0001140361-14-032022.txt : 20140813
0001140361-14-032022.hdr.sgml : 20140813
20140813090935
ACCESSION NUMBER: 0001140361-14-032022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC
CENTRAL INDEX KEY: 0001222765
IRS NUMBER: 134100544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10693
FILM NUMBER: 141035868
BUSINESS ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-584-2367
MAIL ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001222765
XXXXXXXX
06-30-2014
06-30-2014
WATER ISLAND CAPITAL LLC
41 MADISON AVENUE
42ND FLOOR
NEW YORK
NY
10010
13F HOLDINGS REPORT
028-10693
N
Jennifer Avicolli
Chief Compliance Officer
646-727-4463
Jennifer Avicolli
New York
NY
08-07-2014
0
102
2943626015
false
INFORMATION TABLE
2
form13fInfoTable.xml
AbbVie Inc.
COM
02887Y909
65408
51300
SH
Call
SOLE
51300
0
0
Actavis Inc.
SHS
G0083B958
153400
94400
SH
Put
SOLE
94400
0
0
Actavis Inc.
SHS
G0083B108
21061273
94424
SH
SOLE
94424
0
0
Aeroflex Holdings Corp.
COM
007767106
23374953
2226186
SH
SOLE
2226186
0
0
Agnico Eagle Mines Ltd.
COM
008474108
4414282
115278
SH
SOLE
115278
0
0
Allergan Inc.
COM
018490952
536250
75000
SH
Put
SOLE
75000
0
0
Allergan Inc.
COM
018490102
72156931
426409
SH
SOLE
426409
0
0
Alpha Natural Resources Inc.
COM
02076X102
74571
20100
SH
SOLE
20100
0
0
American Realty Cap Healthcare Tr.
COM
02917R108
116361403
10685161
SH
SOLE
10685161
0
0
Annaly Cap Mgmt Inc.
NOTE 4.000% 2/1
035710AA0
8832240
8352000
PRN
SOLE
684150
0
0
Armstrong World Industries Inc.
COM
04247X952
36480
91200
SH
Put
SOLE
91200
0
0
Armstrong World Industries Inc.
COM
04247X102
5231184
91088
SH
SOLE
91088
0
0
Assured Guaranty Ltd.
COM
G0585R106
7714340
314871
SH
SOLE
314871
0
0
AstraZeneca PLC
SPONSORED ADR
046353108
1952792
26279
SH
SOLE
26279
0
0
AT&T
COM
00206R952
2334540
1138800
SH
Put
SOLE
1138800
0
0
B/E Aerospace Inc.
COM
073302951
7560
6300
SH
Put
SOLE
6300
0
0
B/E Aerospace Inc.
COM
073302101
14135154
152829
SH
SOLE
152829
0
0
BPZ Resources Inc.
NOTE 8.500% 10/0
055639AC2
8318440
7072000
PRN
SOLE
1765076
0
0
Carefusion Corp.
COM
14170T951
90750
165000
SH
Put
SOLE
165000
0
0
Carefusion Corp.
COM
14170T101
7315621
164952
SH
SOLE
164952
0
0
Cbeyond Inc.
COM
149847105
24603166
2472680
SH
SOLE
2472680
0
0
Charter Communications Inc.
CL A NEW
16117M955
50220
32400
SH
Put
SOLE
32400
0
0
Charter Communications Inc.
CL A NEW
16117M305
3755348
23711
SH
SOLE
23711
0
0
Chicos Fas Inc.
COM
168615102
2779405
163880
SH
SOLE
163880
0
0
Civeo Corp.
COM
178787957
122605
350300
SH
Put
SOLE
350300
0
0
Civeo Corp.
COM
178787107
9920465
396343
SH
SOLE
396343
0
0
Consol Energy Inc.
COM
20854P109
9710036
210767
SH
SOLE
210767
0
0
Covidien PLC
SHS
G2554F113
81566097
904481
SH
SOLE
904481
0
0
Cubist Pharmaceuticals Inc. (CVR)
RIGHT
229678123
341711
2950869
SH
SOLE
2950869
0
0
Digitalglobe Inc.
COM NEW
25389M957
253400
362000
SH
Put
SOLE
362000
0
0
Digitalglobe Inc.
COM NEW
25389M877
10041860
361218
SH
SOLE
361218
0
0
Directv
COM
25490A959
98005
115300
SH
Put
SOLE
115300
0
0
Directv
COM
25490A309
100758868
1185259
SH
SOLE
1185259
0
0
Dryships Inc.
NOTE 5.000% 12/0
262498AB4
6723888
6809000
PRN
SOLE
986811
0
0
Emeritus Corp.
COM
291005106
153385300
4846297
SH
SOLE
4846297
0
0
Endeavor International Corp New
COM NEW
29259G200
369663
269827
SH
SOLE
269827
0
0
Express Inc.
COM
30219E103
1481968
87021
SH
SOLE
87021
0
0
1st United Bancorp Inc. FLA
COM
33740N105
12369467
1434973
SH
SOLE
1434973
0
0
Forest Laboratories Inc.
COM
345838106
346048362
3495438
SH
SOLE
3495438
0
0
Foster Wheeler AG
COM
H27178104
165618835
4861134
SH
SOLE
4861134
0
0
Fusion-IO Inc.
COM
36112J107
16951130
1500100
SH
SOLE
1500100
0
0
General Motors Co.
COM
37045V100
7712153
212456
SH
SOLE
212456
0
0
General Motors Co.
COM
37045V950
92758
244100
SH
Put
SOLE
244100
0
0
Genworth Financial Inc. - CL A
COM CL A
37247D106
7131616
409863
SH
SOLE
409863
0
0
Globalstar Inc.
NOTE 8.000% 4/0
378973AD3
5388751
754661
PRN
SOLE
1254111
0
0
Hittite Microwave Corp.
COM
43365Y104
89582011
1149224
SH
SOLE
1149224
0
0
Hormel Foods Corp.
COM
440452950
7335
16300
SH
Put
SOLE
16300
0
0
Hormel Foods Corp.
COM
440452100
805589
16324
SH
SOLE
16324
0
0
Hornbeck Offshore Svcs Inc.
COM
440543106
131376
2800
SH
SOLE
2800
0
0
Hudson City Bancorp Inc.
COM
443683107
46430540
4723351
SH
SOLE
4723351
0
0
Ingersoll-Rand PLC
SHS
G47791101
9793879
156677
SH
SOLE
156677
0
0
Ingersoll-Rand PLC
SHS
G47791951
233625
186900
SH
Put
SOLE
186900
0
0
Integrys Energy Group Inc.
COM
45822P105
38056826
535032
SH
SOLE
535032
0
0
Juniper Networks Inc.
COM
48203R104
11435665
466001
SH
SOLE
466001
0
0
Juniper Networks Inc.
COM
48203R954
116450
465800
SH
Put
SOLE
465800
0
0
LIN Media LLC
CL A COM
532771102
10521361
386105
SH
SOLE
386105
0
0
M&T Bank Corp.
COM
55261F104
1042392
8403
SH
SOLE
8403
0
0
Manitowoc Inc.
COM
563571108
10296911
313357
SH
SOLE
313357
0
0
Measurement Specialties Inc.
COM
583421102
8152206
94716
SH
SOLE
94716
0
0
Media General Inc.
CL A
584404957
29565
197100
SH
Put
SOLE
197100
0
0
Medical Action Industries Inc.
COM
58449L100
15351678
1118112
SH
SOLE
1118112
0
0
Medtronic Inc.
COM
585055956
44950
179800
SH
Put
SOLE
179800
0
0
Medtronic Inc.
COM
585055106
11461115
179754
SH
SOLE
179754
0
0
Micro Sys Inc.
COM
594901100
50623388
745588
SH
SOLE
745588
0
0
Morgans Hotel Group Co.
NOTE 2.375% 10/1
61748WAB4
9900000
10000000
PRN
SOLE
371903
0
0
Mylan Inc.
COM
628530957
133128
258500
SH
Put
SOLE
258500
0
0
Mylan Inc.
COM
628530107
13088094
253842
SH
SOLE
253842
0
0
Noble Corp. PLC
SHS USD
G65431101
3631628
108213
SH
SOLE
108213
0
0
Nordion Inc.
COM
65563C105
49558796
3945764
SH
SOLE
3945764
0
0
NPS Pharmaceuticals Inc.
COM
62936P103
2371205
71746
SH
SOLE
71746
0
0
Omniamerican Bancorp Inc.
COM
68216R107
14281600
571264
SH
SOLE
571264
0
0
Omnicare Inc.
DBCV 3.250% 12/1
681904AL2
531875
500000
PRN
SOLE
6420
0
0
Opentable Inc.
COM
68372A104
26842760
259100
SH
SOLE
259100
0
0
Outerwall Inc.
COM
690070107
11114296
187267
SH
SOLE
187267
0
0
Peabody Energy Corp.
COM
704549104
7823295
478489
SH
SOLE
478489
0
0
Pepco Holdings Inc.
COM
713291102
111358193
4052336
SH
SOLE
4052336
0
0
Petrologistics LP
UNIT LTD PTH INT
71672U101
13534515
942515
SH
SOLE
942515
0
0
PLX Technology Inc.
COM
693417107
17048418
2634995
SH
SOLE
2634995
0
0
Protective Life Corp.
COM
743674103
150506417
2170870
SH
SOLE
2170870
0
0
Questor Pharmaceuticals Inc.
COM
74835Y101
50355626
544444
SH
SOLE
544444
0
0
Safeway Inc.
COM NEW
786514208
177420838
5166594
SH
SOLE
5166594
0
0
Schawk Inc.
CL A
806373106
16152687
793354
SH
SOLE
793354
0
0
Sirius XM Holdings Inc.
COM
82968B953
220000
2000000
SH
Put
SOLE
2000000
0
0
Sirius XM Holdings Inc.
COM
82968B103
19913397
5755317
SH
SOLE
5755317
0
0
SPDR S&P 500
TR UNIT
78462F953
126854
487900
SH
Put
SOLE
487900
0
0
SPDR S&P 500
TR UNIT
78462F953
78320
195800
SH
Put
SOLE
195800
0
0
SPDR S&P 500
TR UNIT
78462F953
130784
195200
SH
Put
SOLE
195200
0
0
SPDR S&P 500
TR UNIT
78462F953
237900
195000
SH
Put
SOLE
195000
0
0
SWS Group Inc.
COM
78503N107
2428688
333611
SH
SOLE
333611
0
0
Talisman Energy Inc. (USD)
COM
87425E103
4636313
437388
SH
SOLE
437388
0
0
Texas Industries Inc.
COM
882491103
29200168
316156
SH
SOLE
316156
0
0
Time Water Cable Inc.
COM
88732J207
150758015
1023476
SH
SOLE
1023476
0
0
T-Mobile US Inc.
COM
872590104
9102380
270743
SH
SOLE
270743
0
0
TriQuint Semiconductor Inc.
COM
89674K103
136940924
8661665
SH
SOLE
8661665
0
0
TW Telecom Inc.
COM
87311L104
128001100
3175418
SH
SOLE
3175418
0
0
Tyson Foods Inc.
CL A
902494953
93960
417600
SH
Put
SOLE
417600
0
0
Tyson Foods Inc.
CL A
902494103
15680158
417692
SH
SOLE
417692
0
0
UNS Energy Corp.
COM
903119105
191383894
3168083
SH
SOLE
3168083
0
0
Valeant Phamaceuticals International, Inc.
COM
91911K102
2756100
21853
SH
SOLE
21853
0
0
Verizon Communications Inc.
COM
92343V104
2178755
44528
SH
SOLE
44528
0
0
Yamana Gold Inc.
COM
98426Y100
384706
46754
SH
SOLE
46754
0
0
YRC Worldwide Inc.
NOTE 10.000% 3/3
984249AB8
8160718
8079919
PRN
SOLE
237580
0
0