0001140361-15-005083.txt : 20150210
0001140361-15-005083.hdr.sgml : 20150210
20150210144838
ACCESSION NUMBER: 0001140361-15-005083
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150210
DATE AS OF CHANGE: 20150210
EFFECTIVENESS DATE: 20150210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC
CENTRAL INDEX KEY: 0001222765
IRS NUMBER: 134100544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10693
FILM NUMBER: 15593185
BUSINESS ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-584-2367
MAIL ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001222765
XXXXXXXX
12-31-2014
12-31-2014
true
1
RESTATEMENT
WATER ISLAND CAPITAL LLC
41 MADISON AVENUE
42ND FLOOR
NEW YORK
NY
10010
13F HOLDINGS REPORT
028-10693
N
Joseph Kolinsky
Compliance Officer
917-475-9259
Joseph Kolinsky
New York
NY
02-09-2015
0
106
2999541
false
INFORMATION TABLE
2
form13fInfoTable.xml
Actavis Inc.
SHS
G0083B908
50840
12400
SH
Call
SOLE
12400
0
0
Actavis Inc.
SHS
G0083B108
212363
825
SH
SOLE
825
0
0
Actuate Corp.
COM
00508B102
11294257
1711251
SH
SOLE
1711251
0
0
Allergan Inc.
COM
018490102
215363449
1013046
SH
SOLE
1013046
0
0
American Realty Cap Healthcare Trust I
COM
02917R108
169907165
14277913
SH
SOLE
14277913
0
0
Amreit Inc New
CL B
03216B208
29195699
1100064
SH
SOLE
1100064
0
0
Annaly Cap Mgmt Inc.
NOTE 4.000% 2/1
035710AA0
8482500
8352000
PRN
SOLE
741143
0
0
Associated Estates Rlty Corp.
COM
045604105
4440352
191312
SH
SOLE
191312
0
0
AT&T Inc.
COM
00206R952
496188
233500
SH
Put
SOLE
233500
0
0
AT&T Inc.
COM
00206R952
1329453
1236700
SH
Put
SOLE
1236700
0
0
Avanir Pharmaceuticals Inc
CL A NEW
05348P401
89943870
5306423
SH
SOLE
5306423
0
0
AVG Technologies N V
SHS
N07831105
3441610
174347
SH
SOLE
174347
0
0
B/E Aerospace Inc.
COM
073302951
66588
76100
SH
Put
SOLE
76100
0
0
B/E Aerospace Inc.
COM
073302101
22734499
391839
SH
SOLE
391839
0
0
Baker Hughes Inc.
COM
057224957
42485
146500
SH
Put
SOLE
146500
0
0
Baker Hughes Inc.
COM
057224107
6572077
117212
SH
SOLE
117212
0
0
Bank of Kentucky Financial Corporation
COM
062896105
11749304
243408
SH
SOLE
243408
0
0
Barclays Bank Plc
IPATH S&P 500 VIX
06742E711
2330417
73958
SH
SOLE
73958
0
0
Berry Plastics Group Inc
COM
08579W103
5823751
184588
SH
SOLE
184588
0
0
Bob Evans Farms Inc.
COM
096761101
5994099
117118
SH
SOLE
117118
0
0
BPZ Resources Inc.
NOTE 8.500% 10/0
055639AC2
1661069
5201000
PRN
SOLE
1298100
0
0
California Resources Corp.
COM
13057Q907
9765
195300
SH
Call
SOLE
195300
0
0
Cardinal Health Inc.
COM
14149Y108
405910
5028
SH
SOLE
5028
0
0
Carefusion Corp.
COM
14170T101
103972996
1752157
SH
SOLE
1752157
0
0
Civeo Corp.
COM
178787957
1380555
278900
SH
Put
SOLE
278900
0
0
Civeo Corp.
COM
178787957
40170
20600
SH
Put
SOLE
20600
0
0
Civeo Corp.
COM
178787107
1205730
293365
SH
SOLE
293365
0
0
Conmed Corp.
COM
207410101
432335
9616
SH
SOLE
9616
0
0
Consol Energy Inc
COM
20854p109
6073561
179638
SH
SOLE
179638
0
0
Consol Energy Inc
COM
20854P959
30798
48500
SH
Put
SOLE
48500
0
0
Covance Inc.
COM
222816100
127282711
1225758
SH
SOLE
1225758
0
0
Covidien PLC
SHS
G2554F113
221479158
2165420
SH
SOLE
2165420
0
0
Cubist Pharmaceuticals Inc
NOTE 1.125% 9/0
229678AF4
16321095
12312000
PRN
SOLE
149367
0
0
Cubist Pharmaceuticals Inc
COM
229678107
117933215
1171716
SH
SOLE
1171716
0
0
Cubist Pharmaceuticals Inc. (CVR)
RIGHT 99/99/9999
229678123
118035
2950869
SH
SOLE
2950869
0
0
Cypress Semiconductor Corp.
COM
232806109
4110555
287854
SH
SOLE
287854
0
0
Directv
COM
25490A309
202886323
2340096
SH
SOLE
2340096
0
0
Dish Network Corp.
CL A
25470m109
1778662
24402
SH
SOLE
24402
0
0
Dresser-Rand Group Inc.
COM
261608103
67023157
819354
SH
SOLE
819354
0
0
Ellis Perry Intl Inc
COM
288853104
4955301
191103
SH
SOLE
191103
0
0
E M C Corp. Mass
COM
268648952
38796
146400
SH
Put
SOLE
146400
0
0
E M C Corp. Mass
COM
268648102
6156418
207008
SH
SOLE
207008
0
0
Endo Intl Plc
SHS
G30401106
4916853
68176
SH
SOLE
68176
0
0
Energizer Holdings Inc.
COM
29266R108
4809172
37408
SH
SOLE
37408
0
0
Energy XXI Ltd
USD UNRS SHS
G10082140
29666
9100
SH
SOLE
9100
0
0
Exterran Holdings Inc.
COM
30225X953
46360
97600
SH
Put
SOLE
97600
0
0
Exterran Holdings Inc.
COM
30225X103
7282054
223513
SH
SOLE
223513
0
0
Family Dollar Stores
COM
307000109
144862337
1828839
SH
SOLE
1828839
0
0
Gentiva Health Services Inc.
COM
37247A102
24864441
1305220
SH
SOLE
1305220
0
0
Glimcher Realty Tr
SH BEN INT
379302102
59128524
4303386
SH
SOLE
4303386
0
0
Globalstar Inc.
NOTE 8.000% 4/0
378973AD3
3453254
763150
PRN
SOLE
1268218
0
0
Globalstar Inc.
COM
378973408
794043
288743
SH
SOLE
288743
0
0
Haemonetics Corp.
COM
405024100
407317
10885
SH
SOLE
10885
0
0
Hawaiian Electric Industries
COM
419870100
4428333
132268
SH
SOLE
132268
0
0
HC2 Holdings Inc.
COM
404139107
3038079
360389
SH
SOLE
360389
0
0
Hubbell Inc.
CL A
443510201
6707642
62788
SH
SOLE
62788
0
0
Hubbell Inc.
CL A
443510952
8260
47200
SH
Put
SOLE
47200
0
0
Hudson Valley Holding Corp.
COM
444172100
11756152
432848
SH
SOLE
432848
0
0
Illumina Inc
COM
452327109
110748
600
SH
SOLE
600
0
0
International Rectifier Corp
COM
460254105
93851503
2352168
SH
SOLE
2352168
0
0
Juniper Networks Inc.
COM
48203R104
5521008
247357
SH
SOLE
247357
0
0
Kindred Healthcare Inc
COM
494580953
73150
146300
SH
Put
SOLE
146300
0
0
Kindred Healthcare Inc
COM
494580103
4011253
220641
SH
SOLE
220641
0
0
KLX Inc.
COM
482539103
8312205
201508
SH
SOLE
201508
0
0
Level 3 Communications Inc.
COM NEW
52729N308
1762767
35698
SH
SOLE
35698
0
0
Liberty Tripadvisor Holdings Inc.
COM SER A
531465102
2443811
90848
SH
SOLE
90848
0
0
Macerich Co.
COM
554382101
4765547
57134
SH
SOLE
57134
0
0
Manitowoc Inc
COM
563571108
349180
15800
SH
SOLE
15800
0
0
Media Gen Inc. New
COM
584441K10
10462273
625360
SH
SOLE
625360
0
0
Methanex Corp.
COM
59151K108
5162979
112655
SH
SOLE
112655
0
0
Molson Coors Brewing Co
CL B
60871R209
3755063
50390
SH
SOLE
50390
0
0
Mylan Inc.
COM
628530957
978
48900
SH
Put
SOLE
48900
0
0
NOW Inc.
CL A
67011P950
143960
97600
SH
Put
SOLE
97600
0
0
NOW Inc.
COM
67011P100
6278069
243998
SH
SOLE
243998
0
0
Pantry Inc.
COM
698657103
30596328
825589
SH
SOLE
825589
0
0
Peabody Energy Corp.
COM
704549104
1143097
147687
SH
SOLE
147687
0
0
Penford Corp.
COM
707051108
7492690
400893
SH
SOLE
400893
0
0
Pepco Holdings Inc
COM
713291102
27950055
1037878
SH
SOLE
1037878
0
0
Platinum Underwriter Holdings L
COM
G7127P100
14235477
193891
SH
SOLE
193891
0
0
Prosensa Holdings N V
SHS USD
N71546100
10029544
534909
SH
SOLE
534909
0
0
Protective Life Corp.
COM
743674103
178487040
2562628
SH
SOLE
2562628
0
0
Rockwood Holdings Inc.
COM
774415103
84058954
1066738
SH
SOLE
1066738
0
0
Safeway Inc.
COM NEW
786514208
177017338
5040357
SH
SOLE
5040357
0
0
Salesforce Com Inc.
COM
79466L302
249102
4200
SH
SOLE
4200
0
0
Sapient Corp.
COM
803062108
96546392
3880482
SH
SOLE
3880482
0
0
Sigma Aldrich Corp
COM
826552101
45410563
330812
SH
SOLE
330812
0
0
Steris Corp.
COM
859152100
414651
6394
SH
SOLE
6394
0
0
Susquehanna Bancshares Inc. P
COM
869099101
16098863
1198724
SH
SOLE
1198724
0
0
Teleflex Inc.
COM
879369106
409104
3563
SH
SOLE
3563
0
0
T Mobile US Inc.
COM
872590954
81008
195200
SH
Put
SOLE
195200
0
0
T Mobile US Inc.
COM
872590104
8020173
297705
SH
SOLE
297705
0
0
TriQuint Semiconductor Inc.
COM
89674K103
217225957
7817258
SH
SOLE
7817258
0
0
TRW Automotive Holdings Corp
COM
87264s906
469060
99800
SH
Call
SOLE
99800
0
0
TRW Automotive Holdings Corp
COM
87264s106
96062311
934004
SH
SOLE
934004
0
0
Tyson Foods Inc.
CL A
902494953
15250
122000
SH
Put
SOLE
122000
0
0
Tyson Foods Inc.
CL A
902494103
5105902
127361
SH
SOLE
127361
0
0
Valeant Pharmaceuticals Intl
COM
91911K902
215250
15000
SH
SOLE
15000
0
0
Viacom Inc New
CL B
92553p201
1188423
15793
SH
SOLE
15793
0
0
Volcano Corporation
NOTE 1.750% 12/0
928645AB6
9752703
9845000
PRN
SOLE
299891
0
0
Volcano Corporation
COM
928645100
55717942
3116216
SH
SOLE
3116216
0
0
Walter Energy Inc
COM
93317Q105
59064
42800
SH
SOLE
42800
0
0
Weatherford Intl Plc
ORD SHS
G48833100
5922993
517292
SH
SOLE
517292
0
0
Weatherford Intl Plc
ORD SHS
G48833950
24388
195100
SH
Put
SOLE
195100
0
0
YUM Brands Inc.
COM
988498101
11200833
153752
SH
SOLE
153752
0
0
YUM Brands Inc.
COM
988498951
4392
97600
SH
Put
SOLE
97600
0
0
YUM Brands Inc.
COM
988498951
32175
97500
SH
Put
SOLE
97500
0
0