0001223112-13-000059.txt : 20130516 0001223112-13-000059.hdr.sgml : 20130516 20130516132455 ACCESSION NUMBER: 0001223112-13-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130515 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLAGER RICHARD J CENTRAL INDEX KEY: 0001246366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50216 FILM NUMBER: 13850468 MAIL ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD., SUITE 200 STREET 2: C/O ADA-ES, INC. CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADA-ES INC CENTRAL INDEX KEY: 0001223112 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 841457335 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD. STREET 2: SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 303-734-1727 MAIL ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD. STREET 2: SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-15 0 0001223112 ADA-ES INC ADES 0001246366 SCHLAGER RICHARD J 9135 S. RIDGELINE BLVD., SUITE 200 C/O ADA-ES, INC. HIGHLANDS RANCH CO 80129 0 1 0 0 VP Common Stock 2013-05-15 4 S 0 1822 31.5 D 29921 D Shares sold pursuant to an existing 10b5-1(c) plan. Of the amount shown, 19,523 shares are held in the qualified pension plan account of the reporting person. Richard J. Schlager 2013-05-16