0001140361-16-046276.txt : 20160104 0001140361-16-046276.hdr.sgml : 20160104 20160104164826 ACCESSION NUMBER: 0001140361-16-046276 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 EFFECTIVENESS DATE: 20160104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 161318704 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001222765 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT WATER ISLAND CAPITAL LLC

41 MADISON AVENUE 42ND FLOOR NEW YORK NY 10010

13F HOLDINGS REPORT 028-10693 N Jennifer Avicolli 646-727-4463 Jennifer Avicolli New York NY 12-31-2015 0 105 1985949 false INFORMATION TABLE 2 form13fInfoTable.xml AbbVie Inc Exch Traded Option 00287Y109 27 98600 SH Call SOLE 98600 0 0 Adept Technology Inc Equity 006854202 7238 558505 SH SOLE 558505 0 0 Allergan plc Exch Traded Option 125013678 477 96400 SH Call SOLE 96400 0 0 Akamai Technologies Inc Equity 00971T101 269 3900 SH SOLE 3900 0 0 Altera Corp Exch Traded Option 021441100 436 198200 SH Put SOLE 198200 0 0 Applied Materials Inc Exch Traded Option 038222105 1 98200 SH Call SOLE 98200 0 0 Atmel Corp Equity 049513104 2232 276600 SH SOLE 276600 0 0 Avago Technologies Ltd Exch Traded Option 044643227 1487 98800 SH Call SOLE 98800 0 0 Avago Technologies Ltd Equity Y0486S104 4599 36790 SH SOLE 36790 0 0 Axalta Coating Systems Ltd Exch Traded Option 114082520 39 57900 SH Call SOLE 57900 0 0 Axalta Coating Systems Ltd Equity G0750C108 4555 179753 SH SOLE 179753 0 0 B/E Aerospace Inc Exch Traded Option 073302101 106 98700 SH Call SOLE 98700 0 0 B/E Aerospace Inc Exch Traded Option 073302101 80 246200 SH Call SOLE 246200 0 0 B/E Aerospace Inc Equity 073302101 7294 166142 SH SOLE 166142 0 0 Strategic Hotels & Resorts Inc Equity 86272T106 44818 3250000 SH SOLE 3250000 0 0 Berry Plastics Group Inc Equity 08579W103 23 750 SH SOLE 750 0 0 Broadcom Corp Equity 111320107 41177 800639 SH SOLE 800639 0 0 Peabody Energy Corp Equity 704549203 196 141845 SH SOLE 141845 0 0 Anheuser-Busch InBev SA/NV Equity 03524A108 643 6046 SH SOLE 6046 0 0 BWX Technologies Inc Equity 05605H100 2616 99227 SH SOLE 99227 0 0 Cameron International Corp Equity 13342B105 48281 787368 SH SOLE 787368 0 0 Chubb Corp/The Equity 171232101 114373 932512 SH SOLE 932512 0 0 Charter Communications Inc Exch Traded Option 16117M305 355 13500 SH Put SOLE 13500 0 0 Cloud Peak Energy Inc Equity 18911Q102 785 298602 SH SOLE 298602 0 0 Comcast Corp Equity 20030N101 4630 81391 SH SOLE 81391 0 0 Con-way Inc Equity 205944101 50849 1071630 SH SOLE 1071630 0 0 CONSOL Energy Inc Equity 20854P109 2428 247737 SH SOLE 247737 0 0 CNX Coal Resources LP Equity 12592V100 3939 350128 SH SOLE 350128 0 0 salesforce.com inc Equity 79466L302 535 7700 SH SOLE 7700 0 0 Cablevision Systems Corp Exch Traded Option 12686C109 11 6800 SH Call SOLE 6800 0 0 Cablevision Systems Corp Equity 12686C109 16305 502171 SH SOLE 502171 0 0 Cytec Industries Inc Equity 232820100 100435 1359981 SH SOLE 1359981 0 0 Depomed Inc Equity 249908104 1885 100000 SH SOLE 100000 0 0 DISH Network Corp Equity 25470M109 9752 167151 SH SOLE 167151 0 0 Dynegy Inc Equity 26817R108 4572 221191 SH SOLE 221191 0 0 EMC Corp/MA Equity 268648102 14023 580419 SH SOLE 580419 0 0 EZchip Semiconductor Ltd Equity M4146Y108 7343 291862 SH SOLE 291862 0 0 Forest City Enterprises Inc Equity 345550107 11825 587422 SH SOLE 587422 0 0 SPX FLOW Inc Equity 78469X107 6331 183868 SH SOLE 183868 0 0 Frontier Communications Corp Exch Traded Option 35906A108 31 246300 SH Call SOLE 246300 0 0 Frontier Communications Corp Equity 35906A108 11016 2319136 SH SOLE 2319136 0 0 AGL Resources Inc Equity 001204106 14656 240100 SH SOLE 240100 0 0 Halliburton Co Equity 406216101 3558 100660 SH SOLE 100660 0 0 HCC Insurance Holdings Inc Equity 404132102 61817 797950 SH SOLE 797950 0 0 HC2 Holdings Inc Equity 404139107 5150 734615 SH SOLE 734615 0 0 InfraREIT Inc Equity 45685L100 9760 412142 SH SOLE 412142 0 0 Dot Hill Systems Corp Equity 25848T109 38304 3936717 SH SOLE 3936717 0 0 Health Net Inc/CA Equity 42222G108 9597 159363 SH SOLE 159363 0 0 HP Inc Equity 40434L105 12519 488831 SH SOLE 488831 0 0 Harris Corp Equity 413875105 16348 223490 SH SOLE 223490 0 0 IPC Healthcare Inc Equity 44984A105 72820 937316 SH SOLE 937316 0 0 Journal Media Group Inc Equity 48114A109 548 73075 SH SOLE 73075 0 0 KLX Inc Equity 482539103 6537 182906 SH SOLE 182906 0 0 KYTHERA Biopharmaceuticals Inc Equity 501570105 67310 897702 SH SOLE 897702 0 0 Macy's Inc Exch Traded Option 55616P104 39 98800 SH Call SOLE 98800 0 0 Macy's Inc Equity 55616P104 10134 197468 SH SOLE 197468 0 0 Media General Inc Equity 58441K100 10726 766704 SH SOLE 766704 0 0 MGM Resorts International Equity 552953101 8048 436202 SH SOLE 436202 0 0 Macquarie Infrastructure Corp Equity 55608B105 358 4800 SH SOLE 4800 0 0 Merge Healthcare Inc Equity 589499102 25964 3656956 SH SOLE 3656956 0 0 Martha Stewart Living Omnimedi Equity 573083102 3095 519372 SH SOLE 519372 0 0 MarkWest Energy Partners LP Equity 570759100 12500 291302 SH SOLE 291302 0 0 Mylan NV Equity N59465109 14900 370088 SH SOLE 370088 0 0 NCR Corp Exch Traded Option 62886E108 76 49000 SH Call SOLE 49000 0 0 NCR Corp Equity 62886E108 2339 102806 SH SOLE 102806 0 0 NII Holdings Inc Equity 62913F508 4181 642180 SH SOLE 642180 0 0 National Penn Bancshares Inc Equity 637138108 22752 1936382 SH SOLE 1936382 0 0 NTELOS Holdings Corp Equity 67020Q305 3017 334078 SH SOLE 334078 0 0 Office Depot Inc Equity 676220106 3624 564562 SH SOLE 564562 0 0 Outerwall Inc Exch Traded Option 690070107 1 500 SH Call SOLE 500 0 0 Priceline Group Inc/The Equity 741503403 371 300 SH SOLE 300 0 0 Precision Castparts Corp Equity 740189105 133646 581805 SH SOLE 581805 0 0 Premiere Global Services Inc Equity 740585104 9963 725102 SH SOLE 725102 0 0 PartnerRe Ltd Equity G6852T105 149206 1074353 SH SOLE 1074353 0 0 Perrigo Co PLC Equity G97822103 7749 49270 SH SOLE 49270 0 0 Pericom Semiconductor Corp Equity 713831105 3203 175483 SH SOLE 175483 0 0 Quanta Services Inc Equity 74762E102 15 600 SH SOLE 600 0 0 Remy International Inc Equity 75971M108 31128 1064207 SH SOLE 1064207 0 0 Red Hat Inc Equity 756577102 338 4700 SH SOLE 4700 0 0 Boston Beer Co Inc/The Equity 100557107 357 1697 SH SOLE 1697 0 0 comScore Inc Equity 20564W105 1858 40250 SH SOLE 40250 0 0 StanCorp Financial Group Inc Equity 852891100 40570 355258 SH SOLE 355258 0 0 Sigma-Aldrich Corp Equity 826552101 101931 733742 SH SOLE 733742 0 0 Solera Holdings Inc Equity 83421A104 21856 404743 SH SOLE 404743 0 0 Staples Inc Exch Traded Option 855030102 257 466400 SH Call SOLE 466400 0 0 SPX Corp Equity 784635104 3965 332602 SH SOLE 332602 0 0 SPDR S&P500 ETF Trust Equity 78462F103 1251 6528 SH SOLE 6528 0 0 Seritage Growth Properties Equity 81752R100 1389 37299 SH SOLE 37299 0 0 Steiner Leisure Ltd Equity 013321396 13063 206751 SH SOLE 206751 0 0 Symetra Financial Corp Equity 87151Q106 80280 2537282 SH SOLE 2537282 0 0 Teradata Corp Equity 88076W103 6 200 SH SOLE 200 0 0 Thoratec Corp Equity 885175307 95565 1510667 SH SOLE 1510667 0 0 Dealertrack Technologies Inc Convertible Bond 242309AB8 1692 1000000 PRN SOLE 0 0 0 Dealertrack Technologies Inc Equity 242309102 67235 1064519 SH SOLE 1064519 0 0 Time Warner Cable Inc Equity 88732J207 44787 249693 SH SOLE 249693 0 0 Visteon Corp Equity 92839U206 12285 121345 SH SOLE 121345 0 0 VMware Inc Exch Traded Option 928563402 303 98500 SH Call SOLE 98500 0 0 VMware Inc Equity 928563402 3880 49243 SH SOLE 49243 0 0 Williams Cos Inc/The Equity 969457100 44463 1206589 SH SOLE 1206589 0 0 Williams Partners LP Equity 96949L105 46954 1470977 SH SOLE 1470977 0 0 Consumer Staples Select Sector Equity 81369Y308 1626 34460 SH SOLE 34460 0 0 Xoom Corp Equity 98419Q101 41795 1679846 SH SOLE 1679846 0 0 XPO Logistics Inc Equity 983793100 1873 78600 SH SOLE 78600 0 0 Yahoo! Inc Equity 984332106 11864 410362 SH SOLE 410362 0 0 zulily Inc Equity 989774104 40530 2329295 SH SOLE 2329295 0 0