0001223112-11-000055.txt : 20110715 0001223112-11-000055.hdr.sgml : 20110715 20110715192901 ACCESSION NUMBER: 0001223112-11-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110713 FILED AS OF DATE: 20110715 DATE AS OF CHANGE: 20110715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADA-ES INC CENTRAL INDEX KEY: 0001223112 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 841457335 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 8100 SOUTHPARK WAY B CITY: LITTLETON STATE: CO ZIP: 80120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caruso Robert CENTRAL INDEX KEY: 0001366786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50216 FILM NUMBER: 11971539 MAIL ADDRESS: STREET 1: 30616 WHITEFACE COURT CITY: EVERGREEN STATE: CO ZIP: 80439 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-07-13 0 0001223112 ADA-ES INC ADES 0001366786 Caruso Robert 30616 WHITEFACE COURT EVERGREEN CO 80439 1 0 0 0 Common Stock 2011-07-13 4 A 0 3789 17.52 A 30527 D Shares issued as compensation for Director's fees to B/3 Management Resources, LLC which is controlled by Mr. Caruso as Managing Director, Closing price on date share were issued. Robert Caruso 2011-07-15