-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSlwiBjGIYcmbkHlJ8ksdr1sTYqJHdV2cyPPspsptByJ5Qt+cRiZrhORzr8f0XY/ 71NAI8KreAs9PvB/jtJhVw== 0001095449-08-000072.txt : 20081114 0001095449-08-000072.hdr.sgml : 20081114 20081114154120 ACCESSION NUMBER: 0001095449-08-000072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Strategies LLC CENTRAL INDEX KEY: 0001226355 IRS NUMBER: 943342119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10826 FILM NUMBER: 081190888 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 835-3900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: JMP ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20030408 13F-HR 1 f13f2008-09.txt FORM 13F FOR SEPTEMBER 30, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Harvest Capital Strategies LLC Address: 600 Montgomery Street, Suite 1100 San Francisco, CA 94111 13F File Number: 028-10826 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph A. Jolson Title: Chief Executive Officer Phone: 415-835-3900 Signature, Place, and Date of Signing: /s/ Joseph A. Jolson San Francisco, CA Date November 13, 2008 - ------------------------------------------------------------------------------ Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: $200,674,000 List of Other Included Managers: No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- ***RESEARCH IN MOTION LTD COM 760975102 167 2450 SH Sole 2450 ***SUNOPTA INC COM 8676EP108 2620 425356 SH Sole 425356 ***WESTPORT INNOVATIONS INC COM NEW 960908309 2323 254201 SH Sole 254201 3PAR INC COM 88580F109 220 34200 SH Sole 34200 99 CENTS ONLY STORES CMN COM 65440K106 241 22000 SH Sole 22000 A D A M SOFTWARE INC COM 00088U108 4052 739465 SH Sole 739465 ADVANCED ANALOGIC TECHNOLOGIES COM 00752J108 198 42600 SH Sole 42600 AGCO CORP CMN COM 001084102 115 2700 SH Sole 2700 ALMOST FAMILY INC COM 020409108 6408 162023 SH Sole 162023 AMBASSADORS GROUP INC COM 023177108 318 20000 SH Sole 20000 AMERICAN CAPITAL AGENCY CORP COM 02503X105 5053 291733 SH Sole 291733 AMERICAN CARESOURCE HOLDINGS COM 02505A103 1694 190595 SH Sole 190595 AMERICAN EAGLE OUTFITTERS INC (COM 02553E106 183 12000 SH Sole 12000 AMERIGON INC COM 03070L300 3069 466432 SH Sole 466432 AMICAS INC COM 001712108 3223 1326325 SH Sole 1326325 A-POWER ENERGY GENERATION COM G04136100 2784 310669 SH Sole 310669 APPLE COMPUTER INC COM 037833100 440 3870 SH Sole 3870 ARCSIGHT INC COM 039666102 4188 548904 SH Sole 548904 ARIBA INC COM NEW 04033V203 353 25000 SH Sole 25000 AUTHENTEC INC COM 052660107 471 219000 SH Sole 219000 BANK OF AMERICA CORPORATION COM 060505104 949 27100 SH Sole 27100 BEACON ROOFING SUPPLY INC COM 073685109 2812 180000 SH Sole 180000 BIG LOTS INC CMN COM 089302103 125 4500 SH Sole 4500 BROADCOM CORP CL A 111320107 184 9862 SH Sole 9862 BROOKFIELD HOMES CORP COM 112723101 4726 329092 SH Sole 329092 BURGER KING HOLDINGS, INC. CMN COM 121208201 221 9000 SH Sole 9000 CAPSTEAD MORTGAGE CORP COM NO PAR 14067E506 872 79600 SH Sole 79600 CAPSTONE TURBINE CORP COM 14067D102 1952 1513278 SH Sole 1513278 CAVIUM NETWORKS INC COM 14965A101 352 25000 SH Sole 25000 CHICOS FAS INC COM 168615102 2379 435000 SH Sole 435000 CHILDREN'S PLACE RETAIL STORES COM 168905107 213 6400 SH Sole 6400 CHINA FINANCE ONLINE CO SPONSORED ADR 169379104 11661 1009641 SH Sole 1009641 CIT GROUP INC COM 125581108 3499 502700 SH Sole 502700 CITRIX SYS INC COM 177376100 207 8200 SH Sole 8200 COGO GROUP INC COM 192448108 280 53050 SH Sole 53050 COMPELLENT TECHNOLOGIES INC COM 20452A108 226 17582 SH Sole 17582 COMPUCREDIT CORP COM 20478N100 1718 438250 SH Sole 438250 COMSCORE INC COM 20564W105 793 45000 SH Sole 45000 COSTAR GROUP INC COM 22160N109 545 12000 SH Sole 12000 CREDIT ACCEPTANCE CORP-MICH COM 225310101 624 36727 SH Sole 36727 CYBERSOURCE CORP DEL COM 23251J106 8835 548432 SH Sole 548432 DAKTRONICS INC COM 234264109 500 30000 SH Sole 30000 DARLING INTERNATIONAL INC CMN COM 237266101 56 5000 SH Sole 5000 DATALINK CORP COM 237934104 247 56606 SH Sole 56606 DEALERTRACK HLDGS INC COM 242309102 12456 739662 SH Sole 739662 DECKERS OUTDOORS CORP CMN COM 243537107 229 2200 SH Sole 2200 DEERFIELD CAPITAL CORP COM 244331302 2105 3238593 SH Sole 3238593 DICKS SPORTING GOODS INC CMN COM 253393102 176 9000 SH Sole 9000 DIGITAL ALLY INC COM 25382P109 949 138100 SH Sole 138100 DG FASTCHANNEL INC COM 23326R109 438 20000 SH Sole 20000 DOLAN MEDIA COMPANY CMN COM 25659P402 35 3500 SH Sole 3500 DTS INC COM 23335C101 557 20000 SH Sole 20000 EHEALTH INC COM 28238P109 2879 179917 SH Sole 179917 EQUINIX INC COM NEW 29444U502 397 5720 SH Sole 5720 F5 NETWORKS INC COM 315616102 5289 226200 SH Sole 226200 FOSSIL INC CMN COM 349882100 296 10500 SH Sole 10500 GAMESTOP CORP CMN CLASS A CL A 36467W109 212 6200 SH Sole 6200 GUESS ?, INC. CMN COM 401617105 191 5500 SH Sole 5500 HACKETT GROUP INC COM 404609109 326 60000 SH Sole 60000 HARMONIC LIGHTWAVES COM 413160102 375 44324 SH Sole 44324 HERCULES TECHNOLOGY GROWTH COM 427096508 13327 1373883 SH Sole 1373883 HEWLETT PACKARD CO COM 428236103 421 9110 SH Sole 9110 IMPAC MORTGAGE HOLDINGS INC COM 45254P102 25 100000 SH Sole 100000 IMPAC MORTGAGE HOLDINGS INC PREF SHS 45254P300 120 20825 SH Sole 20825 INTEL CORP COM 458140100 373 19900 SH Sole 19900 INTERLINK ELECTRONICS COM 458751104 441 1002296 SH Sole 1002296 INTERNET GOLD GOLDEN LINES LTD ORD M56595107 2815 489514 SH Sole 489514 INTL RECTIFIER CORP COM 460254105 4030 211900 SH Sole 211900 JO-ANN STORES, INC CMN COM 47758P307 250 11900 SH Sole 11900 LANDRYS RESTAURANTS INC COM 51508L103 3812 245133 SH Sole 245133 LOOPNET INC COM 543524300 4871 495500 SH Sole 495500 LSB INDUSTRIES INC COM 502160104 1385 100000 SH Sole 100000 LUCAS ENERGY INC COM NEW 549333201 209 126600 SH Sole 126600 LULULEMON ATHLETICA INC. CMN COM 550021109 175 7600 SH Sole 7600 NETFLIX COM INC COM 64110L106 6819 220815 SH Sole 220815 NETLIST INC COM 64118P109 1413 1284605 SH Sole 1284605 NEW YORK MORTGAGE TRUST INC COM PAR $0.02 649604501 35 10952 SH Sole 10952 NOKIA CORP-SPONSORED ADR SPONSORED ADR 654902204 308 16536 SH Sole 16536 PATRIOT CAPITAL FUNDING INC COM 70335Y104 552 86728 SH Sole 86728 PHASE FORWARD INC COM 71721R406 3699 176886 SH Sole 176886 PROSPECT ENERGY CORPORATION COM 74348T102 639 49886 SH Sole 49886 QUIKSILVER INC CMN COM 74838C106 98 17000 SH Sole 17000 RACKSPACE HOSTING INC COM 750086100 154 15800 SH Sole 15800 SANDERSON FARMS INC CMN COM 800013104 206 5600 SH Sole 5600 SCP POOL CORP COM 73278L105 1400 60000 SH Sole 60000 SMART BALANCE INC COM 83169Y108 361 55000 SH Sole 55000 SONIC SOLUTIONS COM 835460106 3974 903116 SH Sole 903116 STRATASYS INC COM 862685104 437 25000 SH Sole 25000 SWITCH & DATA INC COM 871043105 261 20950 SH Sole 20950 SYNAPTICS INC COM 87157D109 6147 203411 SH Sole 203411 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 10727 1140000 SH Sole 1140000 Technology Investment Capital COM 87244T109 1971 383465 SH Sole 383465 THESTREET.COM INC COM 88368Q103 11591 1935000 SH Sole 1935000 TITAN MACHY INC COM 88830R101 7571 363824 SH Sole 363824 ULTIMATE SOFTWARE GROUP INC COM 90385D107 270 10000 SH Sole 10000 VOLCOM, INC. CMN COM 92864N101 24 1400 SH Sole 1400 ISHARES RUSSELL 2000 CALL 464287655 731 20308 SH CALL Sole 20308 PILGRAMS PRIDE CORP CALL 721467108 3 200 SH CALL Sole 200 ISHARES RUSSELL 2000 PUT 464287655 23 75 SH PUT Sole 75
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