0001213900-23-089238.txt : 20231121 0001213900-23-089238.hdr.sgml : 20231121 20231121160535 ACCESSION NUMBER: 0001213900-23-089238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wool Kyle Michael CENTRAL INDEX KEY: 0001856536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41845 FILM NUMBER: 231428062 MAIL ADDRESS: STREET 1: 650 5TH AVE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yu Soo CENTRAL INDEX KEY: 0001933417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41845 FILM NUMBER: 231428061 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dominari Holdings Inc. CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 393-4540 MAIL ADDRESS: STREET 1: 725 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: AIkido Pharma Inc. DATE OF NAME CHANGE: 20210111 FORMER COMPANY: FORMER CONFORMED NAME: Aikido Pharma Inc. DATE OF NAME CHANGE: 20200317 FORMER COMPANY: FORMER CONFORMED NAME: SPHERIX INC DATE OF NAME CHANGE: 20010815 4 1 ownership.xml X0508 4 2023-11-20 0 0000012239 Dominari Holdings Inc. DOMH 0001856536 Wool Kyle Michael 725 5TH AVENUE, 22ND FLOOR NEW YORK NY 10022 1 0 0 0 0001933417 Yu Soo 725 5TH AVENUE, 22ND FLOOR NEW YORK NY 10022 1 0 0 0 0 Common Stock 2023-11-20 4 P 0 2000 2.0517 A 23000 I By Mr. Wool's Rollover IRA Common Stock 818858 D Common Stock 1477 I Catatonk Creek LLC Common Stock 1476 I Tioga 22 LLC Common Stock 3559 I Wool c/f Alison Cottone UTMA/NY Age 18 Common Stock 1477 I Dongam, LLC Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA. The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA. Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu. Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC. Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old. Ms. Yu is the sole member of Dongam, LLC. /s/ Kyle Wool 2023-11-21 /s/ Soo Yu 2023-11-21