0001227025-16-000116.txt : 20160428
0001227025-16-000116.hdr.sgml : 20160428
20160428214922
ACCESSION NUMBER: 0001227025-16-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160427
FILED AS OF DATE: 20160428
DATE AS OF CHANGE: 20160428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOPHOTONICS CORP
CENTRAL INDEX KEY: 0001227025
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943253730
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 951342125
BUSINESS PHONE: 4082329200
MAIL ADDRESS:
STREET 1: 2911 ZANKER ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALLIN RAY
CENTRAL INDEX KEY: 0001286373
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35061
FILM NUMBER: 161602257
MAIL ADDRESS:
STREET 1: 263 SOUTH HILLVIEW DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-04-27
0
0001227025
NEOPHOTONICS CORP
NPTN
0001286373
WALLIN RAY
2911 ZANKER RD
SAN JOSE
CA
95134
0
1
0
0
SVP, CFO
Common Stock
2016-04-27
4
M
0
6672.0
3.3
A
25172
D
Common Stock
2016-04-27
4
S
0
6672.0
13.5168
D
18500
D
Incentive Stock Option (right to buy)
3.3
2016-04-27
4
M
0
6672.0
13.5168
D
2016-04-27
2024-10-07
Common Stock
6672
10800
D
Exercise pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
By: /s/Judi Otteson, Attorney-in-Fact, For: Clyde Raymond Wallin
2016-04-28