993
MAIL ADDRESS:
STREET 1: C/O TRINITY VENTURES
STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tai Augustus O
CENTRAL INDEX KEY: 0001290446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161584991
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-19
0
0001449278
TUBEMOGUL INC
TUBE
0001290448
TVL Management CORP
C/O TRINITY VENTURES
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001456065
TRINITY VENTURES X LP
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001461716
Trinity X Entrepreneurs' Fund, L.P.
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001459208
Trinity X Side-By-Side Fund, L.P.
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001290449
Fenton Noel J
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001231094
ORR LAWRENCE K
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001290446
Tai Augustus O
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001290451
Wang Fred
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001606272
Scholnick Dan
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001228023
CHOPRA AJAY
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
1
0
1
0
Common Stock
2016-04-19
4
J
0
292250
0.00
D
4968249
I
By Trinity Ventures X, L.P.
Common Stock
2016-04-19
4
J
0
2826
0.00
D
48044
I
By Trinity X Entrepreneurs' Fund, L.P.
Common Stock
2016-04-19
4
J
0
1655
0.00
D
28134
I
By Trinity X Side-By-Side Fund, L.P.
Common Stock
2016-04-19
4
J
0
2922
0.00
A
2922
I
By Trinity TVL X, LLC
Common Stock
2016-04-19
4
J
0
2922
0.00
D
0
I
By Trinity TVL X, LLC
Common Stock
2016-04-19
4
J
0
262
0.00
A
5972
I
By Daniel Scholnick
Common Stock
2016-04-19
4
J
0
633
0.00
A
7273
I
By Fenton Family 1994 Trust
Common Stock
2016-04-19
4
J
0
577
0.00
A
9554
I
By Chopra/Banerjee Revocable Trust
Common Stock
2016-04-19
4
J
0
682
0.00
A
8412
I
By Lederer-Orr Family Trust
Common Stock
2016-04-19
4
J
0
796
0.00
A
11011
I
By Tai Family Trust
Common Stock
2016-04-19
4
J
0
647
0.00
A
647
I
By Wang Family Trust
Common Stock
2016-04-19
4
J
0
78
0.00
A
1780
I
By Mehandru Nguyen Revocable Trust Dated October 30, 2015
Common Stock
2016-04-19
4
J
0
110
0.00
A
2528
I
By TVL Management Corporation
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. without consideration to its limited partners and its general partner, Trinity TVL X, LLC.
The transactions being reported were effected pursuant to a Rule 10b5-1 plan adopted on September 14, 2015.
Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.
Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Entrepreneurs' Fund, L.P. without consideration to its limited partners.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Side-By-Side Fund, L.P. without consideration to its limited partners.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. described in footnote 1.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL X, LLC without consideration to its members.
The shares are held by Daniel Scholnick.
The shares are held by the Fenton Family 1994 Trust (the "Fenton Family Trust"). Mr. Fenton is a trustee of the Fenton Family Trust. Mr. Fenton disclaims beneficial ownership of the shares held by the Fenton Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Chopra/Banerjee Revocable Trust (the "Chopra Family Trust"). Mr. Chopra is a trustee of the Chopra Family Trust. Mr. Chopra disclaims beneficial ownership of the shares held by the Chopra Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Lederer-Orr Family Trust (the "Lederer-Orr Family Trust"). Mr. Orr is a trustee of the Lederer-Orr Family Trust. Mr. Orr disclaims beneficial ownership of the shares held by the Lederer-Orr Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Tai Family Trust (the "Tai Family Trust"). Mr. Tai is a trustee of the Tai Family Trust. Mr. Tai disclaims beneficial ownership of the shares held by the Tai Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Wang Family Trust (the "Wang Family Trust"). Mr. Wang is a trustee of the Wang Family Trust. Mr. Wang disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Mehandru Nguyen Revocable Trust Dated October 30, 2015 (the "Mehandru Nguyen Trust"). Mr. Mehandru is a trustee of the Mehandru Nguyen Trust. Mr. Mehandru disclaims beneficial ownership of the shares held by the Mehandru Nguyen Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by Trinity TVL Management Corporation.
Filing 1 of 2: see Form 4 for Trinity Ventures X, L.P. for additional members of this joint filing.
/s/ Nina C. Labatt, Management Member of Trinity TVL X, LLC
2016-04-21
/s/ Nina C. Labatt, Management Member of Trinity TVL X, LLC which serves as the sole General Partner of Trinity Ventures X, L.P.
2016-04-21
/s/ Nina C. Labatt, Management Member of Trinity TVL X, LLC which serves as the sole General Partner of Trinity X Entrepreneurs' Fund, L.P.
2016-04-21
/s/ Nina C. Labatt, Management Member of Trinity TVL X, LLC which serves as the sole General Partner of Trinity X Side-By-Side Fund, L.P.
2016-04-21
/s/ Noel J. Fenton
2016-04-21
/s/ Lawrence K. Orr
2016-04-21
/s/ Augustus O. Tai
2016-04-21
/s/ Fred Wang
2016-04-21
/s/ Daniel Scholnick
2016-04-21
/s/ Ajay Chopra
2016-04-21