0001226886-16-000016.txt : 20161109
0001226886-16-000016.hdr.sgml : 20161109
20161109093042
ACCESSION NUMBER: 0001226886-16-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
EFFECTIVENESS DATE: 20161109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPINE WOODS CAPITAL INVESTORS, LLC
CENTRAL INDEX KEY: 0001226886
IRS NUMBER: 133982412
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10578
FILM NUMBER: 161982973
BUSINESS ADDRESS:
STREET 1: 2500 WESTCHESTER AVE
STREET 2: SUITE 215
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-251-0880
MAIL ADDRESS:
STREET 1: 2500 WESTCHESTER AVE
STREET 2: SUITE 215
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER COMPANY:
FORMER CONFORMED NAME: ALPINE MANAGEMENT & RESEARCH LLC
DATE OF NAME CHANGE: 20030410
13F-HR
1
primary_doc.xml
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0001226886
XXXXXXXX
09-30-2016
09-30-2016
ALPINE WOODS CAPITAL INVESTORS, LLC
2500 WESTCHESTER AVE
SUITE 215
PURCHASE
NY
10577
13F HOLDINGS REPORT
028-10578
N
Kenneth Corrado
Chief Compliance Officer
914-251-0880
Kenneth Corrado
Purchase
NY
11-09-2016
1
424
1807621
false
1
0001132700
028-06661
SAXON WOODS ADVISORS LLC
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aw13f2016-9.xml
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COM
88579Y101
528
3000
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3000
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COM
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1740
41133
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1
28000
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13133
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COM
00287Y109
2045
32433
SH
SOLE
1
20000
0
12433
ACADIA HEALTHCARE CO INC
COM
00404A109
359
7250
SH
SOLE
1
400
0
6850
AETNA INC NEW
COM
00817Y108
1155
10000
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0
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AGROFRESH SOLUTIONS INC
COM
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305
57745
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AIR PRODS & CHEMS INC
COM
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797
5300
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COM
012653101
1026
12000
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COM
014752109
6839
16300
SH
SOLE
1
7900
0
8400
ALEXANDRIA REAL ESTATE EQ INC
COM
015271109
5909
54328
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SOLE
1
48728
0
5600
ALLERGAN PLC
SHS
G0177J108
2265
9833
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1
6933
0
2900
ALLY FINANCIAL INC
COM
02005N100
214
11000
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SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
16175
20810
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1
19274
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CAP STK CL A
02079K305
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11785
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1535
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COM SBI
02083A103
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767755
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1
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COM SH BEN INT N
021060207
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ALTISOURCE RESIDENTI
CL B
02153W100
391
35897
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G037AX101
1906
25900
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0
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AMERCO
COM
023586100
5188
16000
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1
11400
0
4600
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COM
024013104
1133
26114
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SOLE
0
0
0
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COM
024835100
763
15000
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COM
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2093
32600
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1
26000
0
6600
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COM NEW
026874784
240
4038
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0
0
0
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COM
03027X100
20685
182523
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0
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COM
03074A102
116
35000
SH
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0
0
0
AMETEK INC NEW
COM
031100100
344
7200
SH
SOLE
1
0
0
7200
AMGEN INC
COM
031162100
4320
25900
SH
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1
18600
0
7300
ANADARKO PETE CORP
COM
032511107
10419
164446
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0
0
0
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03524A108
15506
118000
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0
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ANSYS INC
COM
03662Q105
861
9300
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0
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ANTHEM INC
COM
036752103
4625
36912
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1
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2612
ANWORTH MORTGAGE ASSET CP
COM
037347101
84
17000
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0
0
0
APACHE CORP
COM
037411105
1578
24700
SH
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1
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0
4700
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COM
037598109
737
16500
SH
SOLE
1
800
0
15700
APOLLO COML REAL EST FIN INC
COM
03762U105
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46644
SH
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0
0
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APPLE INC
COM
037833100
37105
328218
SH
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1
325208
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COM
038222105
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SH
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0
0
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ARAMARK
COM
03852U106
10268
270000
SH
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0
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COM
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0
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044102101
423
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ASTRAZENECA PLC
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046353108
9907
301500
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0
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COM
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73052
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1
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SHS
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AVALONBAY CMNTYS INC
COM
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COM
053611109
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10300
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COM
05614L100
392
23776
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SOLE
0
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COM
06424J103
212
29500
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SOLE
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169
22000
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COM
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25156
1607404
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SOLE
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BANK OF NEW YORK MELLON CORP
COM
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39766
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39766
BANK OF THE OZARKS
COM
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SOLE
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28200
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COM
06647F102
85
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SH
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0
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BAY BANCORP INC
COM
07203T106
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SOLE
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BE AEROSPACE INC
COM
073302101
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SH
SOLE
0
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BECTON DICKINSON & CO
COM
075887109
4849
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SH
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1
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BGC PARTNERS INC
CL A
05541T101
175
20000
SH
SOLE
0
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BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
9650
378000
SH
SOLE
0
0
0
BOSTON PROPERTIES INC
COM
101121101
17494
128361
SH
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1
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BP PLC
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055622104
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426500
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SOLE
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BRF SA
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10552T107
9895
580000
SH
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0
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COM
110394103
345
24600
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0
0
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SHS
Y09827109
15389
89200
SH
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1
87100
0
2100
BROOKDALE SR LIVING INC
COM
112463104
4363
250000
SH
SOLE
0
0
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BROOKLINE BANCORP INC DEL
COM
11373M107
280
23000
SH
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COM
117665109
432
13500
SH
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BT GROUP PLC
ADR
05577E101
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470300
SH
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0
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CALATLANTIC GROUP INC
COM
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SH BEN INT
133131102
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COM
14040H105
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SH
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0
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SHS CL A
G1991C105
354
7947
SH
SOLE
0
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CARE CAPITAL PROPERTIES INC
COM
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561
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SH
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0
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COM
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270
2628
SH
SOLE
1
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2628
CARTER'S INC
COM
146229109
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SH
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0
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CASEYS GENERAL STORES INC
COM
147528103
781
6500
SH
SOLE
0
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CATHAY GENERAL BANCORP
COM
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2616
85000
SH
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1
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0
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CBL & ASSOC PPTYS INC
COM
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CBS CORP NEW
CL B
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1204
22000
SH
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CENTENE CORP DEL
COM
15135B101
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4000
SH
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CENTERSTATE BANKS INC
COM
15201P109
319
18000
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COM NEW
15346Q202
83
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SH
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CERNER CORP
COM
156782104
1482
24000
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COM PAR $0.01
16115Q308
460
14000
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SOLE
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COM
16208T102
572
29696
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CHESAPEAKE LODGING TR
SH BEN INT
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38158
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COM
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SH
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1
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CIA SANEAMENTO BASICO DE
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20441A102
2357
254500
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SOLE
0
0
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CINEMARK HOLDINGS INC
COM
17243V102
1991
52000
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SOLE
0
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COM
172908105
327
2900
SH
SOLE
1
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0
2900
CISCO SYS INC
COM
17275R102
6931
218500
SH
SOLE
0
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CITIGROUP INC
COM NEW
172967424
10732
227225
SH
SOLE
0
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CITIZENS FINANCIAL GROUP
COM
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16085
650967
SH
SOLE
0
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COM
189464100
216
6000
SH
SOLE
0
0
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COM
18948M108
695
48000
SH
SOLE
0
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CME GROUP INC
COM
12572Q105
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84000
SH
SOLE
1
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CMS ENERGY CORP
COM
125896100
21900
521300
SH
SOLE
1
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0
10100
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COM
190632109
137
10000
SH
SOLE
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CL A
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SH
SOLE
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COM
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SOLE
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COMCAST CORP NEW
CL A
20030N101
14095
212461
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SOLE
0
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COM
205887102
1178
25000
SH
SOLE
0
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CONNECTONE BANCORP INC
COM
20786W107
208
11500
SH
SOLE
0
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CONOCOPHILLIPS
COM
20825C104
696
16000
SH
SOLE
0
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CONSOLIDATED EDISON INC
COM
209115104
1010
13410
SH
SOLE
1
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13410
CORESITE REALTY CORP
COM
21870Q105
5084
68671
SH
SOLE
0
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CORRECTIONS CORP OF AMERICA
COM NEW
22025Y407
1013
73000
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COUSINS PPTYS INC
COM
222795106
387
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SH
SOLE
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CRACKER BARREL OLD COUNTRY
COM
22410J106
926
7000
SH
SOLE
0
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CROWN CASTLE INTL CORP
COM
22822V101
3222
34200
SH
SOLE
0
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CSRA INC
COM
12650T104
8178
304000
SH
SOLE
0
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CSX CORP
COM
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1068
35000
SH
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CVS CAREMARK CORPORATION
COM
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SH
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COM
23283R100
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D R HORTON INC
COM
23331A109
2504
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SH
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1
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DDR CORP
COM
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COM CL V
24703L103
3769
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DELPHI AUTOMOTIVE PLC
SHS
G27823106
5891
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COM NEW
247361702
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COM
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COM
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COM
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7033
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COM
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SH
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1
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12100
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COM
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CL A
25470M109
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0
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COM
256677105
10429
149000
SH
SOLE
0
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DOUGLAS EMMETT INC
COM
25960P109
2180
59509
SH
SOLE
0
0
0
DTE ENERGY COMPANY
COM
233331107
3100
33100
SH
SOLE
0
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
616
9200
SH
SOLE
1
200
0
9000
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COM NEW
26441C204
1546
19319
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SOLE
1
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0
19319
DUKE REALTY CORP
COM NEW
264411505
866
31696
SH
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0
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DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
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0
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DYCOM INDUSTRIES INC
COM
267475101
998
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COM
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490
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SOLE
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COM
27579R104
808
22000
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SOLE
0
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ECOLAB INC
COM
278865100
487
4000
SH
SOLE
1
100
0
3900
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COM NEW
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272
6309
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COM
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SOLE
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CL A
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COM
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SH
SOLE
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COM
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SH
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ENTERPRISE FINANCIAL SERVICE
COM
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401
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EOG RESOURCES INC
COM
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COM SH BEN INT
26884U109
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COM PAR $0.001
29444U700
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COM
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29476L107
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0
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ESSENT GROUP LTD
COM
G3198U102
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SH
SOLE
0
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ESSEX PPTY TR INC
COM
297178105
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SH
SOLE
0
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COM
29977G102
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45000
SH
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CLASS A
29977A105
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COM
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SH
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COM
30161N101
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EXPEDIA INC DEL
COM NEW
30212P303
245
2100
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SOLE
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2100
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COM
30219G108
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SH
SOLE
1
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0
29127
EXTENDED STAY AMERICA INC
UNIT 99/99/9999B
30224P200
1242
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SOLE
0
0
0
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COM
30225T102
1390
17500
SH
SOLE
0
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COM
30231G102
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28111
SH
SOLE
1
14500
0
13611
FAIR ISAAC CORP
COM
303250104
824
6611
SH
SOLE
0
0
0
FCB FINANCIAL HOLDINGS INC
CL A
30255G103
461
12000
SH
SOLE
0
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
1863
12100
SH
SOLE
0
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COM
31428X106
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11350
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FNF GROUP COM
31620R303
221
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SOLE
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COM
320817109
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SH
SOLE
0
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COM
337932107
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8600
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8600
FISERV INC
COM
337738108
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SH
SOLE
1
39400
0
3900
FIVE OAKS INVESTMENT CORP
COM
33830W106
74
13000
SH
SOLE
0
0
0
FLIR SYS INC
COM
302445101
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SH
SOLE
0
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FOOT LOCKER INC
COM
344849104
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SH
SOLE
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FOREST CITY REALTY TRUST
COM CL A
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COM
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CL A
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CL A
36467W109
883
32000
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SHS
H2906T109
520
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SOLE
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COM
361448103
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43300
SH
SOLE
1
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0
19600
GENERAC HOLDINGS INC
COM
368736104
2254
62100
SH
SOLE
1
56500
0
5600
GENERAL ELECTRIC CO
COM
369604103
480
16216
SH
SOLE
1
0
0
16216
GENERAL GROWTH PPTYS INC
COM
370023103
2191
79400
SH
SOLE
0
0
0
GENESEE & WYOMING INC
CL A
371559105
1875
27200
SH
SOLE
0
0
0
GEO GROUP INC
COM
36162J106
9785
411500
SH
SOLE
0
0
0
GILEAD SCIENCES INC
COM
375558103
2587
32700
SH
SOLE
1
26300
0
6400
GLACIER BANCORP INC
COM
37637Q105
713
25000
SH
SOLE
1
400
0
24600
GRANA Y MONTERO SA
SPONSORED ADR
38500P208
1460
175000
SH
SOLE
0
0
0
GREEN BANCORP INC
COM
39260X100
186
17000
SH
SOLE
0
0
0
GREENBRIER COMPANIES INC
COM
393657101
999
28300
SH
SOLE
0
0
0
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
348
17025
SH
SOLE
0
0
0
HALLMARK FINL SERVICES INC
COM NEW
40624Q203
144
14000
SH
SOLE
0
0
0
HARMAN INTL INDS INC
COM
413086109
777
9200
SH
SOLE
0
0
0
HARRIS CORP DEL
COM
413875105
15755
171975
SH
SOLE
1
155200
0
16775
HARTFORD FINL SVCS GROUP INC
COM
416515104
1563
36500
SH
SOLE
0
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
673
22550
SH
SOLE
1
2000
0
20550
HCA HOLDINGS INC
COM
40412C101
7616
100700
SH
SOLE
0
0
0
HCP INC
COM
40414L109
641
16887
SH
SOLE
0
0
0
HEICO CORP
CL A
422806208
275
4541
SH
SOLE
0
0
0
HENRY SCHEIN INC
COM
806407102
4048
24838
SH
SOLE
1
17200
0
7638
HEXCEL CORP NEW
COM
428291108
1108
25000
SH
SOLE
0
0
0
HILTON WORLDWIDE HOLDINGS IN
COM
43300A104
7934
345991
SH
SOLE
0
0
0
HOME DEPOT INC
COM
437076102
18337
142500
SH
SOLE
1
136000
0
6500
HOPFED BANCORP INC
COM
439734104
190
17000
SH
SOLE
0
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
1347
86500
SH
SOLE
1
74900
0
11600
HOVNANIAN ENTERPRISES INC
CL A
442487203
17
10000
SH
SOLE
1
0
0
10000
HOWARD HUGHES CORP
COM
44267D107
6927
60500
SH
SOLE
0
0
0
HUB GROUP INC
CL A
443320106
337
8261
SH
SOLE
0
0
0
HUDSON PACIFIC PROPERTIES IN
COM
444097109
572
17414
SH
SOLE
0
0
0
HUMANA INC
COM
444859102
3750
21200
SH
SOLE
0
0
0
ICU MEDICAL INC
COM
44930G107
278
2197
SH
SOLE
0
0
0
ILLUMINA INC
COM
452327109
6122
33700
SH
SOLE
1
31900
0
1800
IMPAC MTG HLDGS INC
COM NEW
45254P508
660
50000
SH
SOLE
0
0
0
INC RESEARCH HOLDINGS INC
CL A
45329R109
411
9229
SH
SOLE
0
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1019
15000
SH
SOLE
0
0
0
INTEL CORP
COM
458140100
15198
402584
SH
SOLE
1
376000
0
26584
INTERNATIONAL BUSINESS MACHS
COM
459200101
1897
11940
SH
SOLE
1
0
0
11940
INTERXION HOLDING NV
SHS
N47279109
2717
75000
SH
SOLE
0
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
3010
21050
SH
SOLE
1
10400
0
10650
INTRA-CELLULAR THERAPIES INC
COM
46116X101
1075
70544
SH
SOLE
1
41444
0
29100
INTUITIVE SURGICAL INC
COM NEW
46120E602
5038
6950
SH
SOLE
1
5500
0
1450
IONIS PHARMACEUTICALS INC
COM
462222100
366
10000
SH
SOLE
0
0
0
IPG PHOTONICS CORP
COM
44980X109
412
5000
SH
SOLE
0
0
0
ITC HLDGS CORP
COM
465685105
1864
40100
SH
SOLE
1
34400
0
5700
J2 GLOBAL INC
COM
48123V102
374
5617
SH
SOLE
0
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
3787
31170
SH
SOLE
1
23370
0
7800
JOHNSON & JOHNSON
COM
478160104
15435
130664
SH
SOLE
1
32933
0
97731
JPMORGAN ALERIAN MLP INDEX
ALERIAN ML ETN
46625H365
1229
39000
SH
SOLE
1
0
0
39000
JPMORGAN CHASE & CO
COM
46625H100
4437
66627
SH
SOLE
1
43000
0
23627
JUNIPER NETWORKS INC
COM
48203R104
938
39000
SH
SOLE
0
0
0
JUST ENERGY GROUP INC
COM
48213W101
53
10500
SH
SOLE
1
0
0
10500
KANSAS CITY SOUTHERN
COM NEW
485170302
1400
15000
SH
SOLE
0
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
642
28461
SH
SOLE
0
0
0
KEYCORP NEW
COM
493267108
243
20000
SH
SOLE
0
0
0
KILROY RLTY CORP
COM
49427F108
16628
239773
SH
SOLE
0
0
0
KIMCO REALTY CORP
COM
49446R109
1491
51500
SH
SOLE
0
0
0
KINDER MORGAN HOLDCO LLC
COM
49456B101
14688
635000
SH
SOLE
0
0
0
KITE PHARMA INC
COM
49803L109
838
15000
SH
SOLE
0
0
0
KKR & CO L P DEL
COM UNITS
48248M102
214
15000
SH
SOLE
0
0
0
KRAFT HEINZ CO/THE
COM
500754106
14160
158200
SH
SOLE
1
154500
0
3700
KROGER CO
COM
501044101
7509
253000
SH
SOLE
0
0
0
LABORATORY CRP OF AMER HLDGS
COM NEW
50540R409
1416
10300
SH
SOLE
1
7000
0
3300
LAKELAND BANCORP INC
COM
511637100
140
10000
SH
SOLE
0
0
0
LEGG MASON INC
COM
524901105
1205
36000
SH
SOLE
0
0
0
LENNAR CORP
CL A
526057104
19993
472200
SH
SOLE
1
449900
0
22300
LENNAR CORP
CL B
526057302
457
13620
SH
SOLE
0
0
0
LGI HOMES INC
COM
50187T106
13465
365507
SH
SOLE
1
338907
0
26600
LIBERTY PROPERTY TRUST
SH BEN INT
531172104
957
23708
SH
SOLE
0
0
0
LIFE STORAGE INC
COM
53223X107
1275
14333
SH
SOLE
1
5500
0
8833
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
335
3284
SH
SOLE
0
0
0
LITHIA MOTORS INC
CL A
536797103
433
4536
SH
SOLE
0
0
0
LITTELFUSE INC
COM
537008104
386
2996
SH
SOLE
0
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
469
17058
SH
SOLE
0
0
0
LOCKHEED MARTIN CORP
COM
539830109
515
2150
SH
SOLE
1
200
0
1950
LOWES COS INC
COM
548661107
939
13000
SH
SOLE
0
0
0
M & T BK CORP
COM
55261F104
8244
71005
SH
SOLE
1
200
0
70805
MACERICH CO
COM
554382101
2582
31928
SH
SOLE
0
0
0
MACK CALI RLTY CORP
COM
554489104
408
15000
SH
SOLE
0
0
0
MACKINAC FINANCIAL CORP
COM
554571109
117
10150
SH
SOLE
0
0
0
MAGNA INTL INC
COM
559222401
846
19700
SH
SOLE
0
0
0
MALLINCKRODT PLC
SHS
G5785G107
732
10494
SH
SOLE
0
0
0
MALVERN BANCORP INC
COM
561409103
164
10000
SH
SOLE
0
0
0
MARATHON PETROLEUM CORP
COM
56585A102
9112
224500
SH
SOLE
0
0
0
MARRIOTT INTL INC NEW
CL A
571903202
485
7200
SH
SOLE
0
0
0
MASTEC INC
COM
576323109
2210
74300
SH
SOLE
0
0
0
MAXIMUS INC
COM
577933104
3060
54100
SH
SOLE
1
25800
0
28300
MCKESSON CORP
COM
58155Q103
13557
81300
SH
SOLE
1
71300
0
10000
MEDALLION FINANCIAL CORP
COM
583928106
432
102404
SH
SOLE
1
83104
0
19300
MEDNAX INC
COM
58502B106
5976
90200
SH
SOLE
1
57300
0
32900
MEDTRONIC PLC
SHS
G5960L103
13392
155000
SH
SOLE
0
0
0
MERCK & CO INC
COM
58933Y105
468
7500
SH
SOLE
1
0
0
7500
META FINANCIAL GROUP INC
COM
59100U108
420
6934
SH
SOLE
0
0
0
METLIFE INC
COM
59156R108
1160
26100
SH
SOLE
0
0
0
MICROSOFT CORP
COM
594918104
8611
149500
SH
SOLE
0
0
0
MIDDLEBY CORP
COM
596278101
841
6800
SH
SOLE
1
5000
0
1800
MINERVA NEUROSCIENCES INC
COM
603380106
141
10000
SH
SOLE
0
0
0
MOBILEYE NV
ORD SHS
N51488117
2009
47200
SH
SOLE
1
38200
0
9000
MOHAWK INDS INC
COM
608190104
1603
8000
SH
SOLE
1
6100
0
1900
MOLINA HEALTHCARE INC
COM
60855R100
583
10000
SH
SOLE
0
0
0
MONDELEZ INTERN
CL A
609207105
8591
195700
SH
SOLE
0
0
0
NATIONAL RESEARCH CORP
CL B
637372301
373
10595
SH
SOLE
0
0
0
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
251
12000
SH
SOLE
0
0
0
NATUS MEDICAL INC
COM
639050103
273
6956
SH
SOLE
0
0
0
NEW YORK REIT INC
COM
64976L109
698
76282
SH
SOLE
0
0
0
NEWELL BRANDS INC
COM
651229106
16631
315817
SH
SOLE
1
295177
0
20640
NEWLINK GENETICS CORP
COM
651511107
601
40000
SH
SOLE
0
0
0
NEWMARKET CORP
COM
651587107
343
800
SH
SOLE
0
0
0
NEXSTAR BROADCASTING GROUP
CL A
65336K103
590
10222
SH
SOLE
0
0
0
NEXTERA ENERGY INC
COM
65339F101
23398
191288
SH
SOLE
1
177600
0
13688
NMI HOLDINGS INC
CL A
629209305
191
25000
SH
SOLE
0
0
0
NOKIA CORP
SPONSORED ADR
654902204
947
163643
SH
SOLE
0
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
1933
163525
SH
SOLE
0
0
0
NORFOLK SOUTHERN CORP
COM
655844108
10220
105300
SH
SOLE
0
0
0
NORTHROP GRUMMAN CORP
COM
666807102
943
4407
SH
SOLE
1
200
0
4207
NORTHSTAR ASSET MANAGEMEN
COM
66705Y104
2209
170872
SH
SOLE
1
154022
0
16850
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
4408
402551
SH
SOLE
0
0
0
NORTHSTAR REALTY FINANCE
COM
66704R803
6813
517286
SH
SOLE
0
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
12867
162953
SH
SOLE
0
0
0
NOVO-NORDISK A/S
ADR
670100205
8297
199500
SH
SOLE
0
0
0
NRG ENERGY INC
COM NEW
629377508
1906
170000
SH
SOLE
0
0
0
NRG YIELD INC
CL A NEW
62942X306
12906
790800
SH
SOLE
0
0
0
NRG YIELD INC
CL C
62942X405
11058
652000
SH
SOLE
0
0
0
O REILLY AUTOMOTIVE INC
COM
67103H107
280
1000
SH
SOLE
1
0
0
1000
OCCIDENTAL PETE CORP DEL
COM
674599105
1043
14300
SH
SOLE
0
0
0
OCEANFIRST FINL CORP
COM
675234108
414
21500
SH
SOLE
0
0
0
OM ASSET MANAGEMENT PLC
SHS
G67506108
1474
106000
SH
SOLE
0
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
901
25423
SH
SOLE
0
0
0
ON ASSIGNMENT INC
COM
682159108
544
15000
SH
SOLE
0
0
0
ORACLE CORP
COM
68389X105
1139
29000
SH
SOLE
0
0
0
ORBITAL ATK INC
COM
68557N103
6830
89600
SH
SOLE
0
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
192
26000
SH
SOLE
0
0
0
PARAMOUNT GROUP INC
COM
69924R108
584
35608
SH
SOLE
0
0
0
PATRICK INDUSTRIES INC
COM
703343103
495
7997
SH
SOLE
0
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
14733
655100
SH
SOLE
1
641500
0
13600
PEBBLEBROOK HOTEL TR
COM
70509V100
452
17000
SH
SOLE
0
0
0
PENNYMAC FINANCIAL SERVICE
CL A
70932B101
170
10000
SH
SOLE
0
0
0
PEPSICO INC
COM
713448108
925
8500
SH
SOLE
0
0
0
PERRIGO CO Plc
SHS
G97822103
295
3200
SH
SOLE
0
0
0
PFIZER INC
COM
717081103
10929
322681
SH
SOLE
1
300000
0
22681
PG&E CORP
COM
69331C108
1211
19800
SH
SOLE
1
15500
0
4300
PINNACLE FOODS INC
COM
72348P104
502
10000
SH
SOLE
0
0
0
PINNACLE WEST CAP CORP
COM
723484101
775
10200
SH
SOLE
0
0
0
PNC FINL SVCS GROUP INC
COM
693475105
13423
149000
SH
SOLE
0
0
0
POPEYES LOUISIANA KITCHEN INC
COM
732872106
419
7884
SH
SOLE
0
0
0
PPG INDS INC
COM
693506107
1964
19000
SH
SOLE
0
0
0
PRA GROUP INC
COM
69354N106
209
6055
SH
SOLE
0
0
0
PREFERRED BANK/LOS ANGELES
COM NEW
740367404
358
10000
SH
SOLE
0
0
0
PRICELINE GROUP INC
COM NEW
741503403
353
240
SH
SOLE
1
0
0
240
PRIMERICA INC.
COM
74164M108
403
7600
SH
SOLE
0
0
0
PROCTER & GAMBLE CO
COM
742718109
2597
28936
SH
SOLE
1
10600
0
18336
PROLOGIS INC
COM
74340W103
4995
93292
SH
SOLE
0
0
0
PROSPERITY BANCSHARES INC
COM
743606105
445
8100
SH
SOLE
1
0
0
8100
PUBLIC STORAGE
COM
74460D109
5582
25015
SH
SOLE
0
0
0
PULTE GROUP INC
COM
745867101
3866
192922
SH
SOLE
1
180976
0
11946
QUALCOMM INC
COM
747525103
1678
24500
SH
SOLE
1
21100
0
3400
RADIAN GROUP INC
COM
750236101
136
10000
SH
SOLE
0
0
0
RADNET INC
COM
750491102
128
17336
SH
SOLE
1
0
0
17336
RAYTHEON CO
COM NEW
755111507
8619
63313
SH
SOLE
1
57800
0
5513
REGENERON PHARMACEUTICALS
COM
75886F107
1528
3800
SH
SOLE
1
2800
0
1000
REGIONS FINANCIAL CORP NEW
COM
7591EP100
12614
1277967
SH
SOLE
0
0
0
ROGERS CORP
COM
775133101
282
4611
SH
SOLE
0
0
0
ROSS STORES INC
COM
778296103
32115
50000
SH
SOLE
0
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
689
27344
SH
SOLE
0
0
0
SCANA CORP NEW
COM
80589M102
340
4700
SH
SOLE
1
0
0
4700
SCHLUMBERGER LTD
COM
806857108
4176
53100
SH
SOLE
0
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
221
7000
SH
SOLE
0
0
0
SCIENCE APPLICATIONS INTE
COM
808625107
209
3010
SH
SOLE
0
0
0
SEMGROUP CORP
CL A
81663A105
3925
111000
SH
SOLE
0
0
0
SHIRE PLC
SPONSORED ADR
82481R106
9505
49029
SH
SOLE
0
0
0
SHORE BANCSHARES INC
COM
825107105
206
17500
SH
SOLE
0
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
1125
9500
SH
SOLE
0
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
22518
108779
SH
SOLE
1
104237
0
4542
SL GREEN RLTY CORP
COM
78440X101
3932
36371
SH
SOLE
0
0
0
SNAP ON INC
COM
833034101
18706
123100
SH
SOLE
1
107400
0
15700
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
872
50600
SH
SOLE
1
27000
0
23600
SOUTHERN CO
COM
842587107
369
7200
SH
SOLE
1
300
0
6900
SOUTHERN NATL BANCORP OF VA
COM
843395104
215
16500
SH
SOLE
0
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
10229
154300
SH
SOLE
0
0
0
STAG INDUSTRIAL INC
COM
85254J102
797
32537
SH
SOLE
0
0
0
STARWOOD PPTY TR INC
COM
85571B105
19033
845144
SH
SOLE
1
809944
0
35200
STATE STR CORP
COM
857477103
766
11000
SH
SOLE
1
200
0
10800
STERLING BANCORP
COM
85917A100
210
12000
SH
SOLE
0
0
0
STONEGATE BANK
COM
861811107
354
10500
SH
SOLE
0
0
0
SUMMIT ST BK SANTA ROSA CALIF
COM
866264203
149
11000
SH
SOLE
0
0
0
SVB FINANCIAL GROUP
COM
78486Q101
1537
13900
SH
SOLE
0
0
0
SYMANTEC CORP
COM
871503108
552
22000
SH
SOLE
0
0
0
SYNAPTICS INC
COM
87157D109
293
5000
SH
SOLE
0
0
0
SYNTEL INC
COM
87162H103
27661
660000
SH
SOLE
0
0
0
T-MOBILE US INC
COM
872590104
2878
61600
SH
SOLE
0
0
0
TAUBMAN CTRS INC
COM
876664103
1422
19106
SH
SOLE
0
0
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
3520
200026
SH
SOLE
0
0
0
TCF FINL CORP
COM
872275102
167
11500
SH
SOLE
0
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
14586
226563
SH
SOLE
0
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
615
18900
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
956
20000
SH
SOLE
0
0
0
TELEFLEX INC
COM
879369106
1815
10800
SH
SOLE
1
7600
0
3200
TERRAFORM POWER INC
CL A COM
88104R100
16060
1154600
SH
SOLE
0
0
0
TERRENO RLTY CORP
COM
88146M101
1405
51058
SH
SOLE
0
0
0
TESORO CORP
COM
881609101
5251
66000
SH
SOLE
0
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
14444
313928
SH
SOLE
1
301901
0
12027
THERAPEUTICSMD INC
COM
88338N107
82
12000
SH
SOLE
0
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
13862
87150
SH
SOLE
1
83100
0
4050
TIFFANY & CO NEW
COM
886547108
1061
14610
SH
SOLE
1
6100
0
8510
TIPTREE FINANCIAL INC
CL A
88822Q103
77
13000
SH
SOLE
0
0
0
TJX COS INC NEW
COM
872540109
11666
156000
SH
SOLE
0
0
0
TOLL BROTHERS INC
COM
889478103
3523
118000
SH
SOLE
1
110000
0
8000
TORTOISE PIPELINE & ENERGY F
COM
89148H108
762
36000
SH
SOLE
0
0
36000
TRAVELCENTERS OF AMERICA LLC
COM
894174101
1523
212726
SH
SOLE
0
0
0
TRI POINTE HOMES LLC
COM
87265H109
2661
201900
SH
SOLE
0
0
0
TRINITY INDUSTRIES INC
COM
896522109
2239
92600
SH
SOLE
1
68000
0
24600
TUTOR PERINI CORP
COM
901109108
365
17000
SH
SOLE
0
0
0
TWO HBRS INVT CORP
COM
90187B101
10210
1196931
SH
SOLE
0
0
0
UDR INC
COM
902653104
1328
36900
SH
SOLE
0
0
0
ULTA SALON COSMETICS & FRAGR
COM
90384S303
1488
6252
SH
SOLE
0
0
0
UNION PAC CORP
COM
907818108
4633
47500
SH
SOLE
1
18400
0
29100
UNITED CMNTY BKS BLAIRSVLE GA CAP STK
COM
90984P303
315
15000
SH
SOLE
0
0
0
UNITED COMMUNITY FINANCIAL
COM
909839102
121
17000
SH
SOLE
0
0
0
UNITED RENTALS INC
COM
911363109
1915
24400
SH
SOLE
1
15200
0
9200
UNITEDHEALTH GROUP INC
COM
91324P102
7379
52706
SH
SOLE
0
0
0
UNIVERSAL HEALTH SERVICES
CL B
913903100
10437
84700
SH
SOLE
1
76200
0
8500
URBAN EDGE PROPERTIES
COM
91704F104
769
27322
SH
SOLE
0
0
0
US CONCRETE INC
COM NEW
90333L201
292
6340
SH
SOLE
0
0
0
V F CORP
COM
918204108
1715
30600
SH
SOLE
1
20000
0
10600
VALLEY NATL BANCORP
COM
919794107
508
52229
SH
SOLE
1
16000
0
36229
VALSPAR CORP
COM
920355104
2949
27800
SH
SOLE
1
14200
0
13600
VENTAS INC
COM
92276F100
5637
79812
SH
SOLE
1
56212
0
23600
VEREIT INC
COM
92339V100
133
12800
SH
SOLE
1
0
0
12800
VERIZON COMMUNICATIONS INC
COM
92343V104
1434
27597
SH
SOLE
1
21000
0
6597
VORNADO RLTY TR
SH BEN INT
929042109
5274
52123
SH
SOLE
1
46642
0
5481
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2789
34600
SH
SOLE
1
27000
0
7600
WASHINGTON PRIME GROUP INC
COM
93964W108
3112
251386
SH
SOLE
0
0
0
WASHINGTON TRUST BANCORP
COM
940610108
1022
25420
SH
SOLE
1
4500
0
20920
WASTE CONNECTIONS INC
COM
94106B101
1449
19404
SH
SOLE
0
0
0
WCI COMMUNITIES INC
COM PAR $0.01
92923C807
2666
112390
SH
SOLE
0
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
590
15130
SH
SOLE
0
0
0
WELLS FARGO & CO NEW
COM
949746101
51585
1164978
SH
SOLE
1
258758
0
906220
WELLTOWER INC
COM
95040Q104
1855
24803
SH
SOLE
0
0
0
WESTERN DIGITAL CORP
COM
958102105
11139
190500
SH
SOLE
0
0
0
WESTLAKE CHEMICAL CORP
COM
960413102
675
12610
SH
SOLE
0
0
0
WEYERHAEUSER CO
COM
962166104
3759
117700
SH
SOLE
0
0
0
WHIRLPOOL CORP
COM
963320106
13930
85900
SH
SOLE
1
79300
0
6600
WILLIAM LYON HOMES
CL A NEW
552074700
10235
551771
SH
SOLE
0
0
0
WILLIAMS-SONOMA INC
COM
969904101
2416
47300
SH
SOLE
1
38000
0
9300
WILLIAMS COS INC
COM
969457100
2535
82500
SH
SOLE
0
0
0
WISCONSIN ENERGY CORP
COM
92939U106
479
8000
SH
SOLE
0
0
0
YADKIN VALLEY FINANCIAL CORP
COM
984305102
237
9000
SH
SOLE
0
0
0
ZEBRA TECHNOLOGIES CORP
CL A
989207105
1531
22000
SH
SOLE
0
0
0
ZELTIQ AESTHETICS INC
COM
98933Q108
706
18000
SH
SOLE
0
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
16890
129900
SH
SOLE
1
118800
0
11100
ZOETIS INC
CL A
98978V103
361
6935
SH
SOLE
1
0
0
6935