FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/14/2010 |
3. Issuer Name and Ticker or Trading Symbol
CENTRAL GARDEN & PET CO [ CENT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,000 | D | |
Class A Common Stock | 23,874 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (1) | 02/11/2011 | Common Stock | 12,000(1) | $7.28 | D | |
Stock Option (Right to Buy) | (2) | 12/09/2013 | Common Stock | 10,000(2) | $12.92 | D | |
Stock Option (Right to Buy) | (3) | 12/14/2013 | Common Stock | 13,000(3) | $15.22 | D | |
Stock Option (Right to Buy) | (4) | 02/11/2011 | Class A Common Stock | 24,000(4) | $7.23 | D | |
Stock Option (Right to Buy) | (5) | 12/09/2013 | Class A Common Stock | 20,000(5) | $12.83 | D | |
Stock Option (Right to Buy) | (6) | 12/14/2013 | Class A Common Stock | 26,000(6) | $15.11 | D | |
Stock Option (Right to Buy) | (7) | 05/23/2015 | Class A Common Stock | 27,000(7) | $13.83 | D | |
Stock Option (Right to Buy) | (8) | 03/04/2014 | Class A Common Stock | 80,000(8) | $4.6 | D |
Explanation of Responses: |
1. The reporting person was granted on February 10, 2003 an option for 15,000 shares of Common Stock of the Issuer. As of January 14, 2010, 12,000 shares are outstanding. Of the 12,000 shares currently outstanding, 6,000 shares are exercisable and 6,000 shares will vest and become exercisable on February 10, 2010. |
2. The reporting person was granted on December 9, 2004 an option for 10,000 shares of Common Stock of the Issuer. As of January 14, 2010, 10,000 shares are outstanding. Of the 10,000 shares currently outstanding, 4,000 are exercisable and 6,000 shares will vest in three equal installments as follows: 2,000 shares will vest and become exercisable on December 9, 2010, December 9, 2011 and December 9, 2012 respectively. |
3. The reporting person was granted on December 14, 2005 an option for 13,000 shares of Common Stock of the Issuer. As of January 14, 2010, 13,000 shares are outstanding. Of the 13,000 shares currently outstanding, 5,200 shares are exercisable and 7,800 shares will vest in three equal installments as follows: 2,600 shares will vest and become exercisable on December 14, 2010, December 14, 2011 and December 14, 2012 respectively. |
4. The reporting person was granted on February 10, 2003 an option for 30,000 shares of Class A Common Stock of the Issuer. As of January 14, 2010, 24,000 shares are outstanding. Of the 24,000 shares currently outstanding, 12,000 shares are exercisable and 12,000 shares will vest and become exercisable on February 10, 2010. |
5. The reporting person was granted on December 9, 2004 an option for 20,000 shares of Class A Common Stock of the Issuer. As of January 14, 2010, 20,000 shares are outstanding. Of the 20,000 shares currently outstanding, 8,000 are exercisable and 12,000 shares will vest in three equal installments as follows: 4,000 shares will vest and become exercisable on December 9, 2010, December 9, 2011 and December 9, 2012 respectively. |
6. The reporting person was granted on December 14, 2005 an option for 26,000 shares of Class A Common Stock of the Issuer. As of January 14, 2010, 26,000 shares are outstanding. Of the 26,000 shares currently outstanding, 10,400 are exercisable and 15,600 shares will vest in three equal installments as follows: 5,200 shares will vest and become exercisable on December 14, 2010, December 14, 2011 and December 14, 2012 respectively. |
7. The reporting person was granted on March 23, 2007 an option for 27,000 shares of Class A Common Stock of the Issuer. As of January 14, 2010, 27,000 shares are outstanding. The option is exercisable on five equal installments as follows: 5,400 shares will vest and become exercisable on May 23, 2010, May 23, 2011, May 23, 2012, May 23, 2013 and May 23, 2014 respectively. |
8. The reporting person was granted on March 4, 2008 an option for 80,000 shares of Class A Common Stock of the Issuer. As of January 14, 2010, 80,000 shares are outstanding. Of the 80,000 shares currently outstanding, 12,000 shares are exercisable and 68,000 shares will vest and become exercisable on April 4, 2013. |
/s/ Stuart W. Booth | 01/20/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |