-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PGqWMIsirC15qYxBjKjhC+kgKGjnWLbJXLAxKlBYQa848qi9jcFLt6+YWLnDztN+ ZgkqqbbtNcs2ggUpf/HP+w== 0001416998-10-000029.txt : 20100809 0001416998-10-000029.hdr.sgml : 20100809 20100809162948 ACCESSION NUMBER: 0001416998-10-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100805 FILED AS OF DATE: 20100809 DATE AS OF CHANGE: 20100809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lyle David CENTRAL INDEX KEY: 0001416939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33844 FILM NUMBER: 101001966 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTROPIC COMMUNICATIONS INC CENTRAL INDEX KEY: 0001227930 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330947630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-768-3600 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-08-05 0 0001227930 ENTROPIC COMMUNICATIONS INC ENTR 0001416939 Lyle David 6290 SEQUENCE DRIVE SAN DIEGO CA 92121 0 1 0 0 Chief Financial Officer Common Stock 2010-08-05 4 M 0 6300 0.4284 A 41747 D Common Stock 2010-08-05 4 S 0 6300 8.0782 D 35447 D Incentive Stock Option (right to buy) 0.4284 2010-08-05 4 M 0 6300 0 D 2015-08-19 Common Stock 6300 65387 D The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2009. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.86 to $8.14, per share. The reporting person undertakes to provide to Entropic Communications (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. 1/4th of the shares vest one year after the Vesting Commencement Date beginning 8/19/05. 1/48th of the shares vest monthly thereafter over the next three years. The options may be early exercised prior to vesting but any exercised and unvested shares are subject to a right of repurchase on behalf of the Issuer. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement. David B. Lyle 2010-08-09 -----END PRIVACY-ENHANCED MESSAGE-----