FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
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Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WESTMORELAND COAL CO [ WLB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Depositary shares "A" Preferred | 01/24/2007 | P4 | 1,500 | A | $47 | 3,400 | D | ||||||||
Depositary shares "A" Preferred | 01/26/2007 | P4 | 500 | A | $46 | 3,900 | D | ||||||||
Depositary shares "A" Preferred | 01/30/2007 | P4 | 1,000 | A | $46 | 4,900 | D | ||||||||
Depositary shares "A" Preferred | 03/09/2007 | P4 | 200 | A | $46 | 5,100 | D | ||||||||
Depositary shares "A" Preferred | 03/27/2007 | P4 | 200 | A | $49 | 5,300 | D | ||||||||
Depositary shares "A" Preferred | 04/24/2007 | P4 | 150 | A | $47.25 | 5,450 | D | ||||||||
Depositary shares "A" Preferred | 05/04/2007 | P4 | 500 | A | $50 | 5,950 | D | ||||||||
Depositary shares "A" Preferred | 09/11/2007 | P4 | 200 | A | $48 | 6,150 | D | ||||||||
Depositary shares "A" Preferred | 09/11/2007 | P4 | 150 | A | $48 | 6,300 | D | ||||||||
Depositary shares "A" Preferred | 10/25/2007 | P4 | 1,000 | A | $48 | 7,300 | D | ||||||||
Depositary shares "A" Preferred | 10/26/2007 | P4 | 900 | A | $48 | 8,200 | D | ||||||||
Depositary shares "A" Preferred | 11/26/2007 | P4 | 100 | A | $47 | 8,300 | D | ||||||||
Depositary shares "A" Preferred | 11,442.5 | I | 24.5% Vicino Family Ltd. Partnership (includes 50% Vicino Family Holdings) | ||||||||||||
Depositary shares "A" Preferred | 1,490 | I | 50% ownership in Vicino Family Holdings | ||||||||||||
Depositary shares "A" Preferred | 365 | I(1) | By Spouse Kyle Klamerus | ||||||||||||
Depositary shares "A" Preferred | 150 | I(2) | Trustee for Irrev. Trust dated 06/1998 for Connor J. Klamerus | ||||||||||||
Depositary shares "A" Preferred | 2,450 | I(3) | Trustee for Irrev. Trust dated 07/2003 for Kaitlyn R. Klamerus |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Deborah Klamerus disclaims indirect beneficial ownership in shares owned by spouse, Kyle Klamerus, and the filing of this report shall not be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities reported herein as owned by her spouse. |
2. Deborah Klamerus hereby disclaims her indirect beneficial interest and ownership in the shares owned by the Connor Joseph Klamerus Irrevocable Trust dated June 4, 1998 and that the filing of this report shall not be deemed an admission that such person is, for purpose of Section 16 of the Act or otherwise, the beneficial owner of any equity securities reported herein as owned by said Trust. |
3. Deborah Klamerus hereby disclaims her indirect beneficial interest and ownership in the shares owned by Kaitlyn Rose Klamerus Irrevocable Trust dated July 21, 2003 and that the filing of this report shall not be deemed an admission that such person is, for purpose of Section 16 of the Act or otherwise, the beneficial owner of any equity securities reported herein as owned by said Trust. |
/s/ Deborah Vicino Klamerus | 06/12/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |