0001225208-13-017665.txt : 20130812 0001225208-13-017665.hdr.sgml : 20130812 20130812181132 ACCESSION NUMBER: 0001225208-13-017665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130808 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sally Beauty Holdings, Inc. CENTRAL INDEX KEY: 0001368458 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 BUSINESS PHONE: (940) 898-7500 MAIL ADDRESS: STREET 1: 3001 COLORADO BOULEVARD CITY: DENTON STATE: TX ZIP: 76210 FORMER COMPANY: FORMER CONFORMED NAME: New Sally Holdings, Inc. DATE OF NAME CHANGE: 20060707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPINOZZI MICHAEL G CENTRAL INDEX KEY: 0001223949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33145 FILM NUMBER: 131030832 MAIL ADDRESS: STREET 1: BORDERS GROUP INC STREET 2: 100 PHOENIX DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48108 4 1 doc4.xml X0306 4 2013-08-08 0001368458 Sally Beauty Holdings, Inc. SBH 0001223949 SPINOZZI MICHAEL G C/O SALLY BEAUTY HOLDINGS, INC. 3001 COLORADO BLVD DENTON TX 76210 1 President-Sally Beauty Supply Common Stock 2013-08-08 4 M 0 155000.0000 8.8000 A 225221.0000 D Common Stock 2013-08-08 4 M 0 38750.0000 5.2400 A 263971.0000 D Common Stock 2013-08-08 4 M 0 5475.0000 9.6600 A 269446.0000 D Common Stock 2013-08-08 4 M 0 775.0000 7.4200 A 270221.0000 D Common Stock 2013-08-08 4 S 0 50000.0000 27.1846 D 220221.0000 D Common Stock 2013-08-08 4 S 0 150000.0000 27.1102 D 70221.0000 D Common Stock 2013-08-09 4 M 0 95725.0000 7.4200 A 165946.0000 D Common Stock 2013-08-09 4 M 0 54275.0000 11.3900 A 220221.0000 D Common Stock 2013-08-09 4 S 0 50000.0000 27.3899 D 170221.0000 D Common Stock 2013-08-09 4 S 0 100000.0000 27.2561 D 70221.0000 D Common Stock 2013-08-12 4 M 0 33225.0000 11.3900 A 103446.0000 D Common Stock 2013-08-12 4 M 0 26828.0000 19.2100 A 130274.0000 D Common Stock 2013-08-12 4 S 0 28321.0000 27.3961 D 101953.0000 D Common Stock 2013-08-12 4 S 0 60053.0000 27.3860 D 41900.0000 D Employee Stock Option (Right to Buy) 9.6600 2013-08-08 4 M 0 5475.0000 9.6600 D 2017-04-26 Common Stock 5475.0000 0.0000 D Employee Stock Option (Right to Buy) 7.4200 2013-08-08 4 M 0 775.0000 7.4200 D 2019-10-21 Common Stock 775.0000 136975.0000 D Employee Stock Option (Right to Buy) 5.2400 2013-08-08 4 M 0 38750.0000 5.2400 D 2018-10-22 Common Stock 38750.0000 0.0000 D Employee Stock Option (Right to Buy) 8.8000 2013-08-08 4 M 0 155000.0000 8.8000 D 2017-10-24 Common Stock 155000.0000 0.0000 D Employee Stock Option (Right to Buy) 11.3900 2013-08-09 4 M 0 54275.0000 11.3900 D 2020-10-19 Common Stock 54275.0000 120725.0000 D Employee Stock Option (Right to Buy) 7.4200 2013-08-09 4 M 0 95725.0000 7.4200 D 2019-10-21 Common Stock 95725.0000 41250.0000 D Employee Stock Option (Right to Buy) 11.3900 2013-08-12 4 M 0 33225.0000 11.3900 D 2020-10-19 Common Stock 33225.0000 87500.0000 D Employee Stock Option (Right to Buy) 19.2100 2013-08-12 4 M 0 26828.0000 19.2100 D 2021-10-26 Common Stock 26828.0000 80484.0000 D Reflects the weighted average sale price. The range of prices for these transactions was $27.14 to $27.23. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.40. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for these transactions was $27.34 to $27.44. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for these transactions was $27.00 to $27.43. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for these transactions was $27.33 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for these transactions was $27.32 to $27.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The options vest in four equal annual installments beginning on September 29, 2007. The options vest annually in four equal installments beginning on October 20, 2010. The options vest in four equal annual installments beginning on October 21, 2009. The options vest annually in four equal installments beginning on October 23, 2008. The options vest annually in four equal installments beginning on October 18, 2011. The options vest annually in four equal installments beginning on October 25, 2012. Matt Haltom, Attorney-in-fact 2013-08-12