-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CAMreJUoj7C1A6FllikEOsKIgla601tKMxRDmyXIctGP2ooJ4kDd88sm8ZlNpLlC WiNGjYGp3gkwKX8Iwsmxcw== 0001095449-11-000009.txt : 20110210 0001095449-11-000009.hdr.sgml : 20110210 20110210151152 ACCESSION NUMBER: 0001095449-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Strategies LLC CENTRAL INDEX KEY: 0001226355 IRS NUMBER: 943342119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10826 FILM NUMBER: 11591987 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 2000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 835-3900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 2000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: JMP ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20030408 13F-HR 1 f13f2010-12.txt FORM 13F FOR DECEMBER 31, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Harvest Capital Strategies LLC Address: 600 Montgomery Street, Suite 1100 San Francisco, CA 94111 13F File Number: 028-10826 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph A. Jolson Title: Chief Executive Officer Phone: 415-835-3900 Signature, Place, and Date of Signing: /s/ Joseph A. Jolson San Francisco, CA Date February 9, 2011 - ------------------------------------------------------------------------------ Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: $410,789,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- APPLE COMPUTER INC COM 037833100 2685 8324 SH Sole 8324 AMERIS BANCORP COM 03076K108 53 5000 SH Sole 5000 ALLIANCE DATA SYSTEM CORP COM 18581108 1776 25000 SH Sole 25000 A123 SYSTEMS COM 03739T108 3101 325000 SH Sole 325000 AMERICAN APPAREL INC COM 023850100 432 260000 SH Sole 260000 ARROW ELECTRONICS INC COM 042735100 2849 83179 SH Sole 83179 ALTISOURCE PORTFOLIO REG SHS L0175J104 7418 258384 SH Sole 258384 URANIUM PARTICIPATION CORP COM B085ST1 2587 325600 SH Sole 325600 BIG 5 SPORTING GOODS CORP COM 08915P101 1069 70000 SH Sole 70000 BLACKROCK INC COM 09247X101 610 3200 SH Sole 3200 BODY CENTRAL CORP COM 09689U102 3176 222533 SH Sole 222533 SEACUBE CONTAINER LEASING LTD SHS 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COM 254709108 5310 286583 SH Sole 286583 D R HORTON INC COM 23331A109 126 10598 SH Sole 10598 DICKS SPORTING GOODS INC COM 253393102 11651 310700 SH Sole 310700 DEL MONTE FOODS CO COM 24522P103 15113 803902 SH Sole 803902 EMC CORP-MASS COM 268648102 1647 71941 SH Sole 71941 ENTROPIC COMMUNICATIONS INC COM 29384R105 18007 1490657 SH Sole 1490657 EZCHIP SEMICONDUCTOR LTD ORD M4146Y108 1506 53600 SH Sole 53600 F5 NETWORKS INC COM 315616102 1558 11972 SH Sole 11972 FXCM INC-A COM CL A 302693106 4858 366650 SH Sole 366650 GRUBB & ELLIS CO PREF 400095303 5631 60170 SH Sole 60170 LE GAGA HOLDINGS LTD-ADR SPONSORED ADR 521168104 844 105000 SH Sole 105000 GAIN CAPITAL HOLDINGS INC COM 36268W100 3753 407900 SH Sole 407900 GENWORTH FINANCIAL INC CL A COM CL A 37247D106 335 25497 SH Sole 25497 CHART INDUSTRIES INC COM PAR $0.01 16115Q308 5494 162627 SH Sole 162627 HEWLETT PACKARD CO COM 428236103 1889 44869 SH Sole 44869 HERCULES TECHNOLOGY GROWTH COM 427096508 3131 302265 SH Sole 302265 INVESCO 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10750 352000 SH Sole 352000 MOLYCORP INC COM 608753109 481 2500 SH Put Sole 2500 MONSANTO CO COM 61166W101 975 14000 SH Sole 14000 Move Inc COM 62458M108 2313 900000 SH Sole 900000 MARVELL TECHNOLOGIES GROUP ORD G5876H105 1118 60251 SH Sole 60251 NASDAQ STOCK MARKET INC COM 631103108 1990 83857 SH Sole 83857 NATIONAL FINL PARTNERS CORP COM 63607P208 10940 816442 SH Sole 816442 NEO MATERIAL TECHNOLOGIES INC COM 2718215 5028 640000 SH Sole 640000 NICE SYSTEMS LTD ADR SPONSORED ADR 653656108 7755 222207 SH Sole 222207 NELNET INC CL A 64031N108 7396 312200 SH Sole 312200 NETAPP INC COM 64110D104 1766 32138 SH Sole 32138 NEW YORK MORTGAGE TRUST INC COM PAR $0.02 649604501 5881 844994 SH Sole 844994 OCZ TECHNOLOGY GROUP INC COM 67086E303 2737 567809 SH Sole 567809 ONLINE RES & COMMUNICATIONS COM 68273G101 175 37600 SH Sole 37600 OSI SYSTEMS INC COM 671044105 6803 187100 SH Sole 187100 OMNIVISION TECHNOLOGIES INC COM 682128103 935 31563 SH Sole 31563 PHH CORP COM NEW 693320202 6083 262750 SH Sole 262750 RENT A CENTER INC COM 76009N100 3864 119700 SH Sole 119700 RADIAN GROUP INC COM 750236101 293 36250 SH Sole 36250 ROFIN SINAR TECHNOLOGIES INC COM 775043102 6252 176400 SH Sole 176400 SAP AG-SPONSORED ADR SPON ADR 803054204 1352 26712 SH Sole 26712 RARE ELEMENT RE COM 75381M102 18 720 SH Put Sole 720 SMITHFIELD FOODS INC COM 832248108 5123 248313 SH Sole 248313 SPHERION CORP COM 784153108 4197 430000 SH Sole 430000 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 20930 783595 SH Sole 783595 SONIC SOLUTIONS COM 835460106 3114 207573 SH Sole 207573 SYNNEX CORP COM 87162W100 998 31975 SH Sole 31975 SPREADTRUM COMMUNICATIONS ADR 849415203 1196 65127 SH Sole 65127 STEC INC COM 784774101 10880 616406 SH Sole 616406 TECH DATA CORP COM 878237106 9244 210000 SH Sole 210000 TNS INC COM 872960109 1954 93949 SH Sole 93949 TRACTOR SUPPLY CO COM 892356106 1358 28000 SH Sole 28000 TYSON FOODS INC-CL A CL A 902494103 775 45000 SH Sole 45000 TELESTONE TECHNOLOGIES CORP COM 87953J102 1603 150951 SH Sole 150951 TITAN INTERNATIONAL INC-ILL COM 88830M102 13229 677028 SH Sole 677028 TEXAS INSTRUMENTS INC COM 882508104 1439 44270 SH Sole 44270 US BANCORP DEL COM NEW 902973304 715 26500 SH Sole 26500 VOLTERRA SEMICONDUCTOR CORP COM 928708106 1703 73532 SH Sole 73532 WALKER & DUNLOP INC COM 93148P102 149 14780 SH Sole 14780 WESTERN DIGITAL CORP COM 958102105 975 28751 SH Sole 28751 MEMC ELECTRONIC MATERIALS INC COM 552715104 12668 1125000 SH Sole 1125000 WINN DIXIE STORES INC COM NEW 974280307 718 100000 SH Sole 100000 WESTPORT INNOVATIONS INC COM NEW 960908309 6756 364800 SH Sole 364800 WILLIAMS SONOMA INC COM 969904101 892 25000 SH Sole 25000 XYRATEX LTD COM G98268108 905 55487 SH Sole 55487 THESTREET.COM, INC. 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