0000899243-16-018248.txt : 20160418
0000899243-16-018248.hdr.sgml : 20160418
20160418210056
ACCESSION NUMBER: 0000899243-16-018248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160414
FILED AS OF DATE: 20160418
DATE AS OF CHANGE: 20160418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUBICON PROJECT, INC.
CENTRAL INDEX KEY: 0001595974
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 208881738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
BUSINESS PHONE: 310-207-0272
MAIL ADDRESS:
STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAPPIN TODD L
CENTRAL INDEX KEY: 0001222387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36384
FILM NUMBER: 161577851
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-14
0
0001595974
RUBICON PROJECT, INC.
RUBI
0001222387
TAPPIN TODD L
C/O THE RUBICON PROJECT, INC.
12181 BLUFF CREEK DRIVE, 4TH FLOOR
LOS ANGELES
CA
90094
0
1
0
0
CFO & COO
Common Stock
2016-04-14
4
M
0
113485
7.80
A
579846
D
Common Stock
2016-04-14
4
S
0
113485
19.89
D
466361
D
Common Stock
2016-04-15
4
M
0
98247
7.80
A
564608
D
Common Stock
2016-04-15
4
S
0
98247
19.40
D
466361
D
Stock Option (right to buy)
7.80
2016-04-14
4
M
0
98247
0.00
D
2023-02-01
Common stock
98247
275615
D
Stock Option (right to buy)
7.80
2016-04-15
4
M
0
113485
0.00
D
2023-02-01
Common stock
113485
162130
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $20.00, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.07 to $19.84, inclusive.
The option, representing a right to purchase a total of 593,650 shares, became exercisable with respect to 25% of the grant on January 28, 2014 and becomes exercisable with respect to the remainder in 36 equal installments each calendar month thereafter.
Granted as compensation for services.
/s/ Jonathan Feldman, attorney-in-fact
2016-04-18