SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
SIDHU JAY S

(Last) (First) (Middle)
1015 PENN AVENUE, SUITE 103

(Street)
WYOMISSING PA 19610

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2013
3. Issuer Name and Ticker or Trading Symbol
Customers Bancorp, Inc. [ CUBI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 238,572 D
Class B Non-Voting Common Stock 20,833 D
Restricted Stock Units (Common Stock) 58,531 D
Restricted Stock Units (Class B Non-Voting Common Stock) 211,640 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 06/30/2009 06/30/2016 Common Stock 195,596 $10.5 D
Warrants 09/30/2009 09/30/2016 Common Stock 21,891 $10.5 D
Warrants 11/13/2009 11/13/2016 Common Stock 60,632 $10.5 D
Stock Options 04/06/2015 04/06/2020 Common Stock 448,754 $9.75 D
Stock Options 07/14/2015 07/14/2020 Common Stock 11,667 $10.5 D
Stock Options 12/28/2015 12/28/2020 Common Stock 74,422 $12 D
Stock Options 01/31/2016 01/31/2021 Common Stock 76,459 $12 D
Stock Options 02/28/2016 02/28/2021 Common Stock 33,517 $12 D
Stock Options 03/07/2016 03/07/2021 Common Stock 26,831 $12 D
Stock Options 09/17/2016 09/17/2021 Class B Non-Voting Common Stock 62,399 $13.2 D
Stock Options 09/30/2016 09/30/2021 Class B Non-Voting Common Stock 98,485 $13.2 D
Stock Options 09/20/2017 09/20/2022 Common Stock 711,182 $14 D
Explanation of Responses:
Remarks:
/s/ Jay S. Sidhu 05/15/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.