0001223112-13-000059.txt : 20130516
0001223112-13-000059.hdr.sgml : 20130516
20130516132455
ACCESSION NUMBER: 0001223112-13-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130515
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHLAGER RICHARD J
CENTRAL INDEX KEY: 0001246366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50216
FILM NUMBER: 13850468
MAIL ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD., SUITE 200
STREET 2: C/O ADA-ES, INC.
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADA-ES INC
CENTRAL INDEX KEY: 0001223112
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 841457335
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD.
STREET 2: SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
BUSINESS PHONE: 303-734-1727
MAIL ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD.
STREET 2: SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-15
0
0001223112
ADA-ES INC
ADES
0001246366
SCHLAGER RICHARD J
9135 S. RIDGELINE BLVD., SUITE 200
C/O ADA-ES, INC.
HIGHLANDS RANCH
CO
80129
0
1
0
0
VP
Common Stock
2013-05-15
4
S
0
1822
31.5
D
29921
D
Shares sold pursuant to an existing 10b5-1(c) plan.
Of the amount shown, 19,523 shares are held in the qualified pension plan account of the reporting person.
Richard J. Schlager
2013-05-16