0001193125-11-310294.txt : 20111114 0001193125-11-310294.hdr.sgml : 20111111 20111114135338 ACCESSION NUMBER: 0001193125-11-310294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 111200719 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618324110 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 13F-HR 1 d255622d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9-30-11 Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager filing this Report: Name: Otter Creek Management, Inc. Address: 222 Lakeview Avenue Suite 1100 West Palm Beach, FL 33401 Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: Chief Financial Officer Phone: 561-832-4110 Signature, Place, and Date of Signing: Joseph W. O'Neill Jr. West Palm Beach, FL 11-14-11 -------------------- ------------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ____________________________________ [Repeat as necessary] ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: 471,633 ------------ (thousands)
List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report [If there are no entries in this list, state "NONE" and omit the column headings and list entries] No Form 13F File Number Name ___ 28-______________________ ______________________ [Repeat as necessary]
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A.O.SMITH CORP COM STK COM 831865209 5195 162191 SH Sole 162191 ABBOTT LABORATORIES COM STK COM 002824100 6393 125000 SH Sole 125000 ACCURIDE CORP NEW COM STK COM 00439T206 2332 455400 SH Sole 455400 ALLEGIANT TRAVEL CO COM STK COM 01748X102 4006 85000 SH PUT Sole 85000 AMAZON COM INC COM STK COM 023135106 9730 45000 SH PUT Sole 45000 17947 83000 SH PUT Sole 83000 4325 20000 SH PUT Sole 20000 AMERICAN WATER WKS CO INC COM 030420103 5523 183000 SH Sole 183000 AMERIS BANCORP COM STK COM 03076K108 4363 500899 SH Sole 500899 BRIDGEPOINT EDUCATION INC COM 10807M105 872 50000 SH PUT Sole 50000 4360 250000 SH PUT Sole 250000 523 30000 SH PUT Sole 30000 BROADRIDG FIN COM 11133T103 4733 235000 SH Sole 235000 CHIPOTLE MEXICAN GRILL INC COM 169656105 12118 40000 SH PUT Sole 40000 CLOUD PEAK ENERGY INC COM STK COM 18911Q102 1515 89367 SH Sole 89367 CNO FINANCIAL GROUP INC COM ST COM 12621E103 11751 2172100 SH Sole 2172100 DEERE & CO COM COM 244199105 6470 100201 SH Sole 100201 DIAMOND FOODS INC COM COM 252603105 1596 20000 SH PUT Sole 20000 3990 50000 SH PUT Sole 50000 3990 50000 SH PUT Sole 50000 DIANA CONTAINERSHIP INC COM Y2069P101 1012 221000 SH Sole 221000 DINEEQUITY INC COM STK COM 254423106 1925 50000 SH PUT Sole 50000 ENSCO INTL INC ADR COM 29358Q109 6618 163700 SH Sole 163700 FLOW INTERNATIONAL CORP (FORME COM 343468104 7741 3502709 SH Sole 3502709 FORTUNE BRANDS INC COM COM 349631101 2704 50000 SH Sole 50000 FTI CONSULTING INC COM STK COM 302941109 19141 520000 SH PUT Sole 520000
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 10307 280000 SH PUT Sole 280000 14724 400000 SH PUT Sole 400000 GENESEE & WYO INC CL A COM S COM 371559105 930 20000 SH PUT Sole 20000 GREAT LAKES DREDGE & DOCK COR COM 390607109 3337 820000 SH Sole 820000 GREAT PLAINS ENERGY INC COM ST COM 391164100 1737 90000 SH Sole 90000 GREEN MOUNTAIN COFFEE ROASTERS COM 393122106 11246 121000 SH PUT Sole 121000 13941 150000 SH PUT Sole 150000 16729 180000 SH PUT Sole 180000 5576 60000 SH PUT Sole 60000 10223 110000 SH PUT Sole 110000 3718 40000 SH PUT Sole 40000 HERITAGE FINANCIAL GROUP INC COM 42726X102 3065 295000 SH Sole 295000 HMN FINANCIAL INC COM STK COM 40424G108 235 125005 SH Sole 125005 INDIANA CMNTY BANCORP COM STK COM 454674102 2458 166114 SH Sole 166114 ISB FINL CORP IOWA COM STK COM 598511103 1375 95873 SH Sole 95873 ITT EDL SVCS INC COM 45068B109 2303 40000 SH PUT Sole 40000 JARDEN CORP COM STK COM 471109108 6782 240000 SH PUT Sole 240000 1413 50000 SH PUT Sole 50000 8195 290000 SH PUT Sole 290000 JOHNSON & JOHNSON COM COM 478160104 2484 39000 SH Sole 39000 KRAFT FOODS INC COM 50075N104 1679 50000 SH Sole 50000 LAFAYETTE COMMUNITY BANCORP CO COM 506080100 74 15601 SH Sole 15601 LANCASTER COLONY CORP COM STK COM 513847103 4197 68800 SH Sole 68800 LECG CORP COM STK COM 523234102 0 10000 SH Sole 10000 LOCKHEED MARTIN CORP COM STK COM 539830109 4358 60000 SH Sole 60000 MB FINANCIAL INC COM 55264U108 3645 247614 SH Sole 247614 MGIC INVT CORP COM STK COM 552848103 221 118000 SH Sole 118000 374 200000 SH CALL Sole 200000 187 100000 SH CALL Sole 100000 MICROSOFT CORP COM STK COM 594918104 5476 220000 SH Sole 220000 MIDDLEBURG FINANCIALCORP COM 596094102 538 35856 SH Sole 35856 MONSANTO CO (NEW) COM STK COM 61166W101 3302 55000 SH Sole 55000
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- MORGAN STANLEY COM STK COM 617446448 270 20000 SH Sole 20000 MOTOROLA MOBILITY HOLDINGS COM 620097105 2645 70000 SH Sole 70000 MVC CAP INC COM STK COM 553829102 3974 379580 SH Sole 379580 NETFLIX INC COM STK COM 64110L106 1699 15000 SH PUT Sole 15000 2265 20000 SH PUT Sole 20000 NEWMONT MINING CORP COM STK COM 651639106 5036 80000 SH Sole 80000 NORTHWEST BANCSHARES INC/MD COM 667340103 1598 134170 SH Sole 134170 NUCOR CORP COM STK COM 670346105 2215 70000 SH Sole 70000 OLD REP INTL CORP COM STK COM 680223104 11983 1343336 SH Sole 1343336 PANERA BREAD CO CL A COM S COM 69840W108 5197 50000 SH PUT Sole 50000 PATTERSON-UTI ENERGY INC (EX P COM 703481101 2916 168179 SH Sole 168179 POLARIS INDS INC COM STK COM 731068102 2998 60000 SH PUT Sole 60000 SEACOAST BKG CORP FLA COMMON COM 811707306 5003 3403329 SH Sole 3403329 SJW CORP COM STK COM 784305104 3701 170000 SH Sole 170000 SNYDERS-LANCE INC COM STK COM 833551104 12132 581862 SH Sole 581862 SPDR GOLD TRUST COM 78463V107 7009 44342 SH Sole 44342 STRYKER CORP COM COM 863667101 10557 224000 SH Sole 224000 TECK RESOURCES LTD COM 878742204 1401 48000 SH PUT Sole 48000 TIME WARNER INC COM 887317303 2148 71666 SH Sole 71666 WEST MARINE INC COM STK COM 954235107 2876 373562 SH Sole 373562 WESTERN UNION CO COM 959802109 6269 410000 SH Sole 410000 WHOLE FOODS MKT INC COM STK COM 966837106 6531 100000 SH PUT Sole 100000 CHINA LIFE INSURANCECO ADR ADR 16939P106 3196 90000 SH PUT Sole 90000 2486 70000 SH PUT Sole 70000 NEW ORIENTAL EDUCATION & TECHN ADR 647581107 2756 120000 SH PUT Sole 120000 2756 120000 SH PUT Sole 120000 STATOIL ASA ADR 85771P102 4849 225000 SH Sole 225000 VALE S.A ADR ADR 91912E105 1596 70000 SH PUT Sole 70000 1140 50000 SH PUT Sole 50000 2280 100000 SH PUT Sole 100000 1596 70000 SH PUT Sole 70000 3420 150000 SH PUT Sole 150000 3876 170000 SH PUT Sole 170000
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CURRENCYSHARES AUSTRALIAN 23129U101 4855 50000 SH PUT Sole 50000 BBG CB 5 15MAR2028 CONV 06846NAA2 1588 1584000 PRN Sole 1584000 CDNS CB 1.375 15DEC2011 CONV 127387AD0 994 1000000 PRN Sole 1000000 KCN CB 1.75 15MAR2028 CONV 496902AD9 11730 12000000 PRN Sole 12000000 ORI CB 3.75 15MAR2018 CONV 680223AH7 9481 10556000 PRN Sole 10556000 ORI CB 8 15MAY2012 CONV 680223AF1 3605 3500000 PRN Sole 3500000 SNDK CB 1 15MAY2013 CONV 80004CAC5 13303 13750000 PRN Sole 13750000
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