0001104659-12-050453.txt : 20120723 0001104659-12-050453.hdr.sgml : 20120723 20120723174117 ACCESSION NUMBER: 0001104659-12-050453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120720 FILED AS OF DATE: 20120723 DATE AS OF CHANGE: 20120723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN LEONARD R CENTRAL INDEX KEY: 0001226526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 12975215 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 a4.xml 4 X0306 4 2012-07-20 0 0001353283 SPLUNK INC SPLK 0001226526 STEIN LEONARD R C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, General Counsel & Sec. Common Stock 2012-07-20 4 M 0 61472 2.14 A 171472 D Employee Stock Option (right to buy) 2.14 2012-07-20 4 M 0 61472 0 D 2021-04-20 Common Stock 61472 338528 D The option, representing a right to purchase a total of 500,000 shares, is subject to an early exercise provision pursuant to which 259,816 shares are immediately exercisable and an additional 46,728 shares become exercisable on each of January 1, 2013, January 1, 2014 and January 1, 2015. One-fourth of the shares subject to the option vested on April 4, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2012-07-23