0001213900-24-031175.txt : 20240408 0001213900-24-031175.hdr.sgml : 20240408 20240408161008 ACCESSION NUMBER: 0001213900-24-031175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240404 FILED AS OF DATE: 20240408 DATE AS OF CHANGE: 20240408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayes Anthony CENTRAL INDEX KEY: 0001538372 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41845 FILM NUMBER: 24829668 MAIL ADDRESS: STREET 1: 1796 SHADY LANE CITY: COLUMBIA STATE: SC ZIP: 29206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dominari Holdings Inc. CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 393-4540 MAIL ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: AIkido Pharma Inc. DATE OF NAME CHANGE: 20210111 FORMER COMPANY: FORMER CONFORMED NAME: Aikido Pharma Inc. DATE OF NAME CHANGE: 20200317 FORMER COMPANY: FORMER CONFORMED NAME: SPHERIX INC DATE OF NAME CHANGE: 20010815 4 1 ownership.xml X0508 4 2024-04-04 0 0000012239 Dominari Holdings Inc. DOMH 0001538372 Hayes Anthony 725 5TH AVENUE 22ND FLOOR NEW YORK NY 10022 1 1 0 0 CEO 0 Common Stock 2024-04-04 4 P 0 3944 2.6215 A 102748 I By Rollover IRA Common Stock 2024-04-05 4 P 0 13500 2.8758 A 116248 I By Rollover IRA Common Stock 218506 D Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.7855 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. /s/ Anthony Hayes 2024-04-08