0001140361-14-007217.txt : 20140214 0001140361-14-007217.hdr.sgml : 20140214 20140214100831 ACCESSION NUMBER: 0001140361-14-007217 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 14611836 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001222765 XXXXXXXX 12-31-2013 12-31-2013 WATER ISLAND CAPITAL LLC

41 MADISON AVENUE 42ND FLOOR NEW YORK NY 10010

13F HOLDINGS REPORT 028-10693 N Jennifer Avicolli (646) 727-4463 Jennifer Avicolli New York NY 02-13-2014 0 75 1800017 false INFORMATION TABLE 2 form13fInfoTable.xml Activis PLC SHS G0083B108 56 46200 SH Put SOLE 46200 0 0 Activis PLC SHS G0083B108 7019 41785 SH SOLE 41785 0 0 Activis PLC COM G0083B108 3 16800 SH Put SOLE 16800 0 0 Activision Blizzard Inc COM 00507V109 273 15355 SH SOLE 15355 0 0 Aeropostale Inc COM 007865108 25 200000 SH Put SOLE 200000 0 0 Aeropostale Inc COM 007865108 1754 193067 SH SOLE 193067 0 0 Allegion PLC ORD SHS G0176J109 1482 33546 SH SOLE 33546 0 0 American Airlines Group Inc. COM 02376R102 4810 190508 SH SOLE 190508 0 0 Anaren Inc COM 032744104 30602 1093324 SH SOLE 1093324 0 0 Annaly Cap MGMT Inc NOTE 5.000% 5/1 035710AB8 101 100000 PRN SOLE 100000 0 0 Assured Guaranty Ltd COM G0585R106 4104 174002 SH SOLE 174002 0 0 BRE Properties Inc CL A 05564E106 29039 530781 SH SOLE 530781 0 0 CAPITALSOURCE INC COM 14055X102 134164 9336435 SH SOLE 9336435 0 0 Charter Communications Inc CL A NEW 16117M305 12 20500 SH Put SOLE 20500 0 0 Charter Communications Inc CL A NEW 16117M305 2797 20459 SH SOLE 20459 0 0 Cole Real Estate Investments Inc COM 19329V105 13479 960065 SH SOLE 960065 0 0 Coleman Cable Inc COM 193459302 2425 92500 SH SOLE 92500 0 0 CONSOL ENERGY INC COM 20854P109 2327 61179 SH SOLE 61179 0 0 Consolidated Graphics Inc COM 209341106 12978 192441 SH SOLE 192441 0 0 Corning Inc COM 219350105 27 220000 SH Put SOLE 220000 0 0 Corning Inc COM 219350105 3922 220112 SH SOLE 220112 0 0 Costa Inc CL A 22149T102 1835 84464 SH SOLE 84464 0 0 Cubist Pharmaceuticals Inc RIGHT 99/99/9999 229678123 4037 2990735 SH SOLE 2990735 0 0 General Motors Co COM 37045V100 5691 139263 SH SOLE 139263 0 0 Gentium SpA Sponsored ADR 37250B104 480 8407 SH SOLE 8407 0 0 GENWORTH FINANCIAL INC-CL A COM CL A 37247D106 5711 367770 SH SOLE 367770 0 0 Given Imaging Ltd ORD SHS M52020100 41966 1395160 SH SOLE 1395160 0 0 Harris Teeter Supermarkets Inc COM 414585109 156090 3162936 SH SOLE 3162936 0 0 Health Management Associates Inc CL A 421933102 7276 555478 SH SOLE 555478 0 0 Hudson City Bancorp Inc COM 443683107 111991 11876120 SH SOLE 11876120 0 0 Ingersoll-Rand PLC COM G47791101 18 44200 SH Put SOLE 44200 0 0 Ingersoll-Rand PLC COM G47791101 2643 42921 SH SOLE 42921 0 0 Jones Group Inc/The COM 48020T101 8976 600000 SH SOLE 600000 0 0 KKR FINANCIAL HOLDINGS LLC COM 48248A306 10646 873413 SH SOLE 873413 0 0 Leap Wireless International Inc COM NEW 521863308 26679 1533327 SH SOLE 1533327 0 0 Lender Processing Services COM 52602E102 167068 4469467 SH SOLE 4469467 0 0 Life Technologies Corp COM 53217V109 196411 2591178 SH SOLE 2591178 0 0 Lousiana-Pacific Corp COM 546347105 595 32197 SH SOLE 32197 0 0 LSI Corp COM 502161102 50152 4551008 SH SOLE 4551008 0 0 Mac-Gray Corp COM 554153106 14495 682766 SH SOLE 682766 0 0 MANITOWOC CO INC CMN COM 563571108 6693 287019 SH SOLE 287019 0 0 McKesson Corp COM 58155Q103 28 20700 SH Put SOLE 20700 0 0 McKesson Corp COM 58155Q103 3333 20652 SH SOLE 20652 0 0 Morgans Hotel Group Co NOTE 2.375%10/1 61748WAB4 5820 6000000 PRN SOLE 600000 0 0 Noble Corp PLC SHS USD G65431101 29 82900 SH Put SOLE 82900 0 0 Noble Corp PLC SHS USD G65431101 3103 82836 SH SOLE 82836 0 0 NRG Energy Inc COM NEW 629377508 8366 291327 SH SOLE 291327 0 0 Office Depot Inc COM 676220106 7701 1455859 SH SOLE 1455859 0 0 Oil States International Inc COM 678026105 42 46800 SH Put SOLE 46800 0 0 Oil States International Inc COM 678026105 4761 46808 SH SOLE 46808 0 0 Omnicare Inc DBCV 3.250%12/1 681904AL2 133 125000 PRN SOLE 125000 0 0 Outerwall Inc COM 690070107 7279 108216 SH SOLE 108216 0 0 Peabody Energy Corp COM 704549104 1012 51868 SH SOLE 51868 0 0 Perrigo Co COM 714290103 176183 1148075 SH SOLE 1148075 0 0 Pioneer Natural Resources Co COM 723787107 50387 273739 SH SOLE 273739 0 0 Rambus Inc Del Note 5.000% 6/1 750917AC0 325 320000 PRN SOLE 320000 0 0 RESPONSYS INC COM 761248103 24215 883440 SH SOLE 883440 0 0 Santarus Inc COM 802817304 158081 4946241 SH SOLE 4946241 0 0 Sterling Financial Corp/WA COM NEW 859319303 97943 2873928 SH SOLE 2873928 0 0 Stewart Enterprises Inc Note 3.375% 7/1 860370AK1 5692 4329000 PRN SOLE 432900 0 0 STILLWATER MINING CO COM 86074Q102 2584 209447 SH SOLE 209447 0 0 TIBCO Software Inc COM 88632Q103 682 30377 SH SOLE 30377 0 0 Time Warner Cable Inc COM 88732J207 58 44100 SH Put SOLE 44100 0 0 Time Warner Cable Inc COM 88732J207 5969 44058 SH SOLE 44058 0 0 United Sts Stl Corp New NOTE 4.000% 5/1 912909AE8 2734 2562000 PRN SOLE 2562000 0 0 UNS Energy Corp COM 903119105 6188 103400 SH SOLE 103400 0 0 Valassis Communications Inc COM 918866104 9397 274376 SH SOLE 274376 0 0 Verizon Communications Inc COM 92343V104 84 184200 SH Put SOLE 184200 0 0 Verizon Communications Inc COM 92343V104 9053 184246 SH SOLE 184246 0 0 ViroPharma Inc NOTE 2.000% 3/1 928241AH1 160 60000 PRN SOLE 60000 0 0 ViroPharma Inc COM 928241108 123501 2477454 SH SOLE 2477454 0 0 Vitran Corp Inc COM 92850E107 1492 230342 SH SOLE 230342 0 0 WALTER ENERGY INC CMN COM 93317Q105 1161 69869 SH SOLE 69869 0 0 Xyratex Ltd COM G98268108 8333 627076 SH SOLE 627076 0 0 Zoltek Cos Inc COM 98975W104 3336 199172 SH SOLE 199172 0 0