Chief Compliance Officer

0001226886-17-000003.txt : 20170203 0001226886-17-000003.hdr.sgml : 20170203 20170203134019 ACCESSION NUMBER: 0001226886-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 EFFECTIVENESS DATE: 20170203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPINE WOODS CAPITAL INVESTORS, LLC CENTRAL INDEX KEY: 0001226886 IRS NUMBER: 133982412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10578 FILM NUMBER: 17571377 BUSINESS ADDRESS: STREET 1: 2500 WESTCHESTER AVE STREET 2: SUITE 215 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-251-0880 MAIL ADDRESS: STREET 1: 2500 WESTCHESTER AVE STREET 2: SUITE 215 CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: ALPINE MANAGEMENT & RESEARCH LLC DATE OF NAME CHANGE: 20030410 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001226886 XXXXXXXX 12-31-2016 12-31-2016 ALPINE WOODS CAPITAL INVESTORS, LLC

2500 WESTCHESTER AVE SUITE 215 PURCHASE NY 10577

13F HOLDINGS REPORT 028-10578 N Kenneth Corrado Chief Compliance Officer 914-251-0880 Kenneth Corrado Purchase NY 02-03-2017 1 442 1810207 false 1 0001132700 028-06661 SAXON WOODS ADVISORS LLC INFORMATION TABLE 2 aw13f2016-12.xml 3M CO COM 88579Y101 536 3000 SH SOLE 1 0 0 3000 ABBOTT LABS COM 002824100 1580 41133 SH SOLE 1 28000 0 13133 ABBVIE INC COM 00287Y109 2022 32283 SH SOLE 1 20000 0 12283 ACADIA HEALTHCARE CO INC COM 00404A109 220 6650 SH SOLE 1 400 0 6250 AETNA INC COM 00817Y108 992 8000 SH SOLE 0 0 0 AFFILIATED MANAGERS GROUP COM 008252108 218 1500 SH SOLE 0 0 0 AGROFRESH SOLUTIONS INC COM 00856G109 153 57745 SH SOLE 0 0 0 AIR PRODS & CHEMS INC COM 009158106 979 6805 SH SOLE 0 0 0 ALBEMARLE CORP COM 012653101 1033 12000 SH SOLE 0 0 0 ALEXANDERS INC COM 014752109 6953 16288 SH SOLE 1 7900 0 8388 ALEXANDRIA REAL ESTATE EQ INC COM 015271109 6015 54128 SH SOLE 1 48528 0 5600 ALLERGAN PLC SHS G0177J108 1428 6800 SH SOLE 1 5000 0 1800 ALPHABET INC CAP STK CL C 02079K107 16170 20950 SH SOLE 1 19424 0 1526 ALPHABET INC CAP STK CL A 02079K305 9458 11935 SH SOLE 1 10400 0 1535 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 02083A103 4414 860496 SH SOLE 1 0 0 860496 ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 021060207 3668 483959 SH SOLE 1 0 0 483959 ALTISOURCE RESIDENTI CL B 02153W100 2648 239897 SH SOLE 0 0 0 AMBARELLA INC SHS G037AX101 1131 20900 SH SOLE 0 0 0 AMERCO COM 023586100 6061 16400 SH SOLE 1 11800 0 4600 AMERICAN ASSETS TRUST INC COM 024013104 1125 26114 SH SOLE 0 0 0 AMERICAN CAMPUS COMMUNITIES COM 024835100 747 15000 SH SOLE 0 0 0 AMERICAN ELEC PWR INC COM 025537101 2537 40300 SH SOLE 1 33700 0 6600 AMERICAN INTL GROUP INC COM NEW 026874784 264 4038 SH SOLE 0 0 0 AMERICAN TOWER CORP COM 03027X100 14047 132923 SH SOLE 0 0 0 AMERICAN WOODMARK CORP COM 030506109 350 4648 SH SOLE 0 0 0 AMERIPRISE FINL INC COM 03076C106 233 2100 SH SOLE 1 0 0 2100 AMERISERV FINANCIAL INC COM 03074A102 189 51000 SH SOLE 0 0 0 AMETEK INC NEW COM 031100100 272 5600 SH SOLE 1 0 0 5600 AMGEN INC COM 031162100 3918 26800 SH SOLE 1 20500 0 6300 ANADARKO PETE CORP COM 032511107 11467 164446 SH SOLE 0 0 0 ANHEUSER-BUSCH INBEV SPONSORED ADR 03524A108 7360 69800 SH SOLE 0 0 0 ANSYS INC COM 03662Q105 860 9300 SH SOLE 0 0 0 ANTHEM INC COM 036752103 5302 36877 SH SOLE 1 34300 0 2577 APACHE CORP COM 037411105 1568 24700 SH SOLE 1 20000 0 4700 APOGEE ENTERPRISES INC COM 037598109 876 16350 SH SOLE 1 800 0 15550 APOLLO COML REAL EST FIN INC COM 03762U105 775 46644 SH SOLE 0 0 0 APPLE INC COM 037833100 36219 312717 SH SOLE 1 309707 0 3010 APPLIED MATLS INC COM 038222105 12153 376600 SH SOLE 0 0 0 ARAMARK COM 03852U106 1322 37000 SH SOLE 0 0 0 ARES CAPITAL CORP COM 04010L103 13111 795100 SH SOLE 0 0 0 ARRIS GROUP INC SHS G0551A103 402 13329 SH SOLE 0 0 0 ASHFORD HOSPITALITY PRIME IN COM 044102101 410 30000 SH SOLE 0 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 8460 298700 SH SOLE 0 0 0 AT&T INC COM COM 00206R102 3107 73052 SH SOLE 1 60800 0 12252 ATLANTICA YIELD PLC SHS G0751N103 3780 195339 SH SOLE 0 0 0 AVALONBAY CMNTYS INC COM 053484101 4617 26065 SH SOLE 0 0 0 AVERY DENNISON CORP COM 053611109 737 10500 SH SOLE 0 0 0 BABCOCK & WILCOX ENTERPR COM 05614L100 348 20960 SH SOLE 0 0 0 BANK COMM HLDGS COM 06424J103 295 31000 SH SOLE 0 0 0 BANK MUTUAL CORP COM 063750103 151 16000 SH SOLE 0 0 0 BANK OF AMERICA CORPORATION COM 060505104 35287 1596679 SH SOLE 1 1489715 0 106964 BANK OF NEW YORK MELLON CORP COM 064058100 1732 36566 SH SOLE 1 0 0 36566 BANK OF THE OZARKS COM 063904106 1998 38000 SH SOLE 1 28500 0 9500 BANNER CORP COM NEW 06652V208 380 6800 SH SOLE 0 0 0 BAY BANCORP INC COM 07203T106 158 24000 SH SOLE 0 0 0 BE AEROSPACE INC COM 073302101 14355 238500 SH SOLE 0 0 0 BECTON DICKINSON & CO COM 075887109 4499 27178 SH SOLE 1 21000 0 6178 BERKSHIRE HILLS BANCORP INC COM 084680107 240 6500 SH SOLE 0 0 0 BGC PARTNERS INC CL A 05541T101 174 17000 SH SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 9271 343000 SH SOLE 0 0 0 BNC BANCORP COM 05566T101 207 6500 SH SOLE 0 0 0 BOSTON PROPERTIES INC COM 101121101 16145 128361 SH SOLE 1 123511 0 4850 BP PLC SPONSORED ADR 055622104 14272 381800 SH SOLE 0 0 0 BRF SA SPONSORED ADR 10552T107 9808 664500 SH SOLE 0 0 0 BROADCOM LTD SHS Y09827109 16033 90700 SH SOLE 1 88600 0 2100 BROOKDALE SR LIVING INC COM 112463104 3105 250000 SH SOLE 0 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 164 10000 SH SOLE 0 0 0 BRYN MAWR BANK CORP COM 117665109 569 13500 SH SOLE 0 0 0 BT GROUP PLC-SPON ADR 05577E101 10831 470300 SH SOLE 0 0 0 CALATLANTIC GROUP INC COM 128195104 4761 140000 SH SOLE 0 0 0 CAMDEN PPTY TR SH BEN INT 133131102 3792 45100 SH SOLE 0 0 0 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 13963 97800 SH SOLE 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 779 8926 SH SOLE 1 1000 0 7926 CARDTRONICS PLC SHS CL A G1991C105 290 5323 SH SOLE 0 0 0 CARLISLE COS INC COM 142339100 290 2628 SH SOLE 1 0 0 2628 CARTER'S INC COM 146229109 6160 71300 SH SOLE 0 0 0 CASEYS GENERAL STORES INC COM 147528103 353 2969 SH SOLE 0 0 0 CATHAY GENERAL BANCORP COM 149150104 3221 84700 SH SOLE 1 35000 0 49700 CBL & ASSOC PPTYS INC COM 124830100 3360 292191 SH SOLE 0 0 0 CBS CORP NEW CL B 124857202 1400 22000 SH SOLE 0 0 0 CENTENE CORP COM 15135B101 226 4000 SH SOLE 0 0 0 CENTERSTATE BANKS INC COM 15201P109 453 18000 SH SOLE 0 0 0 CENTRAL FED CORP COM NEW 15346Q202 88 50000 SH SOLE 0 0 0 CERNER CORP COM 156782104 663 14000 SH SOLE 0 0 0 CHART INDUSTRIES INC COM PAR $0.01 16115Q308 497 13800 SH SOLE 0 0 0 CHATHAM LODGING TR COM 16208T102 610 29696 SH SOLE 0 0 0 CHESAPEAKE LODGING TR SH BEN INT 165240102 534 20658 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 11168 94886 SH SOLE 1 92300 0 2586 CIA SANEAMENTO BASICO DE SPONSORED ADR 20441A102 1942 223700 SH SOLE 0 0 0 CINEMARK HOLDINGS INC COM 17243V102 1995 52000 SH SOLE 0 0 0 CINTAS CORP COM 172908105 335 2900 SH SOLE 1 0 0 2900 CISCO SYS INC COM 17275R102 6546 216600 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 13789 232025 SH SOLE 0 0 0 CITIZENS FINANCIAL GROUP COM 174610105 23194 650967 SH SOLE 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 267 6000 SH SOLE 0 0 0 CLUBCORP HOLDINGS INC COM 18948M108 1033 72000 SH SOLE 0 0 0 CME GROUP INC COM 12572Q105 9563 82900 SH SOLE 1 75000 0 7900 CMS ENERGY CORP COM 125896100 12236 294000 SH SOLE 1 283900 0 10100 COASTWAY BANCORP INC COM 190632109 203 13000 SH SOLE 0 0 0 COLONY CAPITAL INC CL A 19624R106 33812 1669707 SH SOLE 1 1639007 0 30700 COLONY STARWOOD HOMES COM 19625X102 6137 213000 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 14153 204961 SH SOLE 0 0 0 COMERICA INC COM 200340107 286 4200 SH SOLE 0 0 0 CONAGRA FOODS INC COM 205887102 949 24000 SH SOLE 0 0 0 CONNECTONE BANCORP INC COM 20786W107 208 8000 SH SOLE 0 0 0 CONOCOPHILLIPS COM 20825C104 802 16000 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 988 13410 SH SOLE 1 0 0 13410 CONSTELLATION BRANDS INC CL A 21036P108 920 6000 SH SOLE 0 0 0 CORECIVIC INC COM 21871N101 1162 47500 SH SOLE 0 0 0 CORESITE REALTY CORP COM 21870Q105 9046 113971 SH SOLE 0 0 0 COUSINS PPTYS INC COM 222795106 316 37087 SH SOLE 0 0 0 CRACKER BARREL OLD COUNTRY COM 22410J106 1202 7200 SH SOLE 0 0 0 CROWN CASTLE INTL CORP COM 22822V101 3054 35200 SH SOLE 0 0 0 CSRA INC COM 12650T104 7260 228000 SH SOLE 0 0 0 CSX CORP COM 126408103 1258 35000 SH SOLE 0 0 0 CVS CAREMARK CORPORATION COM 126650100 18315 232106 SH SOLE 0 0 0 CYRUSONE INC COM 23283R100 21715 485469 SH SOLE 1 478469 0 7000 D R HORTON INC COM 23331A109 8812 322426 SH SOLE 1 296000 0 26426 DDR CORP COM 23317H102 383 25075 SH SOLE 0 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 4335 78856 SH SOLE 0 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 8695 129100 SH SOLE 0 0 0 DELTA AIR LINES INC COM NEW 247361702 9302 189100 SH SOLE 0 0 0 DELUXE CORP COM 248019101 4873 68050 SH SOLE 1 55000 0 13050 DESCARTES SYSTEMS GRP/THE COM 249906108 252 11780 SH SOLE 0 0 0 DIGITAL REALTY TRUST INC COM 253868103 13666 139080 SH SOLE 1 127480 0 11600 DISCOVER FINL SVCS COM 254709108 10075 139750 SH SOLE 0 0 0 DISH NETWORK CORP. CL A 25470M109 1842 31800 SH SOLE 0 0 0 DOLLAR GENERAL CORP COM 256677105 13184 178000 SH SOLE 0 0 0 DOUGLAS EMMETT INC COM 25960P109 2176 59509 SH SOLE 0 0 0 DTE ENERGY COMPANY COM 233331107 2611 26500 SH SOLE 0 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 661 9000 SH SOLE 1 0 0 9000 DUKE ENERGY CORP NEW COM NEW 26441C204 1463 18853 SH SOLE 1 0 0 18853 DUKE REALTY CORP COM NEW 264411505 696 26196 SH SOLE 0 0 0 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 4492 102252 SH SOLE 0 0 0 DYCOM INDUSTRIES INC COM 267475101 2654 33051 SH SOLE 0 0 0 EAGLE PHARMACEUTICALS INC COM 269796108 555 7000 SH SOLE 0 0 0 EAST WEST BANCORP INC COM 27579R104 864 17000 SH SOLE 0 0 0 ECOLAB INC COM 278865100 457 3900 SH SOLE 1 0 0 3900 EDUCATION RLTY TR INC COM NEW 28140H203 370 8740 SH SOLE 0 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1903 20312 SH SOLE 0 0 0 EMPIRE STATE REALTY TRUST IN CL A 292104106 918 45455 SH SOLE 0 0 0 ENBRIDGE INC COM 29250N105 13289 315500 SH SOLE 0 0 0 ENBRIDGE INC COM 29250N105 3438 81700 SH SOLE 0 0 0 ENTERPRISE FINANCIAL SERVICE COM 293712105 394 9163 SH SOLE 0 0 0 EOG RESOURCES INC COM 26875P101 7229 71500 SH SOLE 0 0 0 EPR PROPERTIES COM SH BEN INT 26884U109 647 9012 SH SOLE 0 0 0 EQUINIX INC COM PAR $0.001 29444U700 15780 44150 SH SOLE 0 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 2084 28900 SH SOLE 0 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 4480 69610 SH SOLE 0 0 0 ESSENT GROUP LTD COM G3198U102 565 17449 SH SOLE 0 0 0 ESSEX PPTY TR INC COM 297178105 5588 24035 SH SOLE 0 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 7901 115000 SH SOLE 0 0 0 EVERSOURCE ENERGY COM 30040W108 204 3700 SH SOLE 1 0 0 3700 EXELON CORP COM 30161N101 1611 45400 SH SOLE 0 0 0 EXPEDIA INC DEL COM NEW 30212P303 238 2100 SH SOLE 1 0 0 2100 EXPRESS SCRIPTS INC COM 30219G108 5525 80315 SH SOLE 1 51584 0 28731 EXTENDED STAY AMERICA INC UNIT 99/99/9999B 30224P200 3674 227464 SH SOLE 0 0 0 EXTRA SPACE STORAGE INC COM 30225T102 1352 17500 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 2537 28111 SH SOLE 1 14500 0 13611 FAIR ISAAC CORP COM 303250104 974 8171 SH SOLE 0 0 0 FCB FINANCIAL HOLDINGS INC CL A 30255G103 477 10000 SH SOLE 0 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1720 12100 SH SOLE 0 0 0 FEDEX CORP COM 31428X106 23033 123700 SH SOLE 1 112400 0 11300 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 238 7000 SH SOLE 0 0 0 FIRST MERCHANTS CORP COM 320817109 339 9000 SH SOLE 0 0 0 FIRSTENERGY CORP COM 337932107 344 11100 SH SOLE 1 0 0 11100 FISERV INC COM 337738108 4559 42900 SH SOLE 1 39000 0 3900 FLIR SYS INC COM 302445101 2664 73600 SH SOLE 0 0 0 FOOT LOCKER INC COM 344849104 9116 128600 SH SOLE 0 0 0 FOREST CITY REALTY TRUST COM CL A 345605109 261 12500 SH SOLE 0 0 0 FORTIS INC COM 349553107 1036 33553 SH SOLE 0 0 0 G & K SERVICES INC CL A 361268105 3183 33000 SH SOLE 1 29000 0 4000 GAMESTOP CORP NEW CL A 36467W109 808 32000 SH SOLE 0 0 0 GARMIN LTD SHS H2906T109 524 10800 SH SOLE 0 0 0 GARRISON CAPITAL INC COM 366554103 140 15000 SH SOLE 0 0 0 GATX CORP COM 361448103 2623 42600 SH SOLE 1 23500 0 19100 GENERAC HOLDINGS INC COM 368736104 2102 51600 SH SOLE 1 46000 0 5600 GENERAL ELECTRIC CO COM 369604103 512 16216 SH SOLE 1 0 0 16216 GENERAL GROWTH PPTYS INC COM 370023103 8233 329600 SH SOLE 0 0 0 GENESEE & WYOMING INC CL A 371559105 2672 38500 SH SOLE 0 0 0 GEO GROUP INC COM 36162J106 7186 200000 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 2263 31600 SH SOLE 1 26300 0 5300 GLACIER BANCORP INC COM 37637Q105 627 17300 SH SOLE 1 0 0 17300 GRANA Y MONTERO SA SPONSORED ADR 38500P208 715 100000 SH SOLE 0 0 0 GREEN BANCORP INC COM 39260X100 213 14000 SH SOLE 0 0 0 GREENLIGHT CAPITAL RE LT CLASS A G4095J109 348 15251 SH SOLE 0 0 0 GRUPO AEROPORTUARIO SUR SPON ADR SER B 40051E202 748 5200 SH SOLE 0 0 0 HALLMARK FINL SERVICES INC COM NEW 40624Q203 186 16000 SH SOLE 0 0 0 HARMAN INTL INDS INC COM 413086109 1023 9200 SH SOLE 0 0 0 HARRIS CORP DEL COM 413875105 17479 170575 SH SOLE 1 153800 0 16775 HARTFORD FINL SVCS GROUP INC COM 416515104 1501 31500 SH SOLE 0 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 225 6800 SH SOLE 0 0 0 HCP INC COM 40414L109 502 16887 SH SOLE 0 0 0 HEICO CORP CL A 422806208 363 5339 SH SOLE 0 0 0 HENRY SCHEIN INC COM 806407102 3732 24600 SH SOLE 1 17000 0 7600 HEXCEL CORP NEW COM 428291108 926 18000 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 11879 88600 SH SOLE 1 81900 0 6700 HOPFED BANCORP INC COM 439734104 256 19000 SH SOLE 0 0 0 HOST HOTELS & RESORTS INC COM 44107P104 1616 85800 SH SOLE 1 74800 0 11000 HOVNANIAN ENTERPRISES INC CL A 442487203 27 10000 SH SOLE 1 0 0 10000 HOWARD HUGHES CORP COM 44267D107 6903 60500 SH SOLE 0 0 0 HUB GROUP INC CL A 443320106 395 9018 SH SOLE 0 0 0 HUDSON PACIFIC PROPERTIES IN COM 444097109 6006 17414 SH SOLE 0 0 0 HUMANA INC COM 444859102 2163 10600 SH SOLE 0 0 0 IBERIABANK CORP COM 450828108 209 2500 SH SOLE 0 0 0 ICU MEDICAL INC COM 44930G107 524 3559 SH SOLE 0 0 0 ILLUMINA INC COM 452327109 4289 33500 SH SOLE 1 31800 0 1700 IMPAC MTG HLDGS INC COM NEW 45254P508 701 50000 SH SOLE 0 0 0 INC RESEARCH HOLDINGS INC CL A 45329R109 295 5617 SH SOLE 0 0 0 INGERSOLL-RAND PLC SHS G47791101 1126 15000 SH SOLE 0 0 0 INTEL CORP COM 458140100 14892 410584 SH SOLE 1 384000 0 26584 INTERCONTINENTALEXCHANGE INC COM 45866F104 271 4800 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1871 11273 SH SOLE 1 0 0 11273 INTERXION HOLDING NV SHS N47279109 6313 180000 SH SOLE 0 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 2480 21050 SH SOLE 1 10400 0 10650 INTRA-CELLULAR THERAPIES INC COM 46116X101 1116 73944 SH SOLE 1 48444 0 25500 INTUITIVE SURGICAL INC COM NEW 46120E602 4407 6950 SH SOLE 1 5500 0 1450 IONIS PHARMACEUTICALS INC COM 462222100 478 10000 SH SOLE 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 510 20000 SH SOLE 0 0 0 IPG PHOTONICS CORP COM 44980X109 494 5000 SH SOLE 0 0 0 J2 GLOBAL INC COM 48123V102 459 5617 SH SOLE 0 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 570 10000 SH SOLE 0 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 3391 31100 SH SOLE 1 23300 0 7800 JOHNSON & JOHNSON COM 478160104 15286 132676 SH SOLE 1 35530 0 97146 JONES LANG LASALLE INC COM 48020Q107 3031 30000 SH SOLE 0 0 0 JPMORGAN ALERIAN ML ETN 46625H365 1233 39000 SH SOLE 1 0 0 39000 JPMORGAN CHASE & CO COM 46625H100 4981 57727 SH SOLE 1 39500 0 18227 JUNIPER NETWORKS INC COM 48203R104 1046 37000 SH SOLE 0 0 0 JUST ENERGY GROUP INC COM 48213W101 57 10500 SH SOLE 1 0 0 10500 KANSAS CITY SOUTHERN COM NEW 485170302 1188 14000 SH SOLE 0 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 563 27461 SH SOLE 0 0 0 KEYCORP NEW COM 493267108 365 20000 SH SOLE 0 0 0 KILROY RLTY CORP COM 49427F108 17556 239773 SH SOLE 0 0 0 KIMCO REALTY CORP COM 49446R109 1295 51500 SH SOLE 0 0 0 KINDER MORGAN HOLDCO LLC COM 49456B101 18908 913000 SH SOLE 0 0 0 KITE PHARMA INC COM 49803L109 673 15000 SH SOLE 0 0 0 KKR & CO L P DEL COM UNITS 48248M102 693 45000 SH SOLE 0 0 0 KRAFT HEINZ CO/THE COM 500754106 9640 110400 SH SOLE 1 106700 0 3700 KROGER CO COM 501044101 10922 316500 SH SOLE 0 0 0 LABORATORY CRP OF AMER HLDGS COM NEW 50540R409 1309 10200 SH SOLE 1 7000 0 3200 LAKELAND BANCORP INC COM 511637100 195 10000 SH SOLE 0 0 0 LAMB WESTON HOLDING INC COM 513272104 379 10000 SH SOLE 0 0 0 LEGG MASON INC COM 524901105 1107 37000 SH SOLE 0 0 0 LENNAR CORP CL A 526057104 20091 468000 SH SOLE 1 445900 0 22100 LENNAR CORP CL B 526057302 470 13620 SH SOLE 0 0 0 LGI HOMES INC COM 50187T106 12262 426807 SH SOLE 1 400207 0 26600 LIBERTY PROPERTY TRUST SH BEN INT 531172104 936 23708 SH SOLE 0 0 0 LIFE STORAGE INC COM 53223X107 1184 13883 SH SOLE 1 5300 0 8583 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 334 3284 SH SOLE 0 0 0 LITHIA MOTORS INC CL A 536797103 470 4854 SH SOLE 0 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 454 17058 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 212 850 SH SOLE 0 0 0 LOWES COS INC COM 548661107 1138 16000 SH SOLE 0 0 0 LULULEMON ATHLETICA INC COM 550021109 390 6000 SH SOLE 0 0 0 M & T BK CORP COM 55261F104 10278 65705 SH SOLE 1 0 0 65705 MACERICH CO COM 554382101 4394 62028 SH SOLE 0 0 0 MACK CALI RLTY CORP COM 554489104 435 15000 SH SOLE 0 0 0 MARATHON PETROLEUM CORP COM 56585A102 11137 221200 SH SOLE 0 0 0 MARRIOTT INTL INC NEW CL A 571903202 595 7200 SH SOLE 0 0 0 MASTEC INC COM 576323109 1442 37700 SH SOLE 0 0 0 MAXIMUS INC COM 577933104 3090 55382 SH SOLE 1 31282 0 24100 MCKESSON CORP COM 58155Q103 12000 85439 SH SOLE 1 75539 0 9900 MEDALLION FINANCIAL CORP COM 583928106 162 53704 SH SOLE 1 39804 0 13900 MEDNAX INC COM 58502B106 5993 89900 SH SOLE 1 57000 0 32900 MEDTRONIC INC SHS G5960L103 10920 153300 SH SOLE 0 0 0 MERCK & CO INC NEW COM 58933Y105 424 7200 SH SOLE 1 0 0 7200 META FINANCIAL GROUP INC COM 59100U108 244 2368 SH SOLE 0 0 0 METTLER-TOLEDO INTERNATIONAL COM 592688105 209 500 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 9290 149503 SH SOLE 0 0 0 MIDDLEBY CORP COM 596278101 876 6800 SH SOLE 1 5000 0 1800 MIDWESTONE FINANCIAL GROUP I COM 598511103 207 5500 SH SOLE 0 0 0 MINERVA NEUROSCIENCES INC COM 603380106 118 10000 SH SOLE 0 0 0 MOBILEYE NV ORD SHS N51488117 1788 46900 SH SOLE 1 38000 0 8900 MOHAWK INDS INC COM 608190104 1577 7900 SH SOLE 1 6000 0 1900 MOLINA HEALTHCARE INC COM 60855R100 543 10000 SH SOLE 0 0 0 MONDELEZ INTERN CL A 609207105 15449 348500 SH SOLE 0 0 0 NASDAQ INC. COM 631103108 268 4000 SH SOLE 0 0 0 NATIONAL RESEARCH CORP CL B 637372301 441 10595 SH SOLE 0 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 265 12000 SH SOLE 0 0 0 NATUS MEDICAL INC COM 639050103 242 6956 SH SOLE 0 0 0 NEW YORK REIT INC COM 64976L109 773 76382 SH SOLE 0 0 0 NEWELL BRANDS INC COM 651229106 14113 316083 SH SOLE 1 294977 0 21106 NEWLINK GENETICS CORP COM 651511107 300 29200 SH SOLE 0 0 0 NEWMARKET CORP COM 651587107 339 800 SH SOLE 0 0 0 NEWSTAR FINANCIAL INC COM 65251F105 185 20000 SH SOLE 0 0 0 NEXSTAR BROADCASTING GROUP CL A 65336K103 647 10222 SH SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 18060 151188 SH SOLE 1 137500 0 13688 NMI HOLDINGS INC CL A 629209305 240 22500 SH SOLE 0 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 1415 147811 SH SOLE 0 0 0 NORFOLK SOUTHERN CORP COM 655844108 11769 108900 SH SOLE 0 0 0 NORTHEAST BANCORP COM NEW 663904209 197 15000 SH SOLE 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 1025 4407 SH SOLE 1 200 0 4207 NORTHSTAR REALTY EUROPE CORP COM 66706L101 5025 399751 SH SOLE 0 0 0 NORTHSTAR REALTY FINANCE COM 66704R803 7763 512386 SH SOLE 1 500436 0 11950 NOVARTIS A G SPONSORED ADR 66987V109 11775 161653 SH SOLE 0 0 0 NOVO-NORDISK A/S ADR 670100205 4303 120000 SH SOLE 0 0 0 NRG ENERGY INC COM NEW 629377508 2023 165000 SH SOLE 0 0 0 NRG YIELD INC CL A NEW 62942X306 10280 669300 SH SOLE 0 0 0 NRG YIELD INC CL C 62942X405 7971 504500 SH SOLE 0 0 0 O REILLY AUTOMOTIVE INC COM 67103H107 278 1000 SH SOLE 1 0 0 1000 OAKTREE CAPITAL GROUP LLC UNIT CL A 674001201 938 25000 SH SOLE 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1011 14200 SH SOLE 0 0 0 OCEANFIRST FINL CORP COM 675234108 520 17300 SH SOLE 0 0 0 OM ASSET MANAGEMENT LTD SHS G67506108 3227 222555 SH SOLE 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 794 25423 SH SOLE 0 0 0 ON ASSIGNMENT INC COM 682159108 662 15000 SH SOLE 0 0 0 ON DECK CAPITAL INC COM 682163100 153 33010 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 1307 34000 SH SOLE 0 0 0 ORBITAL ATK INC COM 68557N103 7782 88700 SH SOLE 0 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 159 21800 SH SOLE 0 0 0 PARAMOUNT GROUP INC COM 69924R108 569 35608 SH SOLE 0 0 0 PATRICK INDUSTRIES INC COM 703343103 350 4591 SH SOLE 0 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 11159 587600 SH SOLE 1 577200 0 10400 PEBBLEBROOK HOTEL TR COM 70509V100 515 17300 SH SOLE 0 0 0 PENNYMAC FINANCIAL SERVICE CL A 70932B101 167 10000 SH SOLE 0 0 0 PEPSICO INC COM 713448108 1360 13000 SH SOLE 0 0 0 PFIZER INC COM 717081103 10874 334781 SH SOLE 1 312300 0 22481 PG&E CORP COM 69331C108 2516 41400 SH SOLE 1 37100 0 4300 PGT INC COM 69336V101 172 15000 SH SOLE 0 0 0 PHARMATHENE INC COM 71714G102 1348 414816 SH SOLE 0 0 0 PINNACLE FOODS INC COM 72348P104 748 14000 SH SOLE 0 0 0 PINNACLE WEST CAP CORP COM 723484101 796 10200 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 17380 148600 SH SOLE 0 0 0 POPEYES LOUISIANA KITCHEN INC COM 732872106 283 4673 SH SOLE 0 0 0 PPG INDS INC COM 693506107 758 8000 SH SOLE 0 0 0 PRA GROUP INC COM 69354N106 237 6055 SH SOLE 0 0 0 PREFERRED BANK/LOS ANGELES COM NEW 740367404 446 8500 SH SOLE 0 0 0 PRICELINE GROUP INC COM NEW 741503403 352 240 SH SOLE 1 0 0 240 PRIMERICA INC. COM 74164M108 526 7600 SH SOLE 0 0 0 PROASSURANCE CORP COM 74267C106 5777 102793 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM 742718109 2425 28836 SH SOLE 1 10500 0 18336 PROLOGIS INC COM 74340W103 4925 93292 SH SOLE 0 0 0 PUBLIC STORAGE COM 74460D109 5602 25065 SH SOLE 0 0 0 PULTE GROUP INC COM 745867101 1029 55958 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 1571 24100 SH SOLE 1 21000 0 3100 RADIAN GROUP INC COM 750236101 252 14010 SH SOLE 0 0 0 RADNET INC COM 750491102 99 15336 SH SOLE 1 0 0 15336 RANDGOLD RESOURCES LTD ADR 752344309 7787 102000 SH SOLE 0 0 0 RAYTHEON CO COM NEW 755111507 8564 60313 SH SOLE 1 54800 0 5513 REGENCY CTRS CORP COM 758849103 690 10000 SH SOLE 0 0 0 REGENERON PHARMACEUTICALS COM 75886F107 367 1000 SH SOLE 1 0 0 1000 REGIONS FINANCIAL CORP NEW COM 7591EP100 18226 1269200 SH SOLE 0 0 0 ROSS STORES INC COM 778296103 3280 50000 SH SOLE 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 668 27344 SH SOLE 0 0 0 SCANA CORP NEW COM 80589M102 344 4700 SH SOLE 1 0 0 4700 SCHLUMBERGER LTD COM 806857108 1058 12600 SH SOLE 0 0 0 SCHWAB CHARLES CORP NEW COM 808513105 276 7000 SH SOLE 0 0 0 SCIENCE APPLICATIONS INTE COM 808625107 255 3010 SH SOLE 0 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 1003 10500 SH SOLE 0 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 397 18000 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 256 11000 SH SOLE 0 0 0 SEMGROUP CORP CL A 81663A105 4434 106200 SH SOLE 0 0 0 SHIRE PLC SPONSORED ADR 82481R106 10858 63729 SH SOLE 0 0 0 SHORE BANCSHARES INC COM 825107105 206 13500 SH SOLE 0 0 0 SI FINANCIAL GROUP INC COM 78425V104 200 13000 SH SOLE 0 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 1127 7500 SH SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM 828806109 24639 138679 SH SOLE 1 134137 0 4542 SL GREEN RLTY CORP COM 78440X101 5525 51371 SH SOLE 0 0 0 SNAP ON INC COM 833034101 21032 122800 SH SOLE 1 107300 0 15500 SOLAREDGE TECHNOLOGIES INC COM 83417M104 587 47300 SH SOLE 1 27000 0 20300 SOUTHERN CO COM 842587107 339 6900 SH SOLE 1 0 0 6900 SOUTHERN NATL BANCORP OF VA IN COM 843395104 270 16500 SH SOLE 0 0 0 SPDR S&P BIOTECH 78464A870 12152 205300 SH SOLE 0 0 0 SS&C TECHNOLOGIES HOLDINGS, INC. COM 78467J100 351 12276 SH SOLE 0 0 0 STAG INDUSTRIAL INC COM 85254J102 777 32537 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 811 14600 SH SOLE 0 0 0 STARWOOD PPTY TR INC COM 85571B105 18595 847144 SH SOLE 1 811944 0 35200 STATE STR CORP COM 857477103 832 10700 SH SOLE 1 0 0 10700 STERLING BANCORP COM 85917A100 281 12000 SH SOLE 0 0 0 STONEGATE BANK COM 861811107 334 8000 SH SOLE 0 0 0 STRYKER CORP COM 863667101 371 3100 SH SOLE 1 0 0 3100 SUMMIT ST BK SANTA ROSA CALIF COM 866264203 150 10000 SH SOLE 0 0 0 SVB FINANCIAL GROUP COM 78486Q101 1150 6700 SH SOLE 0 0 0 SYMANTEC CORP COM 871503108 526 22000 SH SOLE 0 0 0 SYNAPTICS INC COM 87157D109 268 5000 SH SOLE 0 0 0 SYNCHRONY FINANCIAL COM 87165B103 10736 296000 SH SOLE 0 0 0 T-MOBILE US INC COM 872590104 3324 57800 SH SOLE 0 0 0 TAUBMAN CTRS INC COM 876664103 1427 19306 SH SOLE 0 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 3853 200026 SH SOLE 0 0 0 TCF FINL CORP COM 872275102 225 11500 SH SOLE 0 0 0 TE CONNECTIVITY LTD REG SHS H84989104 15516 223963 SH SOLE 0 0 0 SELECT SECT SPDR TECHNOLOGY 81369Y803 967 20000 SH SOLE 0 0 0 TELEFLEX INC COM 879369106 1724 10700 SH SOLE 1 7500 0 3200 TERRAFORM POWER INC CL A COM 88104R100 13873 1083000 SH SOLE 0 0 0 TERRENO RLTY CORP COM 88146M101 1455 51058 SH SOLE 0 0 0 TESORO CORP COM 881609101 5772 66000 SH SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 10571 291619 SH SOLE 1 279700 0 11919 THERAPEUTICSMD INC COM 88338N107 69 12000 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 12170 86250 SH SOLE 1 82200 0 4050 TIFFANY & CO NEW COM 886547108 713 9210 SH SOLE 1 3000 0 6210 TIPTREE FINANCIAL INC CL A 88822Q103 135 22000 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 10270 136700 SH SOLE 0 0 0 TOLL BROTHERS INC COM 889478103 3655 117900 SH SOLE 1 110000 0 7900 TORTOISE PIPELINE & ENERGY F COM 89148H108 776 36000 SH SOLE 1 0 0 36000 TRAVELCENTERS OF AMERICA LLC COM 894174101 1510 212726 SH SOLE 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 245 2000 SH SOLE 0 0 0 TRI POINTE HOMES LLC COM 87265H109 2319 202000 SH SOLE 0 0 0 TRIBUNE MEDIA CO CL A 896047503 7431 212444 SH SOLE 0 0 0 TRINITY INDUSTRIES INC COM 896522109 1099 39600 SH SOLE 1 18000 0 21600 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 130 11000 SH SOLE 0 0 0 TWENTY-FIRST CENTURY FOX INC CL A 90130A101 6561 234002 SH SOLE 0 0 0 TWO HBRS INVT CORP COM 90187B101 10437 1196931 SH SOLE 0 0 0 UDR INC COM 902653104 1346 36900 SH SOLE 0 0 0 ULTA SALON COSMETICS & FRAGR COM 90384S303 1594 6252 SH SOLE 0 0 0 UNION PAC CORP COM 907818108 4624 44600 SH SOLE 1 17000 0 27600 UNITED CMNTY BKS BLAIRSVLE GA CAP STK COM 90984P303 385 13000 SH SOLE 0 0 0 UNITED COMMUNITY FINANCIAL COM 909839102 152 17000 SH SOLE 0 0 0 UNITED RENTALS INC COM 911363109 1288 12200 SH SOLE 1 4000 0 8200 UNITEDHEALTH GROUP INC COM 91324P102 8355 52206 SH SOLE 0 0 0 UNIVERSAL HEALTH SERVICES CL B 913903100 15021 141200 SH SOLE 1 132700 0 8500 URBAN EDGE PROPERTIES COM 91704F104 754 27422 SH SOLE 0 0 0 US CONCRETE INC COM NEW 90333L201 433 6604 SH SOLE 0 0 0 V F CORP COM 918204108 7341 137600 SH SOLE 1 127700 0 9900 VALLEY NATL BANCORP COM 919794107 430 36961 SH SOLE 1 14000 0 22961 VALSPAR CORP COM 920355104 2756 26600 SH SOLE 1 14000 0 12600 VENTAS INC COM 92276F100 4959 79312 SH SOLE 1 55712 0 23600 VEREIT INC COM 92339V100 99 11800 SH SOLE 1 0 0 11800 VERIZON COMMUNICATIONS INC COM 92343V104 1793 33597 SH SOLE 1 27000 0 6597 VORNADO RLTY TR SH BEN INT 929042109 5445 52173 SH SOLE 1 46692 0 5481 WALGREENS BOOTS ALLIANCE INC COM 931427108 2259 27300 SH SOLE 1 21000 0 6300 WALKER & DUNLOP INC COM 93148P102 234 7500 SH SOLE 0 0 0 WASHINGTON PRIME GROUP INC COM 93964W108 2616 251336 SH SOLE 0 0 0 WASHINGTON TRUST BANCORP COM 940610108 567 10120 SH SOLE 1 0 0 10120 WASTE CONNECTIONS INC COM 94106B101 1234 15700 SH SOLE 0 0 0 WEBSTER FINL CORP CONN COM 947890109 217 4000 SH SOLE 0 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 542 15130 SH SOLE 0 0 0 WELLS FARGO & CO NEW COM 949746101 63996 1161239 SH SOLE 1 254519 0 906720 WELLTOWER INC COM 95040Q104 1660 24803 SH SOLE 0 0 0 WESTERN ALLIANCE BANCORP COM 957638109 219 4500 SH SOLE 0 0 0 WESTERN DIGITAL CORP COM 958102105 12366 182000 SH SOLE 0 0 0 WEYERHAEUSER CO COM 962166104 397 13200 SH SOLE 0 0 0 WHIRLPOOL CORP COM 963320106 15487 85200 SH SOLE 1 78600 0 6600 WILLIAM LYON HOMES CL A NEW 552074700 10500 551771 SH SOLE 0 0 0 WILLIAMS-SONOMA INC COM 969904101 910 18800 SH SOLE 1 11000 0 7800 WILLIAMS COS INC COM 969457100 2401 77100 SH SOLE 0 0 0 WISCONSIN ENERGY CORP COM 92939U106 469 8000 SH SOLE 0 0 0 YADKIN VALLEY FINANCIAL CORP COM 984305102 343 10000 SH SOLE 0 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 1887 22000 SH SOLE 0 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 783 18000 SH SOLE 0 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 13571 131500 SH SOLE 1 120500 0 11000 ZIONS BANCORPORATION COM 989701107 215 5000 SH SOLE 0 0 0 ZOETIS INC CL A 98978V103 371 6935 SH SOLE 1 0 0 6935