0001140361-14-032022.txt : 20140813 0001140361-14-032022.hdr.sgml : 20140813 20140813090935 ACCESSION NUMBER: 0001140361-14-032022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 141035868 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001222765 XXXXXXXX 06-30-2014 06-30-2014 WATER ISLAND CAPITAL LLC
41 MADISON AVENUE 42ND FLOOR NEW YORK NY 10010
13F HOLDINGS REPORT 028-10693 N
Jennifer Avicolli Chief Compliance Officer 646-727-4463 Jennifer Avicolli New York NY 08-07-2014 0 102 2943626015 false
INFORMATION TABLE 2 form13fInfoTable.xml AbbVie Inc. COM 02887Y909 65408 51300 SH Call SOLE 51300 0 0 Actavis Inc. SHS G0083B958 153400 94400 SH Put SOLE 94400 0 0 Actavis Inc. SHS G0083B108 21061273 94424 SH SOLE 94424 0 0 Aeroflex Holdings Corp. COM 007767106 23374953 2226186 SH SOLE 2226186 0 0 Agnico Eagle Mines Ltd. COM 008474108 4414282 115278 SH SOLE 115278 0 0 Allergan Inc. COM 018490952 536250 75000 SH Put SOLE 75000 0 0 Allergan Inc. COM 018490102 72156931 426409 SH SOLE 426409 0 0 Alpha Natural Resources Inc. COM 02076X102 74571 20100 SH SOLE 20100 0 0 American Realty Cap Healthcare Tr. COM 02917R108 116361403 10685161 SH SOLE 10685161 0 0 Annaly Cap Mgmt Inc. NOTE 4.000% 2/1 035710AA0 8832240 8352000 PRN SOLE 684150 0 0 Armstrong World Industries Inc. COM 04247X952 36480 91200 SH Put SOLE 91200 0 0 Armstrong World Industries Inc. COM 04247X102 5231184 91088 SH SOLE 91088 0 0 Assured Guaranty Ltd. COM G0585R106 7714340 314871 SH SOLE 314871 0 0 AstraZeneca PLC SPONSORED ADR 046353108 1952792 26279 SH SOLE 26279 0 0 AT&T COM 00206R952 2334540 1138800 SH Put SOLE 1138800 0 0 B/E Aerospace Inc. COM 073302951 7560 6300 SH Put SOLE 6300 0 0 B/E Aerospace Inc. COM 073302101 14135154 152829 SH SOLE 152829 0 0 BPZ Resources Inc. NOTE 8.500% 10/0 055639AC2 8318440 7072000 PRN SOLE 1765076 0 0 Carefusion Corp. COM 14170T951 90750 165000 SH Put SOLE 165000 0 0 Carefusion Corp. COM 14170T101 7315621 164952 SH SOLE 164952 0 0 Cbeyond Inc. COM 149847105 24603166 2472680 SH SOLE 2472680 0 0 Charter Communications Inc. CL A NEW 16117M955 50220 32400 SH Put SOLE 32400 0 0 Charter Communications Inc. CL A NEW 16117M305 3755348 23711 SH SOLE 23711 0 0 Chicos Fas Inc. COM 168615102 2779405 163880 SH SOLE 163880 0 0 Civeo Corp. COM 178787957 122605 350300 SH Put SOLE 350300 0 0 Civeo Corp. COM 178787107 9920465 396343 SH SOLE 396343 0 0 Consol Energy Inc. COM 20854P109 9710036 210767 SH SOLE 210767 0 0 Covidien PLC SHS G2554F113 81566097 904481 SH SOLE 904481 0 0 Cubist Pharmaceuticals Inc. (CVR) RIGHT 229678123 341711 2950869 SH SOLE 2950869 0 0 Digitalglobe Inc. COM NEW 25389M957 253400 362000 SH Put SOLE 362000 0 0 Digitalglobe Inc. COM NEW 25389M877 10041860 361218 SH SOLE 361218 0 0 Directv COM 25490A959 98005 115300 SH Put SOLE 115300 0 0 Directv COM 25490A309 100758868 1185259 SH SOLE 1185259 0 0 Dryships Inc. NOTE 5.000% 12/0 262498AB4 6723888 6809000 PRN SOLE 986811 0 0 Emeritus Corp. COM 291005106 153385300 4846297 SH SOLE 4846297 0 0 Endeavor International Corp New COM NEW 29259G200 369663 269827 SH SOLE 269827 0 0 Express Inc. COM 30219E103 1481968 87021 SH SOLE 87021 0 0 1st United Bancorp Inc. FLA COM 33740N105 12369467 1434973 SH SOLE 1434973 0 0 Forest Laboratories Inc. COM 345838106 346048362 3495438 SH SOLE 3495438 0 0 Foster Wheeler AG COM H27178104 165618835 4861134 SH SOLE 4861134 0 0 Fusion-IO Inc. COM 36112J107 16951130 1500100 SH SOLE 1500100 0 0 General Motors Co. COM 37045V100 7712153 212456 SH SOLE 212456 0 0 General Motors Co. COM 37045V950 92758 244100 SH Put SOLE 244100 0 0 Genworth Financial Inc. - CL A COM CL A 37247D106 7131616 409863 SH SOLE 409863 0 0 Globalstar Inc. NOTE 8.000% 4/0 378973AD3 5388751 754661 PRN SOLE 1254111 0 0 Hittite Microwave Corp. COM 43365Y104 89582011 1149224 SH SOLE 1149224 0 0 Hormel Foods Corp. COM 440452950 7335 16300 SH Put SOLE 16300 0 0 Hormel Foods Corp. COM 440452100 805589 16324 SH SOLE 16324 0 0 Hornbeck Offshore Svcs Inc. COM 440543106 131376 2800 SH SOLE 2800 0 0 Hudson City Bancorp Inc. COM 443683107 46430540 4723351 SH SOLE 4723351 0 0 Ingersoll-Rand PLC SHS G47791101 9793879 156677 SH SOLE 156677 0 0 Ingersoll-Rand PLC SHS G47791951 233625 186900 SH Put SOLE 186900 0 0 Integrys Energy Group Inc. COM 45822P105 38056826 535032 SH SOLE 535032 0 0 Juniper Networks Inc. COM 48203R104 11435665 466001 SH SOLE 466001 0 0 Juniper Networks Inc. COM 48203R954 116450 465800 SH Put SOLE 465800 0 0 LIN Media LLC CL A COM 532771102 10521361 386105 SH SOLE 386105 0 0 M&T Bank Corp. COM 55261F104 1042392 8403 SH SOLE 8403 0 0 Manitowoc Inc. COM 563571108 10296911 313357 SH SOLE 313357 0 0 Measurement Specialties Inc. COM 583421102 8152206 94716 SH SOLE 94716 0 0 Media General Inc. CL A 584404957 29565 197100 SH Put SOLE 197100 0 0 Medical Action Industries Inc. COM 58449L100 15351678 1118112 SH SOLE 1118112 0 0 Medtronic Inc. COM 585055956 44950 179800 SH Put SOLE 179800 0 0 Medtronic Inc. COM 585055106 11461115 179754 SH SOLE 179754 0 0 Micro Sys Inc. COM 594901100 50623388 745588 SH SOLE 745588 0 0 Morgans Hotel Group Co. NOTE 2.375% 10/1 61748WAB4 9900000 10000000 PRN SOLE 371903 0 0 Mylan Inc. COM 628530957 133128 258500 SH Put SOLE 258500 0 0 Mylan Inc. COM 628530107 13088094 253842 SH SOLE 253842 0 0 Noble Corp. PLC SHS USD G65431101 3631628 108213 SH SOLE 108213 0 0 Nordion Inc. COM 65563C105 49558796 3945764 SH SOLE 3945764 0 0 NPS Pharmaceuticals Inc. COM 62936P103 2371205 71746 SH SOLE 71746 0 0 Omniamerican Bancorp Inc. COM 68216R107 14281600 571264 SH SOLE 571264 0 0 Omnicare Inc. DBCV 3.250% 12/1 681904AL2 531875 500000 PRN SOLE 6420 0 0 Opentable Inc. COM 68372A104 26842760 259100 SH SOLE 259100 0 0 Outerwall Inc. COM 690070107 11114296 187267 SH SOLE 187267 0 0 Peabody Energy Corp. COM 704549104 7823295 478489 SH SOLE 478489 0 0 Pepco Holdings Inc. COM 713291102 111358193 4052336 SH SOLE 4052336 0 0 Petrologistics LP UNIT LTD PTH INT 71672U101 13534515 942515 SH SOLE 942515 0 0 PLX Technology Inc. COM 693417107 17048418 2634995 SH SOLE 2634995 0 0 Protective Life Corp. COM 743674103 150506417 2170870 SH SOLE 2170870 0 0 Questor Pharmaceuticals Inc. COM 74835Y101 50355626 544444 SH SOLE 544444 0 0 Safeway Inc. COM NEW 786514208 177420838 5166594 SH SOLE 5166594 0 0 Schawk Inc. CL A 806373106 16152687 793354 SH SOLE 793354 0 0 Sirius XM Holdings Inc. COM 82968B953 220000 2000000 SH Put SOLE 2000000 0 0 Sirius XM Holdings Inc. COM 82968B103 19913397 5755317 SH SOLE 5755317 0 0 SPDR S&P 500 TR UNIT 78462F953 126854 487900 SH Put SOLE 487900 0 0 SPDR S&P 500 TR UNIT 78462F953 78320 195800 SH Put SOLE 195800 0 0 SPDR S&P 500 TR UNIT 78462F953 130784 195200 SH Put SOLE 195200 0 0 SPDR S&P 500 TR UNIT 78462F953 237900 195000 SH Put SOLE 195000 0 0 SWS Group Inc. COM 78503N107 2428688 333611 SH SOLE 333611 0 0 Talisman Energy Inc. (USD) COM 87425E103 4636313 437388 SH SOLE 437388 0 0 Texas Industries Inc. COM 882491103 29200168 316156 SH SOLE 316156 0 0 Time Water Cable Inc. COM 88732J207 150758015 1023476 SH SOLE 1023476 0 0 T-Mobile US Inc. COM 872590104 9102380 270743 SH SOLE 270743 0 0 TriQuint Semiconductor Inc. COM 89674K103 136940924 8661665 SH SOLE 8661665 0 0 TW Telecom Inc. COM 87311L104 128001100 3175418 SH SOLE 3175418 0 0 Tyson Foods Inc. CL A 902494953 93960 417600 SH Put SOLE 417600 0 0 Tyson Foods Inc. CL A 902494103 15680158 417692 SH SOLE 417692 0 0 UNS Energy Corp. COM 903119105 191383894 3168083 SH SOLE 3168083 0 0 Valeant Phamaceuticals International, Inc. COM 91911K102 2756100 21853 SH SOLE 21853 0 0 Verizon Communications Inc. COM 92343V104 2178755 44528 SH SOLE 44528 0 0 Yamana Gold Inc. COM 98426Y100 384706 46754 SH SOLE 46754 0 0 YRC Worldwide Inc. NOTE 10.000% 3/3 984249AB8 8160718 8079919 PRN SOLE 237580 0 0