SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MCCORMICK PETER M

(Last) (First) (Middle)
205 CROSSPOINT PARKWAY

(Street)
GETZVILLE NY 14068

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP-CraneSolutions
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/30/2021 F 911.0287(1) D $47.72 39,068.4771 D
Common Stock 06/30/2021 J 5,741.4771(2) D $47.72 33,327 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $24.33 05/22/2018 08/28/2021(3) Common Stock 15,910 15,910 D
Non-Qualified Stock Options (Right to Buy) $38.7 06/30/2021 J 2,025(4) 05/22/2019 08/28/2021(3) Common Stock 8,097 $0 6,072 D
Non-Qualified Stock Options (Right to Buy) $35.16 06/30/2021 J 5,026(4) 05/20/2020 08/28/2021(3) Common Stock 10,052 $0 5,026 D
Non-Qualified Stock Options (Right to Buy) $25.52 06/30/2021 J 10,318(4) 05/18/2021 08/28/2021(3) Common Stock 15,478 $0 5,160 D
Explanation of Responses:
1. 2,847.0287 restricted stock units became fully vested on 6/30/2021, of which 911 were traded and .0287 were converted to cash to satisfy tax withholding obligations.
2. Represents unvested restricted stock units forfeited on June 30, 2021, which was reporting person's last day as an employee of issuer.
3. Expiration date changed due to reporting person no longer being an employee of issuer.
4. Represents unvested non-qualified stock options forfeited on June 30, 2021, which was reporting person's last day as an employee of issuer.
Remarks:
Peter M. McCormick 07/01/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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