FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TIB FINANCIAL CORP. [ TIBB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock, $.10 par value | 12/31/2008(1) | J | 732(1) | A | $0.00 | 24,957 | D | ||||||||
Common Stock, $.10 par value | 12/31/2008(1) | J | 102(1) | A | $0.00 | 3,502 | I | By Patrick J. Longe Revocable Trust | |||||||
Common Stock, $.10 par value | 12/31/2008(1) | J | 939(1) | A | $0.00 | 31,959 | I | By Patrick J. Longe Roth IRA | |||||||
Common Stock, $.10 par value | 12/31/2008(1) | J | 15(1) | A | $0.00 | 515 | I | By Laurie Longe as Custodian for Andrew T. Longe UTMA, 9D2W62 | |||||||
Common Stock, $.10 par value | 12/31/2008(1) | J | 282(1) | A | $0.00 | 9,622 | I | By Thomas J. Longe SEP IRA |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Stock Options | $6.53 | 05/22/2001 | 05/23/2011 | Common Stock | 10,303(2) | 10,303 | D | |||||||
Stock Options | $6.21 | 05/15/2009 | 05/15/2018 | Common Stock | 15,454(3) | 15,454 | D |
Explanation of Responses: |
1. TIB Financial Corp. declared a 1% stock dividend payable to all holders of record of common stock on 7/7/08, 9/30/08 and 12/31/08, respectively, which was distributed on 7/17/08, 10/10/08 and 1/10/09, respectively. The reporting person acquired 242 shares, 244 shares, and 246 shares, respectively, on each distribution date. The Patrick J. Longe Revocable Trust acquired 34 shares, 34 shares and 34 shares, respectively, on each distribution date. The Patrick J. Longe Roth IRA acquired 310 shares, 313 shares, and 316 shares, respectively, on each distribution date. Laurie Longe as Custodian for Andrew T. Longe UTMA acquired 5 shares, 5 shares, and 5 shares, respectively, on each distribution date. The SEP IRA acquired 93 shares, 94 shares and 95 shares, respectively, on each distribution date. |
2. 10,303 Stock Option shares were granted May 22, 2001 and exercisable at any time and from time to time during the period expiring May 23, 2011. |
3. 15,454 Stock Option shares were granted May 15, 2008 exercisable in one year on May 15, 2009 at any time from time to time during the period expiring May 15, 2018. |
Remarks: |
Through power of attorney, Mr. Longe has the right to vote the shares of the Patrick J. Longe Revocable Trust and Patrick J. Longe's Roth IRA and disclaims beneficial ownership to such shares. |
Vicki L. Walker, Attorney-In-Fact for Thomas J. Longe | 02/09/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |