0001223112-13-000055.txt : 20130514
0001223112-13-000055.hdr.sgml : 20130514
20130514110338
ACCESSION NUMBER: 0001223112-13-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130513
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUSTARD C JEAN
CENTRAL INDEX KEY: 0001246363
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50216
FILM NUMBER: 13839924
MAIL ADDRESS:
STREET 1: C/O ADA-ES, INC.
STREET 2: 9135 S. RIDGELINE BLVD., SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADA-ES INC
CENTRAL INDEX KEY: 0001223112
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 841457335
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD.
STREET 2: SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
BUSINESS PHONE: 303-734-1727
MAIL ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD.
STREET 2: SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-13
0
0001223112
ADA-ES INC
ADES
0001246363
BUSTARD C JEAN
C/O ADA-ES, INC.
9135 S. RIDGELINE BLVD., SUITE 200
HIGHLANDS RANCH
CO
80129
0
1
0
0
COO
Common Stock
2013-05-13
4
S
0
2000
30
D
70746
D
Common Stock
2013-05-13
4
S
0
1000
30.09
D
69746
D
Common Stock
2013-05-13
4
S
0
1000
30.1075
D
68746
D
Shares sold pursuant to an existing 10b5-1(c) plan.
Of the amount shown, 18,583 shares are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to a program under the Company's Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.
C. Jean Bustard
2013-05-14