0001140361-14-007217.txt : 20140214
0001140361-14-007217.hdr.sgml : 20140214
20140214100831
ACCESSION NUMBER: 0001140361-14-007217
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC
CENTRAL INDEX KEY: 0001222765
IRS NUMBER: 134100544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10693
FILM NUMBER: 14611836
BUSINESS ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-584-2367
MAIL ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001222765
XXXXXXXX
12-31-2013
12-31-2013
WATER ISLAND CAPITAL LLC
41 MADISON AVENUE
42ND FLOOR
NEW YORK
NY
10010
13F HOLDINGS REPORT
028-10693
N
Jennifer Avicolli
Chief Compliance Officer
(646) 727-4463
Jennifer Avicolli
New York
NY
02-13-2014
0
75
1800017
false
INFORMATION TABLE
2
form13fInfoTable.xml
Activis PLC
SHS
G0083B108
56
46200
SH
Put
SOLE
46200
0
0
Activis PLC
SHS
G0083B108
7019
41785
SH
SOLE
41785
0
0
Activis PLC
COM
G0083B108
3
16800
SH
Put
SOLE
16800
0
0
Activision Blizzard Inc
COM
00507V109
273
15355
SH
SOLE
15355
0
0
Aeropostale Inc
COM
007865108
25
200000
SH
Put
SOLE
200000
0
0
Aeropostale Inc
COM
007865108
1754
193067
SH
SOLE
193067
0
0
Allegion PLC
ORD SHS
G0176J109
1482
33546
SH
SOLE
33546
0
0
American Airlines Group Inc.
COM
02376R102
4810
190508
SH
SOLE
190508
0
0
Anaren Inc
COM
032744104
30602
1093324
SH
SOLE
1093324
0
0
Annaly Cap MGMT Inc
NOTE 5.000% 5/1
035710AB8
101
100000
PRN
SOLE
100000
0
0
Assured Guaranty Ltd
COM
G0585R106
4104
174002
SH
SOLE
174002
0
0
BRE Properties Inc
CL A
05564E106
29039
530781
SH
SOLE
530781
0
0
CAPITALSOURCE INC
COM
14055X102
134164
9336435
SH
SOLE
9336435
0
0
Charter Communications Inc
CL A NEW
16117M305
12
20500
SH
Put
SOLE
20500
0
0
Charter Communications Inc
CL A NEW
16117M305
2797
20459
SH
SOLE
20459
0
0
Cole Real Estate Investments Inc
COM
19329V105
13479
960065
SH
SOLE
960065
0
0
Coleman Cable Inc
COM
193459302
2425
92500
SH
SOLE
92500
0
0
CONSOL ENERGY INC
COM
20854P109
2327
61179
SH
SOLE
61179
0
0
Consolidated Graphics Inc
COM
209341106
12978
192441
SH
SOLE
192441
0
0
Corning Inc
COM
219350105
27
220000
SH
Put
SOLE
220000
0
0
Corning Inc
COM
219350105
3922
220112
SH
SOLE
220112
0
0
Costa Inc
CL A
22149T102
1835
84464
SH
SOLE
84464
0
0
Cubist Pharmaceuticals Inc
RIGHT 99/99/9999
229678123
4037
2990735
SH
SOLE
2990735
0
0
General Motors Co
COM
37045V100
5691
139263
SH
SOLE
139263
0
0
Gentium SpA
Sponsored ADR
37250B104
480
8407
SH
SOLE
8407
0
0
GENWORTH FINANCIAL INC-CL A
COM CL A
37247D106
5711
367770
SH
SOLE
367770
0
0
Given Imaging Ltd
ORD SHS
M52020100
41966
1395160
SH
SOLE
1395160
0
0
Harris Teeter Supermarkets Inc
COM
414585109
156090
3162936
SH
SOLE
3162936
0
0
Health Management Associates Inc
CL A
421933102
7276
555478
SH
SOLE
555478
0
0
Hudson City Bancorp Inc
COM
443683107
111991
11876120
SH
SOLE
11876120
0
0
Ingersoll-Rand PLC
COM
G47791101
18
44200
SH
Put
SOLE
44200
0
0
Ingersoll-Rand PLC
COM
G47791101
2643
42921
SH
SOLE
42921
0
0
Jones Group Inc/The
COM
48020T101
8976
600000
SH
SOLE
600000
0
0
KKR FINANCIAL HOLDINGS LLC
COM
48248A306
10646
873413
SH
SOLE
873413
0
0
Leap Wireless International Inc
COM NEW
521863308
26679
1533327
SH
SOLE
1533327
0
0
Lender Processing Services
COM
52602E102
167068
4469467
SH
SOLE
4469467
0
0
Life Technologies Corp
COM
53217V109
196411
2591178
SH
SOLE
2591178
0
0
Lousiana-Pacific Corp
COM
546347105
595
32197
SH
SOLE
32197
0
0
LSI Corp
COM
502161102
50152
4551008
SH
SOLE
4551008
0
0
Mac-Gray Corp
COM
554153106
14495
682766
SH
SOLE
682766
0
0
MANITOWOC CO INC CMN
COM
563571108
6693
287019
SH
SOLE
287019
0
0
McKesson Corp
COM
58155Q103
28
20700
SH
Put
SOLE
20700
0
0
McKesson Corp
COM
58155Q103
3333
20652
SH
SOLE
20652
0
0
Morgans Hotel Group Co
NOTE 2.375%10/1
61748WAB4
5820
6000000
PRN
SOLE
600000
0
0
Noble Corp PLC
SHS USD
G65431101
29
82900
SH
Put
SOLE
82900
0
0
Noble Corp PLC
SHS USD
G65431101
3103
82836
SH
SOLE
82836
0
0
NRG Energy Inc
COM NEW
629377508
8366
291327
SH
SOLE
291327
0
0
Office Depot Inc
COM
676220106
7701
1455859
SH
SOLE
1455859
0
0
Oil States International Inc
COM
678026105
42
46800
SH
Put
SOLE
46800
0
0
Oil States International Inc
COM
678026105
4761
46808
SH
SOLE
46808
0
0
Omnicare Inc
DBCV 3.250%12/1
681904AL2
133
125000
PRN
SOLE
125000
0
0
Outerwall Inc
COM
690070107
7279
108216
SH
SOLE
108216
0
0
Peabody Energy Corp
COM
704549104
1012
51868
SH
SOLE
51868
0
0
Perrigo Co
COM
714290103
176183
1148075
SH
SOLE
1148075
0
0
Pioneer Natural Resources Co
COM
723787107
50387
273739
SH
SOLE
273739
0
0
Rambus Inc Del
Note 5.000% 6/1
750917AC0
325
320000
PRN
SOLE
320000
0
0
RESPONSYS INC
COM
761248103
24215
883440
SH
SOLE
883440
0
0
Santarus Inc
COM
802817304
158081
4946241
SH
SOLE
4946241
0
0
Sterling Financial Corp/WA
COM NEW
859319303
97943
2873928
SH
SOLE
2873928
0
0
Stewart Enterprises Inc
Note 3.375% 7/1
860370AK1
5692
4329000
PRN
SOLE
432900
0
0
STILLWATER MINING CO
COM
86074Q102
2584
209447
SH
SOLE
209447
0
0
TIBCO Software Inc
COM
88632Q103
682
30377
SH
SOLE
30377
0
0
Time Warner Cable Inc
COM
88732J207
58
44100
SH
Put
SOLE
44100
0
0
Time Warner Cable Inc
COM
88732J207
5969
44058
SH
SOLE
44058
0
0
United Sts Stl Corp New
NOTE 4.000% 5/1
912909AE8
2734
2562000
PRN
SOLE
2562000
0
0
UNS Energy Corp
COM
903119105
6188
103400
SH
SOLE
103400
0
0
Valassis Communications Inc
COM
918866104
9397
274376
SH
SOLE
274376
0
0
Verizon Communications Inc
COM
92343V104
84
184200
SH
Put
SOLE
184200
0
0
Verizon Communications Inc
COM
92343V104
9053
184246
SH
SOLE
184246
0
0
ViroPharma Inc
NOTE 2.000% 3/1
928241AH1
160
60000
PRN
SOLE
60000
0
0
ViroPharma Inc
COM
928241108
123501
2477454
SH
SOLE
2477454
0
0
Vitran Corp Inc
COM
92850E107
1492
230342
SH
SOLE
230342
0
0
WALTER ENERGY INC CMN
COM
93317Q105
1161
69869
SH
SOLE
69869
0
0
Xyratex Ltd
COM
G98268108
8333
627076
SH
SOLE
627076
0
0
Zoltek Cos Inc
COM
98975W104
3336
199172
SH
SOLE
199172
0
0