0001222765-20-000006.txt : 20200512 0001222765-20-000006.hdr.sgml : 20200512 20200512131604 ACCESSION NUMBER: 0001222765-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 EFFECTIVENESS DATE: 20200512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 20868365 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001222765 XXXXXXXX 03-31-2020 03-31-2020 false WATER ISLAND CAPITAL LLC

41 Madison Avenue 42nd Floor New York NY 10010

13F HOLDINGS REPORT 028-10693 N Stephanie Butler 917-475-9243 Stephanie Butler New York NY 05-12-2020 0 61 1383341 INFORMATION TABLE 2 infotable.xml AECOM Equity 00766T100 1201 40228 SH SOLE 40228 0 0 Allergan PLC Equity G0177J108 150535 850001 SH SOLE 787472 0 62529 Amarin Corp PLC Equity 023111206 56 14000 SH SOLE 14000 0 0 TD Ameritrade Holding Corp Equity 87236Y108 90894 2622447 SH SOLE 2490366 0 132081 Arch Coal Inc Equity 039380407 272 9400 SH SOLE 9400 0 0 Arconic Corp Equity 03966V107 1301 81000 SH SOLE 81000 0 0 ASSERTIO THERAPEUTICS IN Corporate Bond 249908AA2 990 1000000 PRN SOLE 1000000 0 0 Avaya Holdings Corp Equity 05351X101 183 49350 SH SOLE 47905 0 1445 Anixter International Inc Equity 035290105 97052 1104493 SH SOLE 1041702 0 62791 Axalta Coating Systems Ltd Equity G0750C108 432 25028 SH SOLE 25028 0 0 BlackBerry Ltd Equity 09228F103 116 28205 SH SOLE 28205 0 0 Baytex Energy Corp Equity 07317Q105 141 605300 SH SOLE 605300 0 0 Peabody Energy Corp Equity 704551100 67 23000 SH SOLE 23000 0 0 BorgWarner Inc Equity 099724106 1088 44626 SH SOLE 44626 0 0 Cincinnati Bell Inc Equity Call 171871902 80 30000 SH Call SOLE 24800 0 5200 Cincinnati Bell Inc Equity 171871502 11485 784473 SH SOLE 720954 0 63519 Cameco Corp Equity 13321L108 229 30000 SH SOLE 30000 0 0 CYPRESS SEMICONDUCTOR CO Corporate Bond 232806AM1 10252 6000000 PRN SOLE 5061000 0 939000 Caesars Entertainment Corp Equity 127686103 64696 9570352 SH SOLE 8929130 0 641222 Delphi Technologies PLC Equity G2709G107 10994 1365663 SH SOLE 1365663 0 0 Eldorado Resorts Inc Equity 28470R102 337 23405 SH SOLE 23405 0 0 E TRADE Financial Corp Equity 269246401 8912 259674 SH SOLE 259674 0 0 FGL Holdings Equity G3402M102 11085 1131100 SH SOLE 1044170 0 86930 ForeScout Technologies Inc Equity 34553D101 60441 1913284 SH SOLE 1772682 0 140602 Forty Seven Inc Equity 34983P104 33179 347714 SH SOLE 347714 0 0 Gilat Satellite Networks Ltd Equity M51474118 6536 921892 SH SOLE 866114 0 55778 Adesto Technologies Corp Equity 00687D101 9601 858000 SH SOLE 858000 0 0 JAZZ INVESTMENTS I LTD Corporate Bond 472145AB7 1425 1500000 PRN SOLE 1500000 0 0 KEMET Corp Equity 488360207 59070 2444966 SH SOLE 2249423 0 195543 Legg Mason Inc Equity 524901105 73470 1504000 SH SOLE 1421689 0 82311 LogMeIn Inc Equity 54142L109 122551 1471554 SH SOLE 1373469 0 98085 Meet Group Inc/The Equity 58513U101 14935 2544236 SH SOLE 2397212 0 147024 Mellanox Technologies Ltd Equity M51363113 4348 35836 SH SOLE 32580 0 3256 Matinas BioPharma Holdings Inc Equity 576810105 285 475661 SH SOLE 475661 0 0 Navistar International Corp Equity Call 63934E908 0 13100 SH Call SOLE 13100 0 0 Navistar International Corp Equity 63934E108 311 18846 SH SOLE 18846 0 0 Noble Energy Inc Equity 655044105 329 54500 SH SOLE 54500 0 0 NUANCE COMMUNICATIONS Corporate Bond 67020YAK6 957 1000000 PRN SOLE 1000000 0 0 ON SEMICONDUCTOR CORP Corporate Bond 682189AK1 997 1000000 PRN SOLE 1000000 0 0 Occidental Petroleum Corp Equity 674599105 177 15250 SH SOLE 15250 0 0 Pacific Biosciences of Califor Equity 69404D108 16657 5443564 SH SOLE 5012502 0 431062 Primo Water Corp Equity 74167P108 978 107905 SH SOLE 107905 0 0 Perspecta Inc Equity 715347100 228 12492 SH SOLE 12492 0 0 Paratek Pharmaceuticals Inc Equity 699374302 1109 351941 SH SOLE 302231 0 49710 QEP Resources Inc Equity Call 74733V900 0 54000 SH Call SOLE 54000 0 0 QIAGEN NV Equity N72482123 4316 106846 SH SOLE 106846 0 0 Rent-A-Center Inc/TX Equity 76009N100 237 16750 SH SOLE 16750 0 0 Front Yard Residential Corp Equity 35904G107 12590 1053579 SH SOLE 1053579 0 0 Synaptics Inc Convertible Bond 87157DAD1 1562 1500000 PRN SOLE 1500000 0 0 Taubman Centers Inc Equity 876664103 41949 1001645 SH SOLE 906030 0 95615 Tech Data Corp Equity 878237106 120663 922151 SH SOLE 886284 0 35867 Tallgrass Energy LP Equity 874696107 60623 3683042 SH SOLE 3453137 0 229905 Tiffany & Co Equity 886547108 109187 843140 SH SOLE 802718 0 40422 Tribune Publishing Co Equity 89609W107 160 19750 SH SOLE 19750 0 0 Stars Group Inc/The Equity Call 85570W900 159 82500 SH Call SOLE 73900 0 8600 VERINT SYSTEMS INC Corporate Bond 92343XAA8 969 1000000 PRN SOLE 1000000 0 0 WABCO Holdings Inc Equity 92927K102 92099 681965 SH SOLE 619921 0 62044 WESCO International Inc Equity Call 95082P905 0 104500 SH Call SOLE 98600 0 5900 WESCO International Inc Equity 95082P105 703 30750 SH SOLE 30750 0 0 Wright Medical Group NV Equity N96617118 67835 2367710 SH SOLE 2194848 0 172862 Xerox Holdings Corp Equity 98421M106 307 16221 SH SOLE 16221 0 0