0001164691-14-000043.txt : 20140214 0001164691-14-000043.hdr.sgml : 20140214 20140214160813 ACCESSION NUMBER: 0001164691-14-000043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Strategies LLC CENTRAL INDEX KEY: 0001226355 IRS NUMBER: 943342119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10826 FILM NUMBER: 14616384 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 835-3900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: JMP ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20030408 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001226355 XXXXXXXX 12-31-2013 12-31-2013 Harvest Capital Strategies LLC

600 MONTGOMERY STREET SUITE 1700 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-10826 N Kevin C. Lynch 415-835-3900 Kevin C. Lynch San Francisco CA 02-14-2014 1 198 849243 false 1 0001506208 028-15753 ALTEGRIS ADVISORS, L.L.C. INFORMATION TABLE 2 harvestq413.inftab.xml ABERCROMBIE & FITCH COCL A00289620716455500000SHSOLE 50000000ACCELERATE DIAGNOSTICS INCCOM00430H1021464120000SHSOLE 12000000ADTRAN INCCOM00738A106157458280SHSOLE 5828000AGCO CORPCOM00108410271512072SHOTR11207200AGCO CORPCOM001084102260043928SHSOLE 4392800AGRIUM INCCOM0089161085345835SHOTR1583500AGRIUM INCCOM008916108193621165SHSOLE 2116500ALCATEL-LUCENTSPONSORED ADR0139043053960900000SHSOLE 90000000ALTISOURCE PORTFOLIO SOLNS SREG SHSL0175J1048595414SHOTR1541400ALTISOURCE PORTFOLIO SOLNS SREG SHSL0175J104349722047SHSOLE 2204700ALTISOURCE RESIDENTIAL CORPCL B02153W1004176138700SHSOLE 13870000AMERICAN APPAREL INCCOM023850100247200958SHOTR120095800AMERICAN APPAREL INCCOM023850100614499042SHSOLE 49904200AMYRIS INCCOM03236M1013703700000SHSOLE 70000000ANALOG DEVICES INCCOM032654105163932177SHSOLE 3217700APPLE INCCOM0378331004359177700SHSOLE 7770000ARRIS GROUP INC NEWCOM04270V106170169870SHSOLE 6987000ARROW ELECTRS INCCOM042735100275650805SHSOLE 5080500AVAGO TECHNOLOGIES LTDSHSY0486S104184134820SHSOLE 3482000BLUELINX HLDGS INCCOM09624H109198101534SHOTR110153400BLUELINX HLDGS INCCOM09624H109860441015SHSOLE 44101500BNCCORPCOM055936108806521SHOTR1652100BNCCORPCOM05593610863351897SHSOLE 5189700BRIGGS & STRATTON CORPCOM10904310972233182SHOTR13318200BRIGGS & STRATTON CORPCOM1090431092651121818SHSOLE 12181800BROOKFIELD RESIDENTIAL PPTYSCOM11283W10454522547SHOTR12254700BROOKFIELD RESIDENTIAL PPTYSCOM11283W104224392725SHSOLE 9272500BUFFALO WILD WINGS INCCOM1198481098295630SHOTR1563000BUFFALO WILD WINGS INCCOM119848109299820370SHSOLE 2037000BUNGE LIMITEDCOMG1696210582610060SHOTR11006000BUNGE LIMITEDCOMG16962105303336940SHSOLE 3694000CAI INTERNATIONAL INCCOM12477X10638216223SHOTR11622300CAI INTERNATIONAL INCCOM12477X106165870344SHSOLE 7034400CALAMOS ASSET MGMT INCCL A12811R104242000SHCallOTR1200000CALAMOS ASSET MGMT INCCL A12811R104948000SHCallSOLE 800000CALAMP CORPCOM12812610911747420000SHSOLE 42000000CALAVO GROWERS INCCOM12824610563921126SHOTR12112600CALAVO GROWERS INCCOM128246105238778874SHSOLE 7887400CATHAY GENERAL BANCORPCOM14915010424900SHCallOTR190000CATHAY GENERAL BANCORPCOM1491501041104100SHCallSOLE 410000CAVIUM INCCOM14964U10897228170SHSOLE 2817000CBRE GROUP INCCL A12504L10945217182SHOTR11718200CBRE GROUP INCCL A12504L109180568653SHSOLE 6865300CDW CORPCOM12514G108139959896SHSOLE 5989600CEVA INCCOM15721010560139486SHSOLE 3948600CF INDS HLDGS INCCOM1252691009384023SHOTR1402300CF INDS HLDGS INCCOM125269100931639977SHSOLE 3997700CHERRY HILL MTG INVT CORPCOM16465110111440642693SHSOLE 64269300CHERRY HILL MTG INVT CORPCOM16465110196254067SHOTR15406700CHINA FIN ONLINE CO LTDSPONSORED ADR1693791043931625000SHSOLE 62500000CIFC CORPCOM12547R105916117748SHOTR111774800CIFC CORPCOM12547R1054552585062SHSOLE 58506200CITIGROUP INCCOM NEW1729674243366451SHOTR1645100CITIGROUP INCCOM NEW172967424125123999SHSOLE 2399900COLUMBIA PPTY TR INCCOM NEW1982872032439719SHOTR1971900COLUMBIA PPTY TR INCCOM NEW19828720391636647SHSOLE 3664700CONTROL4 CORPCOM21240D10735420000SHSOLE 2000000COSTAR GROUP INCCOM22160N1091236566990SHSOLE 6699000CRIMSON WINE GROUP LTDCOM22662X10038143055SHOTR14305500CRIMSON WINE GROUP LTDCOM22662X100945106945SHSOLE 10694500CYPRESS SEMICONDUCTOR CORPCOM232806109197751883293SHSOLE 188329300DAQO NEW ENERGY CORPSPNSRD ADR NEW23703Q20394426000SHSOLE 2600000DARLING INTL INCCOM237266101264231265446SHSOLE 126544600DARLING INTL INCCOM23726610161729554SHOTR12955400DFC GLOBAL CORPCOM23324T1074580400000SHSOLE 40000000DISCOVER FINL SVCSCOM25470910893116643SHOTR11664300DISCOVER FINL SVCSCOM254709108415474241SHSOLE 7424100ECHOSTAR CORPCL A27876810623901480706SHSOLE 48070600ELLIE MAE INCCOM28849P10016600SHCallOTR160000ELLIE MAE INCCOM28849P100652400SHCallSOLE 240000ELLIE MAE INCCOM28849P1004098152500SHPutSOLE 15250000ENPHASE ENERGY INCCOM29355A107761120000SHSOLE 12000000EZCHIP SEMICONDUCTOR LIMITEDORDM4146Y10887335490SHSOLE 3549000FINISAR CORPCOM NEW31787A507189879343SHSOLE 7934300FIRST NIAGARA FINL GP INCCOM33582V10859355800SHCallSOLE 5580000FIRST NIAGARA FINL GP INCCOM33582V10814013200SHCallOTR11320000FLEXTRONICS INTL LTDORDY2573F1021329171083SHSOLE 17108300GENWORTH FINL INCCOM CL A37247D10686055366SHOTR15536600GENWORTH FINL INCCOM CL A37247D1063247209094SHSOLE 20909400GREEN DOT CORPCL A39304D10297838905SHOTR13890500GREEN DOT CORPCL A39304D102503432001704SHSOLE 200170400GREEN DOT CORPCL A39304D102803200SHPutOTR1320000GREEN DOT CORPCL A39304D10233013100SHPutSOLE 1310000GREEN DOT CORPCL A39304D1023018120000SHCallSOLE 12000000GUARANTY BANCORP DELCOM NEW40075T60798369954SHSOLE 6995400GUARANTY BANCORP DELCOM NEW40075T60735425199SHOTR12519900HECLA MNG COCOM422704106137834475000SHSOLE 447500000HERITAGE OAKS BANCORPCOM42724R1071758234445SHSOLE 23444500HERITAGE OAKS BANCORPCOM42724R10743257619SHOTR15761900HIGHER ONE HLDGS INCCOM42983D1047320750000SHSOLE 75000000INFOBLOX INCCOM45672H1043335101000SHSOLE 10100000INVESTORS BANCORP INCCOM46146P1023756146826SHSOLE 14682600LAZARD LTDSHS AG5405010219714435000SHSOLE 43500000LGI HOMES INCCOM50187T106160890400SHSOLE 9040000LIFELOCK INCCOM53224V100845100SHCallOTR1510000LIFELOCK INCCOM53224V10034220900SHCallSOLE 2090000LINDSAY CORPCOM5355551065496640SHOTR1664000LINDSAY CORPCOM535555106201624360SHSOLE 2436000LINEAR TECHNOLOGY CORPCOM535678106135529739SHSOLE 2973900LITHIA MTRS INCCL A536797103246535501SHSOLE 3550100LITHIA MTRS INCCL A5367971036599499SHOTR1949900LTX-CREDENCE CORPCOM NEW502403207139831750000SHSOLE 175000000LUBYS INCCOM54928210152267552SHOTR16755200LUBYS INCCOM5492821011948252448SHSOLE 25244800LYON WILLIAM HOMESCL A NEW552074700159472025SHSOLE 7202500LYON WILLIAM HOMESCL A NEW55207470038417327SHOTR11732700MAGNACHIP SEMICONDUCTOR CORPCOM55933J20311310580000SHSOLE 58000000MARVELL TECHNOLOGY GROUP LTDORDG5876H105298392075000SHSOLE 207500000MEETME INCCOM58514110455543035000SHSOLE 303500000METRO BANCORP INC PACOM59161R1012059522SHOTR1952200METRO BANCORP INC PACOM59161R10193743495SHSOLE 4349500MICROSEMI CORPCOM59513710076130488SHSOLE 3048800MILLENNIAL MEDIA INCCOM60040N1054078560993SHSOLE 56099300MITEL NETWORKS CORPCOM60671Q1047416735000SHSOLE 73500000MONEYGRAM INTL INCCOM NEW60935Y20829114013SHOTR11401300MONEYGRAM INTL INCCOM NEW60935Y208126260704SHSOLE 6070400MONSANTO CO NEWCOM61166W10110699175SHOTR1917500MONSANTO CO NEWCOM61166W101394333825SHSOLE 3382500MONTAGE TECHNOLOGY GROUP LTDSHSG6209T105112368830SHSOLE 6883000MOVE INCCOM NEW62458M20784152590SHOTR15259000MOVE INCCOM NEW62458M2074424276663SHSOLE 27666300MVC CAPITAL INCCOM55382910246934763SHOTR13476300MVC CAPITAL INCCOM5538291021681124476SHSOLE 12447600NATIONSTAR MTG HLDGS INCCOM63861C1091183184SHOTR1318400NATIONSTAR MTG HLDGS INCCOM63861C10943611816SHSOLE 1181600NELNET INCCL A64031N1082926929SHOTR1692900NELNET INCCL A64031N108128030386SHSOLE 3038600NEONODE INCCOM NEW64051M40256990000SHSOLE 9000000NEWPORT CORPCOM6518241046218344133SHSOLE 34413300NOAH HLDGS LTDSPONSORED ADS65487X10245025000SHSOLE 2500000NORTH VALLEY BANCORPCOM NEW66304M20459431420SHOTR13142000NORTH VALLEY BANCORPCOM NEW66304M2043315175285SHSOLE 17528500NORTHSTAR RLTY FIN CORPCOM66704R1001665123803SHOTR112380300NORTHSTAR RLTY FIN CORPCOM66704R1006247464485SHSOLE 46448500NXP SEMICONDUCTORS N VCOMN6596X10914692319878SHSOLE 31987800OFS CAP CORPCOM67103B10035627740SHOTR12774000OFS CAP CORPCOM67103B1001611125545SHSOLE 12554500OPENTABLE INCCOM68372A10496512153SHOTR11215300OPENTABLE INCCOM68372A10410623133847SHSOLE 13384700OPPENHEIMER HLDGS INCCL A NON VTG68379710487135157SHOTR13515700OPPENHEIMER HLDGS INCCL A NON VTG6837971043623146209SHSOLE 14620900PARAMETRIC SOUND CORPCOM NEW69917220113910000SHSOLE 1000000POTASH CORP SASK INCCOM73755L10773122165SHOTR12216500POTASH CORP SASK INCCOM73755L107273082835SHSOLE 8283500PROCERA NETWORKS INCCOM NEW74269U203120480142SHSOLE 8014200PROVIDENT FINL HLDGS INCCOM74386810122014685SHOTR11468500PROVIDENT FINL HLDGS INCCOM74386810189959924SHSOLE 5992400PURECYCLE CORPCOM NEW74622830317327268SHOTR12726800PURECYCLE CORPCOM NEW74622830342867732SHSOLE 6773200QUALCOMM INCCOM747525103155520942SHSOLE 2094200QUICKLOGIC CORPCOM74837P10856881440000SHSOLE 144000000REDWOOD TR INCCOM7580754022350121300SHSOLE 12130000REGIONS FINL CORP NEWCOM7591EP1002715274578SHSOLE 27457800REGIONS FINL CORP NEWCOM7591EP10070871557SHOTR17155700RESEARCH FRONTIERS INCCOM7609111072890500000SHSOLE 50000000REVOLUTION LIGHTING TECHNOLOCOM76155G1071713500000SHSOLE 50000000SAFEWAY INCCOM NEW78651420855016888SHOTR11688800SAFEWAY INCCOM NEW786514208205663112SHSOLE 6311200SILICON GRAPHICS INTL CORPCOM82706L1081503112080SHSOLE 11208000SIMPLICITY BANCORPCOM82886710140124837SHOTR12483700SIMPLICITY BANCORPCOM828867101158197810SHSOLE 9781000SKYWORKS SOLUTIONS INCCOM83088M102220377152SHSOLE 7715200SPANSION INCCOM CL A NEW84649R2004335312120SHSOLE 31212000SPDR S&P 500 ETF TRTR UNIT78462F103147752800000SHCallSOLE 80000000STATE STR CORPCOM857477103114315568SHOTR11556800STATE STR CORPCOM857477103398254266SHSOLE 5426600STONEGATE MTG CORPCOM86181Q30052331646SHSOLE 3164600STONEGATE MTG CORPCOM86181Q300653938SHOTR1393800SUNEDISON INCCOM86732Y109283842175000SHSOLE 217500000SYNAPTICS INCCOM87157D109135626174SHSOLE 2617400TESSERA TECHNOLOGIES INCCOM88164L1003877196700SHCallSOLE 19670000TOWER GROUP INTL LTDCOMG8988C1051450429065SHSOLE 42906500TOWER SEMICONDUCTOR LTDSHS NEWM879152744701804937SHSOLE 80493700TRACTOR SUPPLY COCOM89235610692111871SHOTR11187100TRACTOR SUPPLY COCOM892356106334643129SHSOLE 4312900TRICO BANCSHARESCOM896095106732565SHOTR1256500TRICO BANCSHARESCOM89609510688031013SHSOLE 3101300TRIMBLE NAVIGATION LTDCOM8962391004711135777SHSOLE 13577700TRIMBLE NAVIGATION LTDCOM896239100129237223SHOTR13722300TWITTER INCCOM90184L1027638120000SHPutSOLE 12000000TYSON FOODS INCCL A90249410363618999SHOTR11899900TYSON FOODS INCCL A902494103237571001SHSOLE 7100100UBIQUITI NETWORKS INCCOM90347A100398986802SHSOLE 8680200UNI PIXEL INCCOM NEW90457220340040000SHSOLE 4000000US BANCORP DELCOM NEW90297330485621190SHOTR12119000US BANCORP DELCOM NEW9029733044351107706SHSOLE 10770600VALLEY NATL BANCORPCOM919794107161600SHCallOTR1160000VALLEY NATL BANCORPCOM919794107838200SHCallSOLE 820000VELTI PLC ST HELIERSHSG932851072053666667SHSOLE 366666700VIOLIN MEMORY INCCOM92763A10171781812596SHSOLE 181259600VITAMIN SHOPPE INCCOM92849E10112789245886SHSOLE 24588600VITAMIN SHOPPE INCCOM92849E10199419114SHOTR11911400VOXELJET AGADS92912L10739510000SHSOLE 1000000WAGEWORKS INCCOM9304271098916150000SHSOLE 15000000WESTERN DIGITAL CORPCOM958102105289034441SHSOLE 3444100XOOM CORPCOM98419Q10110264375000SHSOLE 37500000ZOETIS INCCL A98978V1034255130168SHSOLE 13016800ZOETIS INCCL A98978V103113934832SHOTR13483200