-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PxdJCbzLye2t77bHrkvlUvtwjjkRI81lsoWBNxCeGYEBaEvkxCkeRA77GRm6IIHn OH1qhN/BrcmeoKThiof8DQ== 0001095449-10-000087.txt : 20100514 0001095449-10-000087.hdr.sgml : 20100514 20100514135258 ACCESSION NUMBER: 0001095449-10-000087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Strategies LLC CENTRAL INDEX KEY: 0001226355 IRS NUMBER: 943342119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10826 FILM NUMBER: 10832213 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 835-3900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: JMP ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20030408 13F-HR 1 f13f2010-03.txt FORM 13F FOR MARCH 31, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Harvest Capital Strategies LLC Address: 600 Montgomery Street, Suite 1100 San Francisco, CA 94111 13F File Number: 028-10826 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph A. Jolson Title: Chief Executive Officer Phone: 415-835-3900 Signature, Place, and Date of Signing: /s/ Joseph A. Jolson San Francisco, CA Date May 11, 2010 - ------------------------------------------------------------------------------ Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 130 Form 13F Information Table Value Total: $405,113,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- APPLE COMPUTER INC COM 037833100 2680 11406 SH Sole 11406 A.D.A.M., INC. CMN COM 00088U108 2547 636669 SH Sole 636669 *ARGO GROUP INTERNATIONAL COM G0464B107 2118 65000 SH Sole 65000 APOLLO INVESTMENT CORPORATION COM 03761U106 1032 81088 SH Sole 81088 ANDERSONS INC COM 034164103 770 23000 SH Sole 23000 ABERCROMBIE & FITCH CO CL A 002896207 365 8000 SH Sole 8000 A123 SYSTEMS COM 03739T108 1047 76187 SH Sole 76187 ARES CAPITAL CORPORATION COM 04010L103 133 9000 SH Sole 9000 ADMINISTAFF INC COM 007094105 8317 389755 SH Sole 389755 ALTISOURCE PORTFOLIO REG SHS L0175J104 8824 393908 SH Sole 393908 AVON PRODS INC COM 054303102 688 20300 SH Sole 20300 BRIDGEWATER SYSTEMS CORP COM 108707100 5429 589400 SH Sole 589400 BEBE STORES INC COM 075571109 446 50000 SH Sole 50000 BIG 5 SPORTING GOODS CORP COM 08915P101 533 35000 SH Sole 35000 BROOKFIELD HOMES CORP COM 112723101 2014 230407 SH Sole 230407 BURGER KING HOLDINGS INC COM 121208201 699 32884 SH Sole 32884 A H BELO CORP SER A--W/RTS TO COM SER A 080555105 8014 1175000 SH Sole 1175000 BROADCOM CORP CL A 111320107 1358 40912 SH Sole 40912 CAVIUM NETWORKS INC COM 14965A101 985 39592 SH Sole 39592 CDC SOFTWARE CORPORATION SPN ADR LV III 12507Y108 5457 475378 SH Sole 475378 CADENCE DESIGN SYSTEMS INC COM 127387108 500 75000 SH Sole 75000 CHICOS FAS INC COM 168615102 461 32000 SH Sole 32000 CIENA CORPORATION COM NEW 171779309 4578 300000 SH Sole 300000 CENTER FINANCIAL CORPORATION COM 15146E102 43 8885 SH Sole 8885 COMERICA INC COM 200340107 552 14500 SH Sole 14500 COGO GROUP INC COM 192448108 628 89887 SH Sole 89887 CREE INC COM 225447101 99 500 SH CALL Sole 500 CREE INC COM 225447101 290 500 SH PUT Sole 500 MAJESCO ENTERTAINMENT COMPANY COM NEW 560690208 37 41600 SH Sole 41600 Barclays ipath dow jnes aig lvsETN DJUBSLVSTK37 06739H743 9141 305000 SH Sole 305000 CARTER INC COM 146229109 618 20500 SH Sole 20500 CENTER FINANCIAL CORPORATION COM 15146E102 4397 906666 SH Sole 906666 CERAGON NETWORKS LTD ORD M22013102 12697 1162758 SH Sole 1162758 CIRRUS LOGIC INC COM 172755100 420 50000 SH Sole 50000 CITI TRENDS INC COM 17306X102 600 18500 SH Sole 18500 CITRIX SYS INC COM 177376100 873 18394 SH Sole 18394 DRESS BARN INC COM 261570105 659 25208 SH Sole 25208 DEERFIELD CAPITAL CORP COM 244331302 3224 549175 SH Sole 549175 DISCOVER FINANCIAL SERVICES COM 254709108 4716 316500 SH Sole 316500 DEL MONTE FOODS CO COM 24522P103 21787 1492241 SH Sole 1492241 DOMINOS PIZZA INC COM 25754A201 516 37811 SH Sole 37811 DRAGONWAVE INC COM 26144M103 4813 520300 SH Sole 520300 EMC CORP-MASS COM 268648102 1201 66576 SH Sole 66576 EZCHIP SEMICONDUCTOR LTD ORD M4146Y108 659 33469 SH Sole 33469 F5 NETWORKS INC COM 315616102 9716 157644 SH Sole 157644 FIRST SOLAR INC COM 336433107 473 500 SH PUT Sole 500 FLEXTRONICS INTERNATIONAL LTD ORD Y2573F102 1064 135774 SH Sole 135774 FSI INTERNATIONAL INC COM 302633102 1937 500432 SH Sole 500432 FUEL SYSTEMS SOLUTIONS INC COM 35952W103 3993 125019 SH Sole 125019 FUEL SYSTEMS SOLUTIONS COM 35952W103 8 750 SH PUT Sole 750 GRUBB & ELLIS CO PREF 400095303 8484 60170 SH Sole 60170 GIANT INTERACTIVE GROUP INC ADR 374511103 236 31000 SH Sole 31000 GAMESTOP CORP CL A 36467W109 690 31500 SH Sole 31500 GENWORTH FINANCIAL INC CL A COM CL A 37247D106 1091 59500 SH Sole 59500 GSI TECHNOLOGY COM 36241U106 15 3200 SH Sole 3200 HEWLETT PACKARD CO COM 428236103 1713 32223 SH Sole 32223 HERCULES TECHNOLOGY GROWTH COM 427096508 3804 359192 SH Sole 359192 ISHARES RUSSELL COM 464287655 3035 21000 SH PUT Sole 21000 INTL RECTIFIER CORP COM 460254105 8015 350000 SH Sole 350000 JO-ANN STORES INC COM 47758P307 693 16500 SH Sole 16500 JDS UNIPHASE CORPORATION COM PAR $0.001 46612J507 7835 625800 SH Sole 625800 WTS JPMORGAN CHASE & COMPANY *W EXP 10/28/201 46634E114 2152 140000 SH Sole 140000 CHINA FINANCE ONLINE CO SPONSORED ADR 169379104 8702 1109990 SH Sole 1109990 KELLY SERVICES INC CL A CL A 488152208 5566 334119 SH Sole 334119 KEYCORP NEW COM 493267108 194 25000 SH Sole 25000 KKR FINANCIAL CORP COM 48248A306 189 23000 SH Sole 23000 KENEXA CORPORATION COM 488879107 11000 800000 SH Sole 800000 LITHIA MOTORS INC-CL A CL A 536797103 736 115000 SH Sole 115000 LOGMEIN INC COM 54142L109 12207 590000 SH Sole 590000 CAPITAL LEASING FUNDING INC COM 140288101 297 53600 SH Sole 53600 LEXMARK INTERNATIONAL GROUP CL A 529771107 7245 200800 SH Sole 200800 LSB INDUSTRIES INC COM 502160104 741 48608 SH Sole 48608 MARSHALL & ILSLEY CORPORATION COM 571837103 2818 350000 SH Sole 350000 MODUSLINK GLOBAL SOLUTIONS INC COM 60786L107 3067 363818 SH Sole 363818 Move Inc COM 62458M108 1463 700000 SH Sole 700000 MATTSON TECHNOLOGY INC COM 577223100 1325 290000 SH Sole 290000 MICRON TECHNOLOGY INC COM 595112103 2026 195418 SH Sole 195418 NASDAQ STOCK MARKET INC COM 631103108 158 7500 SH Sole 7500 NETLOGIC MICROSYSTEMS INC COM 64118B100 289 9834 SH Sole 9834 NATIONAL FINL PARTNERS CORP COM 63607P208 5939 421221 SH Sole 421221 NICE SYSTEMS LTD ADR SPONSORED ADR 653656108 10913 343732 SH Sole 343732 NETLIST INC COM 64118P109 450 125000 SH Sole 125000 NELNET INC CL A 64031N108 6260 337278 SH Sole 337278 NETAPP INC COM 64110D104 788 24216 SH Sole 24216 NUANCE COMMUNICATIONS INC COM 67020Y100 8460 508400 SH Sole 508400 NOVA MEASURING INSTRUMENTS COM M7516K103 987 180100 SH Sole 180100 NEW YORK MORTGAGE TRUST INC COM PAR $0.02 649604501 83 10952 SH Sole 10952 OCWEN FINANCIAL CORP COM NEW 675746309 115 10400 SH Sole 10400 O2MICRO INTERNATIONAL SPONSORED ADR 67107W100 411 60000 SH Sole 60000 OPPENHEIMER HOLDINGS INC CL A NON VTG 683797104 2050 80377 SH Sole 80377 OMNIVISION TECHNOLOGIES INC COM 682128103 835 48594 SH Sole 48594 UNIVERSAL DISPLAY CORP COM 91347P105 306 26000 SH Sole 26000 PRESTIGE BRANDS HLDGS INC COM 74112D101 227 25208 SH Sole 25208 PEETS COFFEE AND TEA INC COM 705560100 535 13500 SH Sole 13500 PHASE FORWARD INC COM 71721R406 5891 450000 SH Sole 450000 PMC-SIERRA INC COM 69344F106 853 95587 SH Sole 95587 PENNANTPARK INVT CORP COM 708062104 259 25000 SH Sole 25000 COLLECTIVE BRANDS INC COM 19421W100 648 28500 SH Sole 28500 QUALCOMM INC COM 747525103 1460 34786 SH Sole 34786 RACKSPACE HOSTING INC COM 750086100 578 30852 SH Sole 30852 RACKSPACE HOSTING COM 750086100 445 2000 SH PUT Sole 2000 RENT A CENTER INC COM 76009N100 1163 49195 SH Sole 49195 POLO RALPH LAUREN CORP-CL A CL A 731572103 646 7600 SH Sole 7600 RESOURCE CAPITAL CORP COM 76120W302 264 39080 SH Sole 39080 REDWOOD TRUST INC COM 758075402 193 12500 SH Sole 12500 STARBUCKS CORP COM 855244109 459 18906 SH Sole 18906 SPDR S&P RETAIL COM 78464A714 809 6500 SH PUT Sole 6500 SPHERION CORP COM 784153108 3364 420000 SH Sole 420000 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 34038 1760000 SH Sole 1760000 SANDISK CORP COM 80004C101 1039 30000 SH Sole 30000 SONIC SOLUTIONS COM 835460106 1031 110000 SH Sole 110000 SYNNEX CORP COM 87162W100 1097 37104 SH Sole 37104 STATE STREET CORP COM 857477103 327 7250 SH Sole 7250 SEAGATE TECHNOLOGY HOLDINGS SHS G7945J104 9729 532788 SH Sole 532788 SYNAPTICS INC COM 87157D109 7118 257800 SH Sole 257800 THE BANCORP INC COM 05969A105 298 33500 SH Sole 33500 TITANIUM METALS CORP COM NEW 888339207 6159 371251 SH Sole 371251 TITAN MACHY INC COM 88830R101 6334 462700 SH Sole 462700 TNS INC COM 872960109 5008 224557 SH Sole 224557 THESTREET.COM, INC. CMN COM 88368Q103 8424 2276826 SH Sole 2276826 TRACTOR SUPPLY CO COM 892356106 784 13500 SH Sole 13500 TRINA SOLAR LIMITED SPON ADR 89628E104 46 650 SH PUT Sole 650 TUPPERWARE CORP COM 899896104 612 12700 SH Sole 12700 TITAN INTERNATIONAL INC-ILL COM 88830M102 13362 1530640 SH Sole 1530640 TEXAS INSTRUMENTS INC COM 882508104 532 21725 SH Sole 21725 UNISYS CORP COM NEW 909214306 1258 36045 SH Sole 36045 SOUTH UMPQUA STATE BANK-ORE COM 904214103 2917 220000 SH Sole 220000 WALGREEN CO COM 931422109 668 18000 SH Sole 18000 WASHINGTON FEDERAL INC COM 938824109 1986 97744 SH Sole 97744 WEIGHT WATCHERS INTL INC NEW COCOM 948626106 7013 274691 SH Sole 274691
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