0001223112-12-000061.txt : 20120529 0001223112-12-000061.hdr.sgml : 20120529 20120529120055 ACCESSION NUMBER: 0001223112-12-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120524 FILED AS OF DATE: 20120529 DATE AS OF CHANGE: 20120529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caruso Robert CENTRAL INDEX KEY: 0001366786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50216 FILM NUMBER: 12873238 MAIL ADDRESS: STREET 1: 30616 WHITEFACE COURT CITY: EVERGREEN STATE: CO ZIP: 80439 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADA-ES INC CENTRAL INDEX KEY: 0001223112 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 841457335 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD. STREET 2: SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 303-734-1727 MAIL ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD. STREET 2: SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-05-24 0 0001223112 ADA-ES INC ADES 0001366786 Caruso Robert 30616 WHITEFACE COURT EVERGREEN CO 80439 1 0 0 0 Common Stock 2012-05-24 4 S 0 1300 26.55 D 29371 D Common Stock 2012-05-24 4 S 0 1200 26.551 D 28171 D Common Stock 2012-05-25 4 S 0 800 25.51 D 27371 D Common Stock 2012-05-25 4 S 0 295 25.511 D 27076 D Common Stock 2012-05-25 4 S 0 100 25.58 D 26976 D Common Stock 2012-05-25 4 S 0 100 25.6 D 26876 D Common Stock 2012-05-25 4 S 0 100 25.61 D 26776 D Common Stock 2012-05-25 4 S 0 100 25.62 D 26676 D Common Stock 2012-05-25 4 S 0 200 25.63 D 26476 D Common Stock 2012-05-25 4 S 0 100 25.645 D 26376 D Common Stock 2012-05-25 4 S 0 400 25.651 D 25976 D Common Stock 2012-05-25 4 S 0 5 25.66 D 25971 D Common Stock 2012-05-25 4 S 0 200 25.661 D 25771 D Common Stock 2012-05-25 4 S 0 100 25.662 D 25671 D Robert Caruso 2012-05-29