0001225208-13-017665.txt : 20130812
0001225208-13-017665.hdr.sgml : 20130812
20130812181132
ACCESSION NUMBER: 0001225208-13-017665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130808
FILED AS OF DATE: 20130812
DATE AS OF CHANGE: 20130812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc.
CENTRAL INDEX KEY: 0001368458
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 362257936
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
BUSINESS PHONE: (940) 898-7500
MAIL ADDRESS:
STREET 1: 3001 COLORADO BOULEVARD
CITY: DENTON
STATE: TX
ZIP: 76210
FORMER COMPANY:
FORMER CONFORMED NAME: New Sally Holdings, Inc.
DATE OF NAME CHANGE: 20060707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPINOZZI MICHAEL G
CENTRAL INDEX KEY: 0001223949
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33145
FILM NUMBER: 131030832
MAIL ADDRESS:
STREET 1: BORDERS GROUP INC
STREET 2: 100 PHOENIX DRIVE
CITY: ANN ARBOR
STATE: MI
ZIP: 48108
4
1
doc4.xml
X0306
4
2013-08-08
0001368458
Sally Beauty Holdings, Inc.
SBH
0001223949
SPINOZZI MICHAEL G
C/O SALLY BEAUTY HOLDINGS, INC.
3001 COLORADO BLVD
DENTON
TX
76210
1
President-Sally Beauty Supply
Common Stock
2013-08-08
4
M
0
155000.0000
8.8000
A
225221.0000
D
Common Stock
2013-08-08
4
M
0
38750.0000
5.2400
A
263971.0000
D
Common Stock
2013-08-08
4
M
0
5475.0000
9.6600
A
269446.0000
D
Common Stock
2013-08-08
4
M
0
775.0000
7.4200
A
270221.0000
D
Common Stock
2013-08-08
4
S
0
50000.0000
27.1846
D
220221.0000
D
Common Stock
2013-08-08
4
S
0
150000.0000
27.1102
D
70221.0000
D
Common Stock
2013-08-09
4
M
0
95725.0000
7.4200
A
165946.0000
D
Common Stock
2013-08-09
4
M
0
54275.0000
11.3900
A
220221.0000
D
Common Stock
2013-08-09
4
S
0
50000.0000
27.3899
D
170221.0000
D
Common Stock
2013-08-09
4
S
0
100000.0000
27.2561
D
70221.0000
D
Common Stock
2013-08-12
4
M
0
33225.0000
11.3900
A
103446.0000
D
Common Stock
2013-08-12
4
M
0
26828.0000
19.2100
A
130274.0000
D
Common Stock
2013-08-12
4
S
0
28321.0000
27.3961
D
101953.0000
D
Common Stock
2013-08-12
4
S
0
60053.0000
27.3860
D
41900.0000
D
Employee Stock Option (Right to Buy)
9.6600
2013-08-08
4
M
0
5475.0000
9.6600
D
2017-04-26
Common Stock
5475.0000
0.0000
D
Employee Stock Option (Right to Buy)
7.4200
2013-08-08
4
M
0
775.0000
7.4200
D
2019-10-21
Common Stock
775.0000
136975.0000
D
Employee Stock Option (Right to Buy)
5.2400
2013-08-08
4
M
0
38750.0000
5.2400
D
2018-10-22
Common Stock
38750.0000
0.0000
D
Employee Stock Option (Right to Buy)
8.8000
2013-08-08
4
M
0
155000.0000
8.8000
D
2017-10-24
Common Stock
155000.0000
0.0000
D
Employee Stock Option (Right to Buy)
11.3900
2013-08-09
4
M
0
54275.0000
11.3900
D
2020-10-19
Common Stock
54275.0000
120725.0000
D
Employee Stock Option (Right to Buy)
7.4200
2013-08-09
4
M
0
95725.0000
7.4200
D
2019-10-21
Common Stock
95725.0000
41250.0000
D
Employee Stock Option (Right to Buy)
11.3900
2013-08-12
4
M
0
33225.0000
11.3900
D
2020-10-19
Common Stock
33225.0000
87500.0000
D
Employee Stock Option (Right to Buy)
19.2100
2013-08-12
4
M
0
26828.0000
19.2100
D
2021-10-26
Common Stock
26828.0000
80484.0000
D
Reflects the weighted average sale price. The range of prices for these transactions was $27.14 to $27.23. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.40. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $27.34 to $27.44. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.43. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $27.33 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $27.32 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
The options vest in four equal annual installments beginning on September 29, 2007.
The options vest annually in four equal installments beginning on October 20, 2010.
The options vest in four equal annual installments beginning on October 21, 2009.
The options vest annually in four equal installments beginning on October 23, 2008.
The options vest annually in four equal installments beginning on October 18, 2011.
The options vest annually in four equal installments beginning on October 25, 2012.
Matt Haltom, Attorney-in-fact
2013-08-12