0001209191-13-055380.txt : 20131204
0001209191-13-055380.hdr.sgml : 20131204
20131204193934
ACCESSION NUMBER: 0001209191-13-055380
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131202
FILED AS OF DATE: 20131204
DATE AS OF CHANGE: 20131204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEIN LEONARD R
CENTRAL INDEX KEY: 0001226526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 131258522
MAIL ADDRESS:
STREET 1: SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-12-02
0
0001353283
SPLUNK INC
SPLK
0001226526
STEIN LEONARD R
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP, General Counsel & Sec.
Common Stock
2013-12-02
4
M
0
10000
2.14
A
52669
D
Common Stock
2013-12-02
4
S
0
4500
71.50
D
48169
D
Common Stock
2013-12-02
4
S
0
5500
71.92
D
42669
D
Common Stock
2013-12-03
4
A
0
55000
0.00
A
97669
D
Employee Stock Option (right to buy)
2.14
2013-12-02
4
M
0
10000
0.00
D
2021-04-20
Common Stock
10000
208528
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.76 to $71.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.76 to $72.56, inclusive.
The reported securities are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on December 10, 2014 and 1/16th of the RSUs shall vest quarterly thereafter.
The option, representing a right to purchase a total of 500,000 shares, is subject to an early exercise provision pursuant to which 125,780 shares are immediately exercisable. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2013-12-04