-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZKYxEKRYhSpkE2iBjhR3SkTn2GQoglHNyQDzUlRE7QuJAClbRL4TrpdSZ6TOovx 7KpRyDmHfmzTCls/5e5aJw== 0001225208-10-013007.txt : 20100514 0001225208-10-013007.hdr.sgml : 20100514 20100514200233 ACCESSION NUMBER: 0001225208-10-013007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100512 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnsen Bret W CENTRAL INDEX KEY: 0001413147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 10835492 MAIL ADDRESS: STREET 1: MINDSPEED TECHNOLOGIES, INC. STREET 2: 4000 MACARTHUR BLVD., EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINDSPEED TECHNOLOGIES, INC CENTRAL INDEX KEY: 0001224370 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 010616769 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9495793000 MAIL ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: MINDSPEED TECHNOLOGIES INC DATE OF NAME CHANGE: 20030324 4 1 doc4.xml X0303 4 2010-05-12 0001224370 MINDSPEED TECHNOLOGIES, INC MSPD 0001413147 Johnsen Bret W 4000 MACARTHUR BLVD. EAST TOWER NEWPORT BEACH CA 92660 1 Sr. VP, CFO and Treasurer Common Stock 2010-05-12 4 M 0 87500 3.87 A 210714 D Common Stock 2010-05-12 4 M 0 16665 2.12 A 227379 D Common Stock 2010-05-12 4 S 0 16665 10.019 D 210714 D Common Stock 2010-05-12 4 S 0 30000 9.668 D 180714 D Common Stock 2010-05-12 4 S 0 87500 10.015 D 93214 D Common Stock 2010-05-13 4 S 0 30000 10.263 D 63214 D Common Stock 9922 I By Savings Plan - MSPD Stock Option (Right to Buy) 3.87 2010-05-12 4 M 0 87500 0 D 2009-07-24 2016-07-24 Common Stock 87500 112500 D Stock Option (Right to Buy) 2.12 2010-05-12 4 M 0 16665 0 D 2010-04-30 2017-04-30 Common Stock 16665 33335 D Shares were sold pursuant to a 10b5-1 trading plan. The price in Column 4 is a weighted average price. The prices actually received ranged from $10.00 to $10.10. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $9.600 to $9.755. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $10.00 to $10.09. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $10.25 to $10.30. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder. Brandi R. Steege, Attorney-in-fact 2010-05-14 -----END PRIVACY-ENHANCED MESSAGE-----